PRINCIPLE WEALTH PARTNERS LLC

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Principle Wealth Partners is based out of Madison. Principle Wealth Partners is a large advisory firm with 306 clients and discretionary assets under management (AUM) of $783,267,081 (Form ADV from 2020-03-30). Their last reported 13F filing for Q1 2020 included $266,492,000 in managed 13F securities and a top 10 holdings concentration of 54.85%. Principle Wealth Partners's largest holding is Omega Flex Inc with shares held of 406,145. Whalewisdom has at least 6 13F filings

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03/31/2020

13F Sector Allocation Over Time

03/31/2020

13F Activity

  • Market Value $266.492 Million
  • Prior Market Value $313.135 Million
  • New Purchases9 stocks
  • Additional Purchases33 stocks
  • Sold out of39 stocks
  • Reduced holdings in61 stocks
  • Top 10 Holdings % 54.85 %
  • Turnover % [1]:35.29%
  • Turnover Alt % [2]: 17.18 %
  • Time Held Top20:3.65 quarters
  • Time Held Top10:2.70 quarters
  • Time Held All:4.04 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2020-05-15

Performance for Q1 2020: -9.82%
Performance Last 4 Quarters: 4.0%
Performance Metrics
Stats are not available for the latest quarter

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*Shares are split adjusted
This lets you look at individual sub managers or subsidiaries within the 13F filing.

13F Managers

Subsidiaries/Managers included in latest 13F
Name
Gilman Hill

View Last Form Adv Compilation Report on Record

PRINCIPLE WEALTH PARTNERS LLC
670 BOSTON POST ROAD
MADISON CT    06443
Country: United States

Business Phone: 203-318-8892
Fax: 203-318-8898
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: CT
Number of employees: 11
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management
Amount of client funds and securities: 300,483,000
Total Number of Clients: 306
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Form 4 - Recent Insider Transactions

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PRINCIPLE WEALTH PARTNERS LLC

ownership team - last updated 2020-03-30
Name Title Start Date Direct/Indirect % Ownership

PRINCIPLE WEALTH PARTNERS LLC

ownership team - last updated 2019-10-28
Name Title Start Date Direct/Indirect % Ownership
PAOLUCCI, ROBERT CHIEF EXECUTIVE OFFICER, MANAGING MEMBER 10/01/2017 Direct 75% or more
Fund Name Position direct/indirect start date end date
ESSEX FINANCIAL SERVICES, INC. DIRECTOR direct 2016-07-01
ESSEX FINANCIAL SERVICES, INC. SENIOR VICE PRESIDENT, DIRECTOR direct 2016-07-01
ESSEX FINANCIAL SERVICES, INC. SENIOR VICE PRESIDENT direct 2016-07-01
PRINCIPLE WEALTH PARTNERS LLC MANAGER, MEMBER, AND PORTFOLIO MANAGER direct 2017-10-01
CASTIELLO, MICHAEL, JOSEPH CHIEF COMPLIANCE OFFICER 10/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
PRINCIPLE WEALTH PARTNERS LLC CHIEF COMPLIANCE OFFICER AND PORTFOLIO MANAGER direct 2017-10-01

PRINCIPLE WEALTH PARTNERS LLC

ownership team - last updated 2019-05-31
Name Title Start Date Direct/Indirect % Ownership
PAOLUCCI, ROBERT CHIEF EXECUTIVE OFFICER, MANAGING MEMBER 10/01/2017 Direct 75% or more
Fund Name Position direct/indirect start date end date
ESSEX FINANCIAL SERVICES, INC. DIRECTOR direct 2016-07-01
ESSEX FINANCIAL SERVICES, INC. SENIOR VICE PRESIDENT, DIRECTOR direct 2016-07-01
ESSEX FINANCIAL SERVICES, INC. SENIOR VICE PRESIDENT direct 2016-07-01
PRINCIPLE WEALTH PARTNERS LLC MANAGER, MEMBER, AND PORTFOLIO MANAGER direct 2017-10-01
CASTIELLO, MICHAEL, JOSEPH CHIEF COMPLIANCE OFFICER 10/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
PRINCIPLE WEALTH PARTNERS LLC CHIEF COMPLIANCE OFFICER AND PORTFOLIO MANAGER direct 2017-10-01
BRADY, PATRICIA, LYNN CHIEF OPERATING OFFICER 02/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
BEIRNE WEALTH CONSULTING SERVICES, LLC CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER direct 2016-01-01

PRINCIPLE WEALTH PARTNERS LLC

ownership team - last updated 2019-03-19
Name Title Start Date Direct/Indirect % Ownership
PAOLUCCI, ROBERT CHIEF EXECUTIVE OFFICER, MANAGING MEMBER 10/01/2017 Direct 75% or more
Fund Name Position direct/indirect start date end date
ESSEX FINANCIAL SERVICES, INC. DIRECTOR direct 2016-07-01
ESSEX FINANCIAL SERVICES, INC. SENIOR VICE PRESIDENT, DIRECTOR direct 2016-07-01
ESSEX FINANCIAL SERVICES, INC. SENIOR VICE PRESIDENT direct 2016-07-01
PRINCIPLE WEALTH PARTNERS LLC MANAGER, MEMBER, AND PORTFOLIO MANAGER direct 2017-10-01
CASTIELLO, MICHAEL, JOSEPH CHIEF COMPLIANCE OFFICER 10/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
PRINCIPLE WEALTH PARTNERS LLC CHIEF COMPLIANCE OFFICER AND PORTFOLIO MANAGER direct 2017-10-01
BRADY, PATRICIA, LYNN CHIEF OPERATING OFFICER 02/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
BEIRNE WEALTH CONSULTING SERVICES, LLC CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER direct 2016-01-01

PRINCIPLE WEALTH PARTNERS LLC

ownership team - last updated 2018-04-24
Name Title Start Date Direct/Indirect % Ownership
PAOLUCCI, ROBERT MANAGER, MEMBER, AND PORTFOLIO MANAGER 10/01/2017 Direct 75% or more
Fund Name Position direct/indirect start date end date
ESSEX FINANCIAL SERVICES, INC. DIRECTOR direct 2016-07-01
ESSEX FINANCIAL SERVICES, INC. SENIOR VICE PRESIDENT, DIRECTOR direct 2016-07-01
ESSEX FINANCIAL SERVICES, INC. SENIOR VICE PRESIDENT direct 2016-07-01
PRINCIPLE WEALTH PARTNERS LLC MANAGER, MEMBER, AND PORTFOLIO MANAGER direct 2017-10-01
CASTIELLO, MICHAEL, JOSEPH CHIEF COMPLIANCE OFFICER AND PORTFOLIO MANAGER 10/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
PRINCIPLE WEALTH PARTNERS LLC CHIEF COMPLIANCE OFFICER AND PORTFOLIO MANAGER direct 2017-10-01

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