PVG ASSET MANAGEMENT CORP

HTTP://PVGASSETMANAGEMENT.COM GOLDEN, CO Investment Advisor How do I update this listing?

PVG Asset Management Corp is based out of Golden. PVG Asset Management Corp is a large advisory firm with 1341 clients and discretionary assets under management (AUM) of $217,281,000 (Form ADV from 2019-04-03). Their last reported 13F filing for Q3 2019 included $92,102,370 in managed 13F securities and a top 10 holdings concentration of 42.77%. PVG Asset Management Corp's largest holding is SPDR S&P 500 ETF Trust with shares held of 26,558. Whalewisdom has at least 20 13F filings

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09/30/2019

13F Sector Allocation Over Time

09/30/2019

13F Activity

  • Market Value $92.102 Million
  • Prior Market Value $95.349 Million
  • New Purchases35 stocks
  • Additional Purchases6 stocks
  • Sold out of25 stocks
  • Reduced holdings in33 stocks
  • Top 10 Holdings % 42.77 %
  • Turnover % [1]:76.92%
  • Turnover Alt % [2]: 33.74 %
  • Time Held Top20:4.25 quarters
  • Time Held Top10:5.80 quarters
  • Time Held All:4.46 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-11-14

Performance for Q3 2019: 12.72%
Performance Last 4 Quarters: 8.29%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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13F Filings Available:
  • 2019-09-30 - 13F-HR (Subscription required)
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)
  • 2016-09-30 - 13F-HR (Subscription required)
  • 2016-06-30 - 13F-HR (Subscription required)
  • 2016-03-31 - 13F-HR (Subscription required)
  • 2015-12-31 - 13F-HR (Subscription required)
  • 2015-09-30 - 13F-HR (Subscription required)
  • 2015-06-30 - 13F-HR (Subscription required)
  • 2015-03-31 - 13F-HR (Subscription required)
  • 2014-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

PVG ASSET MANAGEMENT CORP
6898 S. UNIVERSITY BLVD., SUITE 100
DENVER CO    80122
Country: United States

Business Phone: 303-526-0548
Fax: 303-526-1391
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm,Investment advisor to an investment company
Form of Organization: Corporation
Organized in: CO
Number of employees: 10
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management
Amount of client funds and securities:
Total Number of Clients: 1341
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

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PVG ASSET MANAGEMENT CORP

ownership team - last updated 2019-04-03
Name Title Start Date Direct/Indirect % Ownership
ADAMS, PATRICK, S CHIEF EXECUTIVE OFFICER 01/01/2009 Direct 75% or more
Fund Name Position direct/indirect start date end date
CHOICE INVESTMENT MANAGEMENT LLC MANAGING MEMBER/DIRECTOR direct 1999-11-01
PVG ASSET MANAGEMENT CORP CHIEF EXECUTIVE OFFICER direct 2009-01-01
PECORARO, JOSEPH, NICHOLAS CCO 02/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
PVG ASSET MANAGEMENT CORP CCO direct 2015-02-01
RAHMIG WILLIAM CONRAD ASSOCIATE direct 1993-08-01 2003-07-24
PVG ASSET MANAGEMENT CORP PRESIDENT direct 1987-07-01 2005-03-31
PVG ASSET MANAGEMENT CORP PRESIDENT/CCO direct 1987-07-01 2006-03-22
PVG ASSET MANAGEMENT CORP PRESIDENT/CHIEF COMPLIANCE OFFICER direct 1987-07-01 2012-03-27

PVG ASSET MANAGEMENT CORP

ownership team - last updated 2019-03-31
Name Title Start Date Direct/Indirect % Ownership
ADAMS, PATRICK, S CHIEF EXECUTIVE OFFICER 01/01/2009 Direct 75% or more
Fund Name Position direct/indirect start date end date
CHOICE INVESTMENT MANAGEMENT LLC MANAGING MEMBER/DIRECTOR direct 1999-11-01
PVG ASSET MANAGEMENT CORP CHIEF EXECUTIVE OFFICER direct 2009-01-01
PECORARO, JOSEPH, NICHOLAS CCO 02/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
PVG ASSET MANAGEMENT CORP CCO direct 2015-02-01
RAHMIG WILLIAM CONRAD ASSOCIATE direct 1993-08-01 2003-07-24
PVG ASSET MANAGEMENT CORP PRESIDENT direct 1987-07-01 2005-03-31
PVG ASSET MANAGEMENT CORP PRESIDENT/CCO direct 1987-07-01 2006-03-22
PVG ASSET MANAGEMENT CORP PRESIDENT/CHIEF COMPLIANCE OFFICER direct 1987-07-01 2012-03-27

PVG ASSET MANAGEMENT CORP

ownership team - last updated 2018-12-26
Name Title Start Date Direct/Indirect % Ownership
ADAMS, PATRICK, S CHIEF EXECUTIVE OFFICER 01/01/2009 Direct 75% or more
Fund Name Position direct/indirect start date end date
CHOICE INVESTMENT MANAGEMENT LLC MANAGING MEMBER/DIRECTOR direct 1999-11-01
PVG ASSET MANAGEMENT CORP CHIEF EXECUTIVE OFFICER direct 2009-01-01
PECORARO, JOSEPH, NICHOLAS CCO 02/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
PVG ASSET MANAGEMENT CORP CCO direct 2015-02-01
RAHMIG WILLIAM CONRAD ASSOCIATE direct 1993-08-01 2003-07-24
PVG ASSET MANAGEMENT CORP PRESIDENT direct 1987-07-01 2005-03-31
PVG ASSET MANAGEMENT CORP PRESIDENT/CCO direct 1987-07-01 2006-03-22
PVG ASSET MANAGEMENT CORP PRESIDENT/CHIEF COMPLIANCE OFFICER direct 1987-07-01 2012-03-27

PVG ASSET MANAGEMENT CORP

ownership team - last updated 2017-03-31
Name Title Start Date Direct/Indirect % Ownership
ADAMS, PATRICK, S CHIEF EXECUTIVE OFFICER 01/01/2009 Direct 75% or more
Fund Name Position direct/indirect start date end date
CHOICE INVESTMENT MANAGEMENT LLC MANAGING MEMBER/DIRECTOR direct 1999-11-01
PVG ASSET MANAGEMENT CORP CHIEF EXECUTIVE OFFICER direct 2009-01-01
PECORARO, JOSEPH, NICHOLAS CCO 02/01/2015 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
PVG ASSET MANAGEMENT CORP CCO direct 2015-02-01
RAHMIG WILLIAM CONRAD ASSOCIATE direct 1993-08-01 2003-07-24
PVG ASSET MANAGEMENT CORP PRESIDENT direct 1987-07-01 2005-03-31
PVG ASSET MANAGEMENT CORP PRESIDENT/CCO direct 1987-07-01 2006-03-22
PVG ASSET MANAGEMENT CORP PRESIDENT/CHIEF COMPLIANCE OFFICER direct 1987-07-01 2012-03-27

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
PVG INVESTMENT COMPANY LLC United States 805-9818257800 Hedge Fund 2,000,000 50,000

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