PRINCETON GLOBAL ASSET MANAGEMENT LLC

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Princeton Global Asset Management is based out of Princeton. Princeton Global Asset Management is a large advisory firm with 86 clients and discretionary assets under management (AUM) of $198,630,400 (Form ADV from 2019-05-17). Their last reported 13F filing for Q2 2019 included $166,551,000 in managed 13F securities and a top 10 holdings concentration of 25.3%. Princeton Global Asset Management's largest holding is Microsoft Corp. with shares held of 52,173. Whalewisdom has at least 3 13F filings

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06/30/2019

13F Sector Allocation Over Time

06/30/2019

13F Activity

  • Market Value $166.551 Million
  • Prior Market Value $146.015 Million
  • New Purchases69 stocks
  • Additional Purchases108 stocks
  • Sold out of58 stocks
  • Reduced holdings in51 stocks
  • Top 10 Holdings % 25.30 %
  • Turnover % [1]:34.60%
  • Turnover Alt % [2]: 13.61 %
  • Time Held Top20:1.50 quarters
  • Time Held Top10:1.70 quarters
  • Time Held All:1.35 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.


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13F Filings Available:
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

PRINCETON GLOBAL ASSET MANAGEMENT LLC
17 HULFISH STREET SUITE 240
PRINCETON NJ    08542
Country: United States

Business Phone: 609-945-1781
Fax: 609-356-0832
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: NJ
Number of employees: 9
Other Business Activities: insurance broker or agent
Advisor Fees/Compensation: Percentage of assets under management,Fixed fees
Amount of client funds and securities:
Total Number of Clients: 86
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

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PRINCETON GLOBAL ASSET MANAGEMENT LLC

ownership team - last updated 2019-05-17
Name Title Start Date Direct/Indirect % Ownership
GERARD, PAUL, JEFFREY CHIEF EXECUTIVE OFFICER 01/01/2008 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
PRINCETON GLOBAL ASSET MANAGEMENT LLC CHIEF EXECUTIVE OFFICER direct 2008-01-01
PRINCETON GLOBAL ASSET MANAGEMENT LLC CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER direct 2008-01-01
HERST, ADOLF, LAWRENCE PRESIDENT 01/01/2009 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
PRINCETON GLOBAL ASSET MANAGEMENT LLC PRESIDENT direct 2009-01-01
HEYMSFELD, JOEL CHIEF INVESTMENT OFFICER 01/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
PRINCETON GLOBAL ASSET MANAGEMENT LLC CHIEF INVESTMENT OFFICER direct 2009-01-01
GOLDMAN, DANIEL, JAY MANAGING DIRECTOR 03/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
PRINCETON GLOBAL ASSET MANAGEMENT LLC MANAGING DIRECTOR direct 2010-03-01
KUFTA, WILLIAM, LOUIS MANAGING DIRECTOR 02/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
COPPER BEECH ADVISORS LLC MANAGING MEMBER direct 2002-09-01
PRINCETON GLOBAL ASSET MANAGEMENT LLC MANAGING DIRECTOR direct 2016-02-01
SHAVER, BRETT, MICHAEL PRESIDENT 09/01/2016 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
PRINCETON GLOBAL ASSET MANAGEMENT LLC PARTNER direct 2016-09-01
KUZNIACKI, ROBERT, CURTIS CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER 03/01/2017 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
PRINCETON GLOBAL ASSET MANAGEMENT LLC MANAGING DIRECTOR AND CHIEF OPERATIONS OFFICER direct 2017-03-01

PRINCETON GLOBAL ASSET MANAGEMENT LLC

ownership team - last updated 2019-03-29
Name Title Start Date Direct/Indirect % Ownership
GERARD, PAUL, JEFFREY CHIEF EXECUTIVE OFFICER 01/01/2008 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
PRINCETON GLOBAL ASSET MANAGEMENT LLC CHIEF EXECUTIVE OFFICER direct 2008-01-01
PRINCETON GLOBAL ASSET MANAGEMENT LLC CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER direct 2008-01-01
HERST, ADOLF, LAWRENCE PRESIDENT 01/01/2009 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
PRINCETON GLOBAL ASSET MANAGEMENT LLC PRESIDENT direct 2009-01-01
HEYMSFELD, JOEL CHIEF INVESTMENT OFFICER 01/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
PRINCETON GLOBAL ASSET MANAGEMENT LLC CHIEF INVESTMENT OFFICER direct 2009-01-01
GOLDMAN, DANIEL, JAY MANAGING DIRECTOR 03/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
PRINCETON GLOBAL ASSET MANAGEMENT LLC MANAGING DIRECTOR direct 2010-03-01
KUFTA, WILLIAM, LOUIS MANAGING DIRECTOR 02/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
COPPER BEECH ADVISORS LLC MANAGING MEMBER direct 2002-09-01
PRINCETON GLOBAL ASSET MANAGEMENT LLC MANAGING DIRECTOR direct 2016-02-01
SHAVER, BRETT, MICHAEL PRESIDENT 09/01/2016 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
PRINCETON GLOBAL ASSET MANAGEMENT LLC PARTNER direct 2016-09-01
KUZNIACKI, ROBERT, CURTIS CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER 03/01/2017 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
PRINCETON GLOBAL ASSET MANAGEMENT LLC MANAGING DIRECTOR AND CHIEF OPERATIONS OFFICER direct 2017-03-01

PRINCETON GLOBAL ASSET MANAGEMENT LLC

ownership team - last updated 2018-11-02
Name Title Start Date Direct/Indirect % Ownership
GERARD, PAUL, JEFFREY CHIEF EXECUTIVE OFFICER 01/01/2008 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
PRINCETON GLOBAL ASSET MANAGEMENT LLC CHIEF EXECUTIVE OFFICER direct 2008-01-01
PRINCETON GLOBAL ASSET MANAGEMENT LLC CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER direct 2008-01-01
HERST, ADOLF, LAWRENCE PRESIDENT 01/01/2009 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
PRINCETON GLOBAL ASSET MANAGEMENT LLC PRESIDENT direct 2009-01-01
HEYMSFELD, JOEL CHIEF INVESTMENT OFFICER 01/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
PRINCETON GLOBAL ASSET MANAGEMENT LLC CHIEF INVESTMENT OFFICER direct 2009-01-01
GOLDMAN, DANIEL, JAY MANAGING DIRECTOR 03/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
PRINCETON GLOBAL ASSET MANAGEMENT LLC MANAGING DIRECTOR direct 2010-03-01
KUFTA, WILLIAM, LOUIS MANAGING DIRECTOR 02/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
COPPER BEECH ADVISORS LLC MANAGING MEMBER direct 2002-09-01
PRINCETON GLOBAL ASSET MANAGEMENT LLC MANAGING DIRECTOR direct 2016-02-01
SHAVER, BRETT, MICHAEL PRESIDENT 09/01/2016 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
PRINCETON GLOBAL ASSET MANAGEMENT LLC PARTNER direct 2016-09-01
KUZNIACKI, ROBERT, CURTIS CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER 03/01/2017 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
PRINCETON GLOBAL ASSET MANAGEMENT LLC MANAGING DIRECTOR AND CHIEF OPERATIONS OFFICER direct 2017-03-01

PRINCETON GLOBAL ASSET MANAGEMENT LLC

ownership team - last updated 2017-10-19
Name Title Start Date Direct/Indirect % Ownership
GERARD, PAUL, JEFFREY CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER 01/01/2008 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
PRINCETON GLOBAL ASSET MANAGEMENT LLC CHIEF EXECUTIVE OFFICER direct 2008-01-01
PRINCETON GLOBAL ASSET MANAGEMENT LLC CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER direct 2008-01-01
HERST, ADOLF, LAWRENCE PRESIDENT 01/01/2009 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
PRINCETON GLOBAL ASSET MANAGEMENT LLC PRESIDENT direct 2009-01-01
HEYMSFELD, JOEL CHIEF INVESTMENT OFFICER 01/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
PRINCETON GLOBAL ASSET MANAGEMENT LLC CHIEF INVESTMENT OFFICER direct 2009-01-01
GOLDMAN, DANIEL, JAY MANAGING DIRECTOR 03/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
PRINCETON GLOBAL ASSET MANAGEMENT LLC MANAGING DIRECTOR direct 2010-03-01
KUFTA, WILLIAM, LOUIS MANAGING DIRECTOR 02/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
COPPER BEECH ADVISORS LLC MANAGING MEMBER direct 2002-09-01
PRINCETON GLOBAL ASSET MANAGEMENT LLC MANAGING DIRECTOR direct 2016-02-01
SHAVER, BRETT, MICHAEL PARTNER 09/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
PRINCETON GLOBAL ASSET MANAGEMENT LLC PARTNER direct 2016-09-01
KUZNIACKI, ROBERT, CURTIS MANAGING DIRECTOR AND CHIEF OPERATIONS OFFICER 03/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
PRINCETON GLOBAL ASSET MANAGEMENT LLC MANAGING DIRECTOR AND CHIEF OPERATIONS OFFICER direct 2017-03-01

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