PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.

HTTP://PUNCHINVEST.COM/ EDINA, MN Investment Advisor Hedge Fund How do I update this listing?

Punch & Associates Investment Management is based out of Edina. Punch & Associates Investment Management is a large advisory firm with 479 clients and discretionary assets under management (AUM) of $1,164,228,679 (Form ADV from 2019-03-29). Their last reported 13F filing for Q3 2019 included $1,203,793,000 in managed 13F securities and a top 10 holdings concentration of 18.55%. Punch & Associates Investment Management's largest holding is B. Riley Financial Inc with shares held of 1,541,088. Punch & Associates Investment Management has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 68 13F filings, 4 13D filings, and 68 13G filings

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09/30/2019

13F Sector Allocation Over Time

09/30/2019

13F Activity

  • Market Value $1.204 Billion
  • Prior Market Value $1.201 Billion
  • New Purchases18 stocks
  • Additional Purchases94 stocks
  • Sold out of11 stocks
  • Reduced holdings in58 stocks
  • Top 10 Holdings % 18.55 %
  • Turnover % [1]:13.68%
  • Turnover Alt % [2]: 4.79 %
  • Time Held Top20:10.95 quarters
  • Time Held Top10:9.70 quarters
  • Time Held All:16.11 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-11-14

Performance for Q3 2019: 10.58%
Performance Last 4 Quarters: 12.18%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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13F Filings Available:
  • 2019-09-30 - 13F-HR (Subscription required)
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR/A (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)
  • 2016-09-30 - 13F-HR/A (Subscription required)
  • 2016-09-30 - 13F-HR (Subscription required)
  • 2016-06-30 - 13F-HR (Subscription required)
  • 2016-03-31 - 13F-HR (Subscription required)
  • 2015-12-31 - 13F-HR (Subscription required)
  • 2015-09-30 - 13F-HR (Subscription required)
  • 2015-06-30 - 13F-HR (Subscription required)
  • 2015-03-31 - 13F-HR (Subscription required)
  • 2014-12-31 - 13F-HR/A (Subscription required)
  • 2014-12-31 - 13F-HR (Subscription required)
  • 2014-09-30 - 13F-HR (Subscription required)
  • 2014-06-30 - 13F-HR (Subscription required)
  • 2014-03-31 - 13F-HR (Subscription required)
  • 2013-12-31 - 13F-HR (Subscription required)
  • 2013-09-30 - 13F-HR (Subscription required)
  • 2013-06-30 - 13F-HR (Subscription required)
  • 2013-03-31 - 13F-HR (Subscription required)
  • 2012-12-31 - 13F-HR/A (Subscription required)
  • 2012-12-31 - 13F-HR (Subscription required)
  • 2012-09-30 - 13F-HR (Subscription required)
  • 2012-06-30 - 13F-HR (Subscription required)
  • 2012-03-31 - 13F-HR (Subscription required)
  • 2011-12-31 - 13F-HR (Subscription required)
  • 2011-09-30 - 13F-HR (Subscription required)
  • 2011-06-30 - 13F-HR (Subscription required)
  • 2011-03-31 - 13F-HR (Subscription required)
  • 2010-12-31 - 13F-HR (Subscription required)
  • 2010-09-30 - 13F-HR (Subscription required)
  • 2010-06-30 - 13F-HR (Subscription required)
  • 2010-03-31 - 13F-HR (Subscription required)
  • 2009-12-31 - 13F-HR (Subscription required)
  • 2009-09-30 - 13F-HR (Subscription required)
  • 2009-06-30 - 13F-HR (Subscription required)
  • 2009-03-31 - 13F-HR (Subscription required)
  • 2008-12-31 - 13F-HR (Subscription required)
  • 2008-09-30 - 13F-HR (Subscription required)
  • 2008-06-30 - 13F-HR (Subscription required)
  • 2008-03-31 - 13F-HR (Subscription required)
  • 2007-12-31 - 13F-HR (Subscription required)
  • 2007-09-30 - 13F-HR (Subscription required)
  • 2007-06-30 - 13F-HR (Subscription required)
  • 2007-03-31 - 13F-HR (Subscription required)
  • 2006-12-31 - 13F-HR (Subscription required)
  • 2006-09-30 - 13F-HR (Subscription required)
  • 2006-06-30 - 13F-HR (Subscription required)
  • 2006-03-31 - 13F-HR (Subscription required)
  • 2005-12-31 - 13F-HR (Subscription required)
  • 2005-09-30 - 13F-HR (Subscription required)
  • 2005-06-30 - 13F-HR (Subscription required)
  • 2005-03-31 - 13F-HR (Subscription required)
  • 2004-12-31 - 13F-HR (Subscription required)
  • 2004-09-30 - 13F-HR (Subscription required)
  • 2004-06-30 - 13F-HR (Subscription required)
  • 2004-03-31 - 13F-HR (Subscription required)
  • 2003-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.
Classified as Hedge Fund
7701 FRANCE AVENUE SOUTH #300
EDINA MN    55435
Country: United States

Business Phone: (952) 224-4350
Fax: (952) 224-4351
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Corporation
Organized in: MN
Number of employees: 15
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges,Fixed fees,Performance-based fees
Amount of client funds and securities: 73,480,500
Total Number of Clients: 479
Amount of client funds and securities by related persons: 0
Total Number of clients from related persons: 0
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Form 4 - Recent Insider Transactions

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PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.

ownership team - last updated 2019-03-29
Name Title Start Date Direct/Indirect % Ownership
CARRAUX, JOHN, CLAUDE MANAGING PARTNER & PORTFOLIO MANAGER 01/01/2013 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. SENIOR ANALYST direct 2013-01-01
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. MANAGING PARTNER & PORTFOLIO MANAGER direct 2013-01-01
PUNCH, HOWARD, DEAN PRESIDENT & CHIEF INVESTMENT OFFICER 07/01/2001 Direct 75% or more
Fund Name Position direct/indirect start date end date
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. PRESIDENT & CHIEF INVESTMENT OFFICER direct 2001-07-01
BRIGDGEWATER CAPITAL ADVISORS, LLC MANAGING MEMBER direct 2001-07-01 2003-01-21
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. PRESIDENT direct 2001-07-01 2014-03-27
CASELLI, NANCY, (NMN) CHIEF COMPLIANCE OFFICER 10/01/2004 Direct less than 5%
Fund Name Position direct/indirect start date end date
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. CHIEF COMPLIANCE OFFICER direct 2004-10-01
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. DIRECTOR OF OPERATIONS / CHIEF COMPLIANCE OFFICER direct 2004-10-01
MATYSIK, ANDREW, JOHN MANAGING PARTNER 07/01/2002 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. MANAGING PARTNER direct 2002-07-01
Johnson, Jessica, Brooke MANAGING PARTNER 07/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. MANAGING PARTNER direct 2017-07-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
PUNCH NANO CAP PARTNERS I, LLC United States 805-3042884166 Hedge Fund 16,509,163 500,000
PUNCH MICRO CAP PARTNERS, LLC United States 805-4163216278 Hedge Fund 167,839,630 250,000

PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.

ownership team - last updated 2017-04-28
Name Title Start Date Direct/Indirect % Ownership
PUNCH, HOWARD, DEAN PRESIDENT & CHIEF INVESTMENT OFFICER 07/01/2001 Direct 75% or more
Fund Name Position direct/indirect start date end date
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. PRESIDENT & CHIEF INVESTMENT OFFICER direct 2001-07-01
BRIGDGEWATER CAPITAL ADVISORS, LLC MANAGING MEMBER direct 2001-07-01 2003-01-21
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. PRESIDENT direct 2001-07-01 2014-03-27
CASELLI, NANCY, (NMN) CHIEF COMPLIANCE OFFICER 10/01/2004 Direct less than 5%
Fund Name Position direct/indirect start date end date
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. CHIEF COMPLIANCE OFFICER direct 2004-10-01
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. DIRECTOR OF OPERATIONS / CHIEF COMPLIANCE OFFICER direct 2004-10-01
MATYSIK, ANDREW, JOHN MANAGING PARTNER 07/01/2002 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. MANAGING PARTNER direct 2002-07-01
CARRAUX, JOHN, CLAUDE MANAGING PARTNER & PORTFOLIO MANAGER 01/01/2013 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. SENIOR ANALYST direct 2013-01-01
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. MANAGING PARTNER & PORTFOLIO MANAGER direct 2013-01-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
PUNCH MICRO CAP PARTNERS, LLC United States 805-4163216278 Other Private Fund MICRO CAP 166,978,388 250,000

WhaleScore history for PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.

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