QUAD CAPITAL MANAGEMENT ADVISORS LLC

https://www.linkedin.com/company/quad-capital) NEW YORK, NY Investment Advisor How do I update this listing?

Quad Capital Management Advisors is based out of New York. Quad Capital Management Advisors is a large advisory firm with 7 clients and discretionary assets under management (AUM) of $341,915,651 (Form ADV from 2019-04-30). Their last reported 13F filing for Q3 2019 included $199,732,000 in managed 13F securities and a top 10 holdings concentration of 79.33%. Quad Capital Management Advisors's largest holding is Celgene Corp. with shares held of 409,546. Whalewisdom has at least 9 13F filings, 1 13D filings, 5 13G filings, and 1 Form 4 filings

Download 13F Summary to Excel Create Email Alert

09/30/2019

13F Sector Allocation Over Time

09/30/2019

13F Activity

  • Market Value $199.732 Million
  • Prior Market Value $211.195 Million
  • New Purchases51 stocks
  • Additional Purchases13 stocks
  • Sold out of40 stocks
  • Reduced holdings in9 stocks
  • Top 10 Holdings % 79.33 %
  • Turnover % [1]:118.18%
  • Turnover Alt % [2]: 58.02 %
  • Time Held Top20:0.60 quarters
  • Time Held Top10:0.60 quarters
  • Time Held All:0.83 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-11-14

Performance for Q3 2019: 1.13%
Performance Last 4 Quarters: -4.77%
Performance Metrics
Stats are not available for the latest quarter

Refresh Advanced Export Download CSV Download Excel (.xlsx) Download TSV
Filter by:

Security Types:

Refresh
*Shares are split adjusted
Click here to report any possible errors with this listing.
13F Filings Available:
  • 2019-09-30 - 13F-HR (Subscription required)
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
This lets you look at individual sub managers or subsidiaries within the 13F filing.

13F Managers

Subsidiaries/Managers included in latest 13F
Name
FNY Managed Accounts LLC
Group G Capital Partners, LLC
MYDA Advisors LLC
Vazirani Asset Management LLC

View Last Form Adv Compilation Report on Record

QUAD CAPITAL MANAGEMENT ADVISORS LLC
Classified as Hedge Fund
90 PARK AVENUE, 5TH FLOOR
NEW YORK NY    10016
Country: United States

Business Phone: 212-201-2120
Fax: 212-201-2121
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: DE
Number of employees: 19
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Performance-based fees
Amount of client funds and securities: 69,966,000
Total Number of Clients: 7
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures: 11.E (4)
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

Sign in to see

Form 4 - Recent Insider Transactions

Loading...

QUAD CAPITAL MANAGEMENT ADVISORS LLC

ownership team - last updated 2019-04-30
Name Title Start Date Direct/Indirect % Ownership
GUARINO, JOHN, VINCENT MEMBER 05/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
QUAD ADVISORS, LLC MANAGING MEMBER direct 2014-05-01
CIAMPI, GUERINO MEMBER 05/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
QUAD CAPITAL MANAGEMENT ADVISORS LLC MANAGING MEMBER direct 2014-05-01
QUAD MANAGEMENT PARTNERS LLC MANAGING MEMBER 01/01/2018 Direct 75% or more
Fund Name Position direct/indirect start date end date
QUAD CAPITAL MANAGEMENT ADVISORS LLC MANAGING MEMBER direct 2018-01-01
RUBACKY, PAUL, IGNATIAUS CHIEF COMPLIANCE OFFICER / CHIEF FINANCIAL OFFICER 05/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
CIBC WORLD MARKETS CORP. CHIEF FINANCIAL OFFICER direct 2001-09-01
GUARINO, JOHN, VINCENT MANAGING MEMBER QUAD MANAGEMENT PARTNERS LLC 01/01/2018 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
QUAD ADVISORS, LLC MANAGING MEMBER direct 2014-05-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
QUAD MULTI-STRATEGY MASTER FUND, LTD. United States 805-5729043084 Hedge Fund 342,715,283 1,000,000 Master Fund

QUAD CAPITAL MANAGEMENT ADVISORS LLC

ownership team - last updated 2019-03-30
Name Title Start Date Direct/Indirect % Ownership
GUARINO, JOHN, VINCENT MEMBER 05/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
QUAD ADVISORS, LLC MANAGING MEMBER direct 2014-05-01
CIAMPI, GUERINO MEMBER 05/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
QUAD CAPITAL MANAGEMENT ADVISORS LLC MANAGING MEMBER direct 2014-05-01
QUAD MANAGEMENT PARTNERS LLC MANAGING MEMBER 01/01/2018 Direct 75% or more
Fund Name Position direct/indirect start date end date
QUAD CAPITAL MANAGEMENT ADVISORS LLC MANAGING MEMBER direct 2018-01-01
RUBACKY, PAUL, IGNATIAUS CHIEF COMPLIANCE OFFICER / CHIEF FINANCIAL OFFICER 05/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
CIBC WORLD MARKETS CORP. CHIEF FINANCIAL OFFICER direct 2001-09-01
GUARINO, JOHN, VINCENT MANAGING MEMBER QUAD MANAGEMENT PARTNERS LLC 01/01/2018 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
QUAD ADVISORS, LLC MANAGING MEMBER direct 2014-05-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
QUAD MULTI-STRATEGY MASTER FUND, LTD. United States 805-5729043084 Hedge Fund 26,415,997 1,000,000 Master Fund
QUAD MULTI-STRATEGY FUND LP United States 805-5968722451 Hedge Fund 26,415,997 1,000,000 Feeder Fund

QUAD CAPITAL MANAGEMENT ADVISORS LLC

ownership team - last updated 2018-04-11
Name Title Start Date Direct/Indirect % Ownership
GUARINO, JOHN, VINCENT MEMBER 05/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
QUAD ADVISORS, LLC MANAGING MEMBER direct 2014-05-01
CIAMPI, GUERINO MEMBER 05/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
QUAD CAPITAL MANAGEMENT ADVISORS LLC MANAGING MEMBER direct 2014-05-01
GALASSO, FRANCES CHIEF COMPLIANCE OFFICER 08/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
QUAD CAPITAL MANAGEMENT ADVISORS LLC CHIEF COMPLIANCE OFFICER direct 2017-08-01
QUAD MANAGEMENT PARTNERS LLC MANAGING MEMBER 01/01/2018 Direct 75% or more
Fund Name Position direct/indirect start date end date
QUAD CAPITAL MANAGEMENT ADVISORS LLC MANAGING MEMBER direct 2018-01-01
GUARINO, JOHN, VINCENT MANAGING MEMBER QUAD MANAGEMENT PARTNERS LLC 01/01/2018 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
QUAD ADVISORS, LLC MANAGING MEMBER direct 2014-05-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
QUAD MULTI-STRATEGY MASTER FUND, LTD. United States 805-5729043084 Hedge Fund 29,702,275 1,000,000 Master Fund
QUAD MULTI-STRATEGY FUND LP United States 805-5968722451 Hedge Fund 29,702,275 1,000,000 Feeder Fund

Elevate your investments