RESOURCES MANAGEMENT CORP

HTTP://RESOURCESMANAGEMENTCORP.COM WEST HARTFORD, CT Investment Advisor How do I update this listing?

Resources Management Corp is based out of West Hartford. Resources Management Corp is a large advisory firm with 363 clients and discretionary assets under management (AUM) of $556,060,000 (Form ADV from 2018-08-01). Their last reported 13F filing for Q3 2019 included $540,602,000 in managed 13F securities and a top 10 holdings concentration of 27.96%. Resources Management Corp's largest holding is Microsoft Corp. with shares held of 146,351. Whalewisdom has at least 3 13F filings

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09/30/2019

Top Sells

  • Name% Change

09/30/2019

13F Sector Allocation Over Time

09/30/2019

13F Activity

  • Market Value $540.602 Million
  • Prior Market Value $449.302 Million
  • New Purchases519 stocks
  • Additional Purchases0 stocks
  • Sold out of0 stocks
  • Reduced holdings in0 stocks
  • Top 10 Holdings % 27.96 %
  • Turnover % [1]:%
  • Turnover Alt % [2]: %
  • Time Held Top20:0.00 quarters
  • Time Held Top10:0.00 quarters
  • Time Held All:0.00 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2018-11-14

Performance for Q3 2018: Not ready yet
Performance Last 4 Quarters: 0.0%
Performance Metrics
Stats are not available for the latest quarter

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13F Filings Available:
  • 2019-09-30 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
This lets you look at individual sub managers or subsidiaries within the 13F filing.

13F Managers

Subsidiaries/Managers included in latest 13F
Name
Torrington Savings Bank

View Last Form Adv Compilation Report on Record

RESOURCES MANAGEMENT CORP
CORPORATE CENTER WEST - SUITE 200 433 SOUTH MAIN STREET
WEST HARTFORD CT    06110
Country: United States

Business Phone: 860-561-1245
Fax: 860-561-1310
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Corporation
Organized in: CT
Number of employees: 13
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management
Amount of client funds and securities: 28,000,000
Total Number of Clients: 363
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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RESOURCES MANAGEMENT CORP

ownership team - last updated 2019-09-16
Name Title Start Date Direct/Indirect % Ownership
LOEHMANN, FRANK, MAXMILLIAN CHAIRMAN//DIRECTOR 07/01/1976 Direct less than 5%
Fund Name Position direct/indirect start date end date
RESOURCES MANAGEMENT CORP CHAIRMAN/TREASURER/DIRECTOR/CHIEF COMPLIANCE OFFICER direct 1976-07-01
RESOURCES MANAGEMENT CORP EXECUTIVE VP/DIRECTOR direct 1976-07-01 2003-03-27
RESOURCES MANAGEMENT CORP PRESIDENT/DIRECTOR direct 1976-07-01 2004-03-29
RESOURCES MANAGEMENT CORP CHAIRMAN/TREASURER/DIRECTOR direct 1976-07-01 2005-01-03
FLAMIO, DONNA, BOUCHARD SRVP/DIRECTOR 12/01/2002 Direct less than 5%
Fund Name Position direct/indirect start date end date
RESOURCES MANAGEMENT CORP SRVP/DIRECTOR direct 2002-12-01
RESOURCES MANAGEMENT CORP SECRETARY/DIRECTOR direct 1976-07-01 2002-09-16
RESOURCES MANAGEMENT CORP VP/DIRECTOR direct 2002-12-01 2016-03-22
HERLIHY, MICHAEL, WILLIAM PRESIDENT/DIRECTOR 01/01/2005 Direct 75% or more
Fund Name Position direct/indirect start date end date
RESOURCES MANAGEMENT CORP PRESIDENT/DIRECTOR direct 2005-01-01
HERLIHY, WILLIAM, THOMAS DIRECTOR/CHIEF COMPLIANCE OFFICER 03/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
RESOURCES MANAGEMENT CORP DIRECTOR direct 2018-03-01

RESOURCES MANAGEMENT CORP

ownership team - last updated 2019-05-06
Name Title Start Date Direct/Indirect % Ownership
LOEHMANN, FRANK, MAXMILLIAN CHAIRMAN//DIRECTOR 07/01/1976 Direct less than 5%
Fund Name Position direct/indirect start date end date
RESOURCES MANAGEMENT CORP CHAIRMAN/TREASURER/DIRECTOR/CHIEF COMPLIANCE OFFICER direct 1976-07-01
RESOURCES MANAGEMENT CORP EXECUTIVE VP/DIRECTOR direct 1976-07-01 2003-03-27
RESOURCES MANAGEMENT CORP PRESIDENT/DIRECTOR direct 1976-07-01 2004-03-29
RESOURCES MANAGEMENT CORP CHAIRMAN/TREASURER/DIRECTOR direct 1976-07-01 2005-01-03
FLAMIO, DONNA, BOUCHARD SRVP/DIRECTOR 12/01/2002 Direct less than 5%
Fund Name Position direct/indirect start date end date
RESOURCES MANAGEMENT CORP SRVP/DIRECTOR direct 2002-12-01
RESOURCES MANAGEMENT CORP SECRETARY/DIRECTOR direct 1976-07-01 2002-09-16
RESOURCES MANAGEMENT CORP VP/DIRECTOR direct 2002-12-01 2016-03-22
HERLIHY, MICHAEL, WILLIAM PRESIDENT/DIRECTOR 01/01/2005 Direct 75% or more
Fund Name Position direct/indirect start date end date
RESOURCES MANAGEMENT CORP PRESIDENT/DIRECTOR direct 2005-01-01
HERLIHY, WILLIAM, THOMAS DIRECTOR/CHIEF COMPLIANCE OFFICER 03/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
RESOURCES MANAGEMENT CORP DIRECTOR direct 2018-03-01

RESOURCES MANAGEMENT CORP

ownership team - last updated 2019-03-26
Name Title Start Date Direct/Indirect % Ownership
LOEHMANN, FRANK, MAXMILLIAN CHAIRMAN//DIRECTOR 07/01/1976 Direct less than 5%
Fund Name Position direct/indirect start date end date
RESOURCES MANAGEMENT CORP CHAIRMAN/TREASURER/DIRECTOR/CHIEF COMPLIANCE OFFICER direct 1976-07-01
RESOURCES MANAGEMENT CORP EXECUTIVE VP/DIRECTOR direct 1976-07-01 2003-03-27
RESOURCES MANAGEMENT CORP PRESIDENT/DIRECTOR direct 1976-07-01 2004-03-29
RESOURCES MANAGEMENT CORP CHAIRMAN/TREASURER/DIRECTOR direct 1976-07-01 2005-01-03
FLAMIO, DONNA, BOUCHARD SRVP/DIRECTOR 12/01/2002 Direct less than 5%
Fund Name Position direct/indirect start date end date
RESOURCES MANAGEMENT CORP SRVP/DIRECTOR direct 2002-12-01
RESOURCES MANAGEMENT CORP SECRETARY/DIRECTOR direct 1976-07-01 2002-09-16
RESOURCES MANAGEMENT CORP VP/DIRECTOR direct 2002-12-01 2016-03-22
HERLIHY, MICHAEL, WILLIAM PRESIDENT/DIRECTOR 01/01/2005 Direct 75% or more
Fund Name Position direct/indirect start date end date
RESOURCES MANAGEMENT CORP PRESIDENT/DIRECTOR direct 2005-01-01
HERLIHY, WILLIAM, THOMAS DIRECTOR 03/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
RESOURCES MANAGEMENT CORP DIRECTOR direct 2018-03-01
DELVALLE, KAREN, ELIZABETH TREASURER/CHIEF COMPLIANCE OFFICER 03/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
RESOURCES MANAGEMENT CORP TREASURER direct 2018-03-01

RESOURCES MANAGEMENT CORP

ownership team - last updated 2018-12-10
Name Title Start Date Direct/Indirect % Ownership
LOEHMANN, FRANK, MAXMILLIAN CHAIRMAN//DIRECTOR 07/01/1976 Direct less than 5%
Fund Name Position direct/indirect start date end date
RESOURCES MANAGEMENT CORP CHAIRMAN/TREASURER/DIRECTOR/CHIEF COMPLIANCE OFFICER direct 1976-07-01
RESOURCES MANAGEMENT CORP EXECUTIVE VP/DIRECTOR direct 1976-07-01 2003-03-27
RESOURCES MANAGEMENT CORP PRESIDENT/DIRECTOR direct 1976-07-01 2004-03-29
RESOURCES MANAGEMENT CORP CHAIRMAN/TREASURER/DIRECTOR direct 1976-07-01 2005-01-03
FLAMIO, DONNA, BOUCHARD SRVP/DIRECTOR 12/01/2002 Direct less than 5%
Fund Name Position direct/indirect start date end date
RESOURCES MANAGEMENT CORP SRVP/DIRECTOR direct 2002-12-01
RESOURCES MANAGEMENT CORP SECRETARY/DIRECTOR direct 1976-07-01 2002-09-16
RESOURCES MANAGEMENT CORP VP/DIRECTOR direct 2002-12-01 2016-03-22
FULLER, THOMAS, PERRY SR VICE PRESIDENT 06/01/1994 Direct less than 5%
Fund Name Position direct/indirect start date end date
RESOURCES MANAGEMENT CORP SR VICE PRESIDENT direct 1994-06-01
RESOURCES MANAGEMENT CORP VICE PRESIDENT direct 1994-06-01 2016-03-22
HERLIHY, MICHAEL, WILLIAM PRESIDENT/DIRECTOR 01/01/2005 Direct 75% or more
Fund Name Position direct/indirect start date end date
RESOURCES MANAGEMENT CORP PRESIDENT/DIRECTOR direct 2005-01-01
HENZY, MARY, CATHERINE SECRETARY 03/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
RESOURCES MANAGEMENT CORP SECRETARY direct 2008-03-01
PETERSON, GUY, ALFRED VICE PRESIDENT 10/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
CAPITAL MANAGEMENT CORP OF THE NORTHEAST PRESIDENT,TREASURER,DIRECTOR direct 1990-06-01
RESOURCES MANAGEMENT CORP VICE PRESIDENT direct 2013-10-01
JOHNSTONE, DIANE, EDDY ROBOTHAM SR VICE PRESIDENT 03/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
RESOURCES MANAGEMENT CORP VICE PRESIDENT direct 2014-03-01
HUTCHESON, KATHRYN, RAMAGE VICE PRESIDENT 06/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
RESOURCES MANAGEMENT CORP VICE PRESIDENT direct 2016-06-01
WEAVER, WILLIAM, FREDERICK VICE PRESIDENT 03/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
RESOURCES MANAGEMENT CORP VICE PRESIDENT direct 2016-03-01
TERZIAN, MATTHEW, BRETT VICE PRESIDENT 03/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
RESOURCES MANAGEMENT CORP VICE PRESIDENT direct 2016-03-01
LITCHFIELD CAPITAL MANAGEMENT, LLC COO direct 2009-09-01
LITCHFIELD CAPITAL MANAGEMENT, LLC COO & CHIEF COMPLIANCE OFFICER direct 2009-09-01
MODUGNO, TOMMASO CHIEF COMPLIANCE OFFICER 01/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
RESOURCES MANAGEMENT CORP CHIEF COMPLIANCE OFFICER direct 2018-01-01
HERLIHY, WILLIAM, THOMAS DIRECTOR 03/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
RESOURCES MANAGEMENT CORP DIRECTOR direct 2018-03-01
DELVALLE, KAREN, ELIZABETH TREASURER 03/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
RESOURCES MANAGEMENT CORP TREASURER direct 2018-03-01

RESOURCES MANAGEMENT CORP

ownership team - last updated 2018-06-27
Name Title Start Date Direct/Indirect % Ownership
LOEHMANN, FRANK, MAXMILLIAN CHAIRMAN//DIRECTOR 07/01/1976 Direct less than 5%
Fund Name Position direct/indirect start date end date
RESOURCES MANAGEMENT CORP CHAIRMAN/TREASURER/DIRECTOR/CHIEF COMPLIANCE OFFICER direct 1976-07-01
RESOURCES MANAGEMENT CORP EXECUTIVE VP/DIRECTOR direct 1976-07-01 2003-03-27
RESOURCES MANAGEMENT CORP PRESIDENT/DIRECTOR direct 1976-07-01 2004-03-29
RESOURCES MANAGEMENT CORP CHAIRMAN/TREASURER/DIRECTOR direct 1976-07-01 2005-01-03
FLAMIO, DONNA, BOUCHARD SRVP/DIRECTOR 12/01/2002 Direct less than 5%
Fund Name Position direct/indirect start date end date
RESOURCES MANAGEMENT CORP SRVP/DIRECTOR direct 2002-12-01
RESOURCES MANAGEMENT CORP SECRETARY/DIRECTOR direct 1976-07-01 2002-09-16
RESOURCES MANAGEMENT CORP VP/DIRECTOR direct 2002-12-01 2016-03-22
FULLER, THOMAS, PERRY SR VICE PRESIDENT 06/01/1994 Direct less than 5%
Fund Name Position direct/indirect start date end date
RESOURCES MANAGEMENT CORP SR VICE PRESIDENT direct 1994-06-01
RESOURCES MANAGEMENT CORP VICE PRESIDENT direct 1994-06-01 2016-03-22
HERLIHY, MICHAEL, WILLIAM PRESIDENT/DIRECTOR 01/01/2005 Direct 75% or more
Fund Name Position direct/indirect start date end date
RESOURCES MANAGEMENT CORP PRESIDENT/DIRECTOR direct 2005-01-01
HENZY, MARY, CATHERINE SECRETARY 03/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
RESOURCES MANAGEMENT CORP SECRETARY direct 2008-03-01
PETERSON, GUY, ALFRED VICE PRESIDENT 10/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
CAPITAL MANAGEMENT CORP OF THE NORTHEAST PRESIDENT,TREASURER,DIRECTOR direct 1990-06-01
RESOURCES MANAGEMENT CORP VICE PRESIDENT direct 2013-10-01
JOHNSTONE, DIANE, EDDY ROBOTHAM SR VICE PRESIDENT 03/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
RESOURCES MANAGEMENT CORP VICE PRESIDENT direct 2014-03-01
HUTCHESON, KATHRYN, RAMAGE VICE PRESIDENT 06/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
RESOURCES MANAGEMENT CORP VICE PRESIDENT direct 2016-06-01
WEAVER, WILLIAM, FREDERICK VICE PRESIDENT 03/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
RESOURCES MANAGEMENT CORP VICE PRESIDENT direct 2016-03-01
TERZIAN, MATTHEW, BRETT VICE PRESIDENT 03/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
RESOURCES MANAGEMENT CORP VICE PRESIDENT direct 2016-03-01
LITCHFIELD CAPITAL MANAGEMENT, LLC COO direct 2009-09-01
LITCHFIELD CAPITAL MANAGEMENT, LLC COO & CHIEF COMPLIANCE OFFICER direct 2009-09-01
MODUGNO, TOMMASO CHIEF COMPLIANCE OFFICER 01/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
RESOURCES MANAGEMENT CORP CHIEF COMPLIANCE OFFICER direct 2018-01-01
HERLIHY, WILLIAM, THOMAS DIRECTOR 03/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
RESOURCES MANAGEMENT CORP DIRECTOR direct 2018-03-01
DELVALLE, KAREN, ELIZABETH TREASURER 03/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
RESOURCES MANAGEMENT CORP TREASURER direct 2018-03-01

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