PROFESSIONAL PLANNING

HTTP://WWW.PROFESSIONALPLANNING.COM THOUSAND OAKS, CA Investment Advisor How do I update this listing?

Professional Planning is based out of Thousand Oaks. Professional Planning is a large advisory firm with 658 clients and discretionary assets under management (AUM) of $447,051,332 (Form ADV from 2020-09-01). Their last reported 13F filing for Q3 2020 included $131,246,000 in managed 13F securities and a top 10 holdings concentration of 73.68%. Professional Planning's largest holding is Apple Inc with shares held of 214,564. Whalewisdom has at least 12 13F filings

Download 13F Summary Create Alert

09/30/2020

13F Activity

  • Market Value $131.246 Million
  • Prior Market Value $187.589 Million
  • New Purchases1 stock
  • Additional Purchases17 stocks
  • Sold out of81 stocks
  • Reduced holdings in16 stocks
  • Top 10 Holdings % 73.68 %
  • Turnover % [1]:234.29%
  • Turnover Alt % [2]: 20.93 %
  • Time Held Top20:6.50 quarters
  • Time Held Top10:7.10 quarters
  • Time Held All:7.14 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

09/30/2020

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2020-11-16

Performance for Q3 2020: 6.8%
Performance Last 4 Quarters: 10.88%
Performance Metrics
Stats are not available for the latest quarter

Refresh Advanced Export Download CSV Download Excel (.xlsx) Download TSV
Filter by:

Security Types:

Refresh
*Shares are split adjusted

View Last Form Adv Compilation Report on Record

PROFESSIONAL PLANNING
100 EAST THOUSAND OAKS BLVD, #150
THOUSAND OAKS CA    91360
Country: United States

Business Phone: 805-446-4601
Fax: 805-446-1199
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Corporation
Organized in: CA
Number of employees: 8
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges,Fixed fees
Amount of client funds and securities: 446,574
Total Number of Clients: 658
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

Sign in to see

Insider Transactions in the past year

Loading...

THOUSAND OAKS FINANCIAL CORPORATION

ownership team - last updated 2020-09-01
Name Title Start Date Direct/Indirect % Ownership
NACHMAN, MELVYN, HENRY CHIEF COMPLIANCE OFFICER/DIRECTOR/CHIEF EXECUTIVE OFFICER 02/01/2000 Direct less than 5%
Fund Name Position direct/indirect start date end date
NACHMAN MELVYN HENRY CCO/OWNER direct 2000-02-01
NACHMAN MELVYN HENRY CHIEF COMPLIANCE OFFICER/SOLE PROPRIETOR direct 2000-02-01
NACHMAN MELVYN HENRY CHIEF COMPLIANCE OFFICER/OWNER direct 2000-02-01
THOUSAND OAKS FINANCIAL HOLDING LLC OWNER 07/01/2020 Direct 75% or more
Fund Name Position direct/indirect start date end date
THOUSAND OAKS FINANCIAL CORPORATION OWNER direct 2020-07-01
NACHMAN, MELVYN, HENRY MANAGER THOUSAND OAKS FINANCIAL HOLDING LLC 07/01/2020 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
NACHMAN MELVYN HENRY CCO/OWNER direct 2000-02-01
NACHMAN MELVYN HENRY CHIEF COMPLIANCE OFFICER/SOLE PROPRIETOR direct 2000-02-01
NACHMAN MELVYN HENRY CHIEF COMPLIANCE OFFICER/OWNER direct 2000-02-01
GESELL, CRANSTON, RICHARD MANAGER THOUSAND OAKS FINANCIAL HOLDING LLC 07/01/2020 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
THOUSAND OAKS FINANCIAL CORPORATION MANAGER indirect 2020-07-01

THOUSAND OAKS FINANCIAL CORPORATION

ownership team - last updated 2020-06-26
Name Title Start Date Direct/Indirect % Ownership
NACHMAN, MELVYN, HENRY CHIEF COMPLIANCE OFFICER/DIRECTOR/CHIEF EXECUTIVE OFFICER 02/01/2000 Direct 75% or more
Fund Name Position direct/indirect start date end date
NACHMAN MELVYN HENRY CCO/OWNER direct 2000-02-01
NACHMAN MELVYN HENRY CHIEF COMPLIANCE OFFICER/SOLE PROPRIETOR direct 2000-02-01
NACHMAN MELVYN HENRY CHIEF COMPLIANCE OFFICER/OWNER direct 2000-02-01

THOUSAND OAKS FINANCIAL CORPORATION

ownership team - last updated 2019-10-22
Name Title Start Date Direct/Indirect % Ownership
NACHMAN, MELVYN, HENRY CHIEF COMPLIANCE OFFICER/DIRECTOR/CHIEF EXECUTIVE OFFICER 02/01/2000 Direct 75% or more
Fund Name Position direct/indirect start date end date
NACHMAN MELVYN HENRY CCO/OWNER direct 2000-02-01
NACHMAN MELVYN HENRY CHIEF COMPLIANCE OFFICER/SOLE PROPRIETOR direct 2000-02-01
NACHMAN MELVYN HENRY CHIEF COMPLIANCE OFFICER/OWNER direct 2000-02-01

THOUSAND OAKS FINANCIAL CORPORATION

ownership team - last updated 2019-09-12
Name Title Start Date Direct/Indirect % Ownership
NACHMAN, MELVYN, HENRY CHIEF COMPLIANCE OFFICER/DIRECTOR/CHIEF EXECUTIVE OFFICER 02/01/2000 Direct 75% or more
Fund Name Position direct/indirect start date end date
NACHMAN MELVYN HENRY CCO/OWNER direct 2000-02-01
NACHMAN MELVYN HENRY CHIEF COMPLIANCE OFFICER/SOLE PROPRIETOR direct 2000-02-01
NACHMAN MELVYN HENRY CHIEF COMPLIANCE OFFICER/OWNER direct 2000-02-01

NACHMAN MELVYN HENRY

ownership team - last updated 2019-05-28
Name Title Start Date Direct/Indirect % Ownership
NACHMAN, MELVYN, HENRY CHIEF COMPLIANCE OFFICER/DIRECTOR/CHIEF EXECUTIVE OFFICER 02/01/2000 Direct 75% or more
Fund Name Position direct/indirect start date end date
NACHMAN MELVYN HENRY CCO/OWNER direct 2000-02-01
NACHMAN MELVYN HENRY CHIEF COMPLIANCE OFFICER/SOLE PROPRIETOR direct 2000-02-01
NACHMAN MELVYN HENRY CHIEF COMPLIANCE OFFICER/OWNER direct 2000-02-01

NACHMAN MELVYN HENRY

ownership team - last updated 2019-03-24
Name Title Start Date Direct/Indirect % Ownership
NACHMAN, MELVYN, HENRY CHIEF COMPLIANCE OFFICER/SOLE PROPRIETOR 02/01/2000 Direct 75% or more
Fund Name Position direct/indirect start date end date
NACHMAN MELVYN HENRY CCO/OWNER direct 2000-02-01
NACHMAN MELVYN HENRY CHIEF COMPLIANCE OFFICER/SOLE PROPRIETOR direct 2000-02-01
NACHMAN MELVYN HENRY CHIEF COMPLIANCE OFFICER/OWNER direct 2000-02-01

NACHMAN MELVYN HENRY

ownership team - last updated 2018-12-21
Name Title Start Date Direct/Indirect % Ownership
NACHMAN, MELVYN, HENRY CHIEF COMPLIANCE OFFICER/SOLE PROPRIETOR 02/01/2000 Direct 75% or more
Fund Name Position direct/indirect start date end date
NACHMAN MELVYN HENRY CCO/OWNER direct 2000-02-01
NACHMAN MELVYN HENRY CHIEF COMPLIANCE OFFICER/SOLE PROPRIETOR direct 2000-02-01
NACHMAN MELVYN HENRY CHIEF COMPLIANCE OFFICER/OWNER direct 2000-02-01

NACHMAN MELVYN HENRY

ownership team - last updated 2017-09-26
Name Title Start Date Direct/Indirect % Ownership
NACHMAN, MELVYN, HENRY CHIEF COMPLIANCE OFFICER/SOLE PROPRIETOR 02/01/2000 Direct 75% or more
Fund Name Position direct/indirect start date end date
NACHMAN MELVYN HENRY CCO/OWNER direct 2000-02-01
NACHMAN MELVYN HENRY CHIEF COMPLIANCE OFFICER/SOLE PROPRIETOR direct 2000-02-01
NACHMAN MELVYN HENRY CHIEF COMPLIANCE OFFICER/OWNER direct 2000-02-01

Elevate your investments