RIVERPARK ADVISORS, LLC

HTTP://WWW.RIVERPARKFUNDS.COM NEW YORK, NY Investment Advisor How do I update this listing?

Riverpark Advisors is based out of New York. Riverpark Advisors is a large advisory firm with 9 clients and discretionary assets under management (AUM) of $1,473,995,000 (Form ADV from 2019-03-24). Their last reported 13F filing for Q4 2019 included $237,624,000 in managed 13F securities and a top 10 holdings concentration of 43.27%. Riverpark Advisors's largest holding is Facebook Inc with shares held of 73,187. Riverpark Advisors has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 30 13F filings

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12/31/2019

13F Sector Allocation Over Time

12/31/2019

13F Activity

  • Market Value $237.624 Million
  • Prior Market Value $219.579 Million
  • New Purchases4 stocks
  • Additional Purchases21 stocks
  • Sold out of6 stocks
  • Reduced holdings in25 stocks
  • Top 10 Holdings % 43.27 %
  • Turnover % [1]:20.00%
  • Turnover Alt % [2]: 11.39 %
  • Time Held Top20:8.75 quarters
  • Time Held Top10:7.70 quarters
  • Time Held All:10.98 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2020-02-14

Performance for Q4 2019: 12.67%
Performance Last 4 Quarters: 31.29%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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This lets you look at individual sub managers or subsidiaries within the 13F filing.

13F Managers

Subsidiaries/Managers included in latest 13F
Name
WEDGEWOOD PARTNERS INC

View Last Form Adv Compilation Report on Record

RIVERPARK ADVISORS, LLC
156 WEST 56TH STREET 17TH FLOOR
NEW YORK NY    10019
Country: United States

Business Phone: 212-484-2100
Fax: 212-484-2151
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm,Investment advisor to an investment company
Form of Organization: Limited Liability Company
Organized in: DE
Number of employees: 23
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management
Amount of client funds and securities:
Total Number of Clients: 9
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Form 4 - Recent Insider Transactions

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RIVERPARK ADVISORS, LLC

ownership team - last updated 2019-03-24
Name Title Start Date Direct/Indirect % Ownership
SCHAJA, MORDECAI, ALAN CHIEF EXECUTIVE OFFICER 05/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
RIVERPARK CAPITAL LLC MANAGING PARTNER, CHIEF COMPLIANCE OFFICER direct 2006-03-01
RIVERPARK CAPITAL MANAGEMENT LLC SOLE MEMBER indirect 2009-05-01
RIVERPARK ADVISORS, LLC SOLE MEMBER indirect 2009-05-01
RIVERPARK ADVISORS, LLC CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER direct 2009-05-01
RIVERPARK CAPITAL MANAGEMENT LLC CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER direct 2009-06-01
ACTIVE ETF PARTNERS, LLC MEMBER indirect 2012-02-01
ACTIVE ETF PARTNERS, LLC CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER direct 2012-02-01
WEDGEWOOD PARTNERS, INC. TRUSTEE indirect 2013-07-01
BAMCO INC PRESIDENT, DIRECTOR, COO direct 1991-01-01 2003-06-03
BAMCO INC DIRECTOR, PRESIDENT & COO direct 1991-01-01 2005-05-26
BARON CAPITAL MANAGEMENT INC PRESIDENT, COO & DIRECTOR direct 1991-02-01 2005-05-26
WEDGEWOOD PARTNERS, INC. TRUSTEE indirect 2013-07-01 2014-02-11
GENOVA, PAUL, COLIN CHIEF FINANCIAL OFFICER 06/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
RIVERPARK ADVISORS, L.P. CHIEF FINANCIAL OFFICER direct 2009-06-01
RIVERPARK CAPITAL MANAGEMENT LLC CHIEF FINANCIAL OFFICER direct 2009-06-01
ACTIVE ETF PARTNERS, LLC CHIEF FINANCIAL OFFICER direct 2012-02-01
RUBIN, MITCHELL, JOSEPH CHIEF INVESTMENT OFFICER 06/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
RIVERPARK CAPITAL LLC MANAGING PARTNER direct 2006-03-01
RIVERPARK ADVISORS, LLC CO-CHIEF INVESTMENT OFFICER direct 2009-06-01
RIVERPARK ADVISORS, LLC CHIEF INVESTMENT OFFICER direct 2009-06-01
RIVERPARK CAPITAL MANAGEMENT LLC CHIEF INVESTMENT OFFICER direct 2009-06-01
RIVERPARK CAPITAL MANAGEMENT LLC CO-CHIEF INVESTMENT OFFICER direct 2009-06-01
RP HOLDING GROUP LLC MEMBER 06/01/2009 Direct 75% or more
Fund Name Position direct/indirect start date end date
RIVERPARK ADVISORS, L.P. MEMBER direct 2009-06-01
RIVERPARK CAPITAL MANAGEMENT LLC MEMBER direct 2009-06-01
KELLY, H, MATTHEW CHIEF MARKETING OFFICER 09/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
RIVERPARK ADVISORS, LLC CHIEF MARKETING OFFICER direct 2010-09-01
RIVERPARK CAPITAL MANAGEMENT LLC CHIEF MARKETING OFFICER direct 2010-09-01
GILISON, KENNETH, R CHIEF COMPLIANCE OFFICER 10/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
RIVERPARK ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2017-10-01
RIVERPARK CAPITAL MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2017-10-01
SCHAJA, MORDECAI, ALAN SOLE MEMBER RP HOLDING GROUP LLC 05/01/2009 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
RIVERPARK CAPITAL LLC MANAGING PARTNER, CHIEF COMPLIANCE OFFICER direct 2006-03-01
RIVERPARK CAPITAL MANAGEMENT LLC SOLE MEMBER indirect 2009-05-01
RIVERPARK ADVISORS, LLC SOLE MEMBER indirect 2009-05-01
RIVERPARK ADVISORS, LLC CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER direct 2009-05-01
RIVERPARK CAPITAL MANAGEMENT LLC CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER direct 2009-06-01
ACTIVE ETF PARTNERS, LLC MEMBER indirect 2012-02-01
ACTIVE ETF PARTNERS, LLC CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER direct 2012-02-01
WEDGEWOOD PARTNERS, INC. TRUSTEE indirect 2013-07-01
BAMCO INC PRESIDENT, DIRECTOR, COO direct 1991-01-01 2003-06-03
BAMCO INC DIRECTOR, PRESIDENT & COO direct 1991-01-01 2005-05-26
BARON CAPITAL MANAGEMENT INC PRESIDENT, COO & DIRECTOR direct 1991-02-01 2005-05-26
WEDGEWOOD PARTNERS, INC. TRUSTEE indirect 2013-07-01 2014-02-11

RIVERPARK ADVISORS, LLC

ownership team - last updated 2017-10-19
Name Title Start Date Direct/Indirect % Ownership
SCHAJA, MORDECAI, ALAN CHIEF EXECUTIVE OFFICER 05/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
RIVERPARK CAPITAL LLC MANAGING PARTNER, CHIEF COMPLIANCE OFFICER direct 2006-03-01
RIVERPARK CAPITAL MANAGEMENT LLC SOLE MEMBER indirect 2009-05-01
RIVERPARK ADVISORS, LLC SOLE MEMBER indirect 2009-05-01
RIVERPARK ADVISORS, LLC CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER direct 2009-05-01
RIVERPARK CAPITAL MANAGEMENT LLC CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER direct 2009-06-01
ACTIVE ETF PARTNERS, LLC MEMBER indirect 2012-02-01
ACTIVE ETF PARTNERS, LLC CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER direct 2012-02-01
WEDGEWOOD PARTNERS, INC. TRUSTEE indirect 2013-07-01
BAMCO INC PRESIDENT, DIRECTOR, COO direct 1991-01-01 2003-06-03
BAMCO INC DIRECTOR, PRESIDENT & COO direct 1991-01-01 2005-05-26
BARON CAPITAL MANAGEMENT INC PRESIDENT, COO & DIRECTOR direct 1991-02-01 2005-05-26
WEDGEWOOD PARTNERS, INC. TRUSTEE indirect 2013-07-01 2014-02-11
GENOVA, PAUL, COLIN CHIEF FINANCIAL OFFICER 06/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
RIVERPARK ADVISORS, L.P. CHIEF FINANCIAL OFFICER direct 2009-06-01
RIVERPARK CAPITAL MANAGEMENT LLC CHIEF FINANCIAL OFFICER direct 2009-06-01
ACTIVE ETF PARTNERS, LLC CHIEF FINANCIAL OFFICER direct 2012-02-01
RUBIN, MITCHELL, JOSEPH CO-CHIEF INVESTMENT OFFICER 06/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
RIVERPARK CAPITAL LLC MANAGING PARTNER direct 2006-03-01
RIVERPARK ADVISORS, LLC CO-CHIEF INVESTMENT OFFICER direct 2009-06-01
RIVERPARK ADVISORS, LLC CHIEF INVESTMENT OFFICER direct 2009-06-01
RIVERPARK CAPITAL MANAGEMENT LLC CHIEF INVESTMENT OFFICER direct 2009-06-01
RIVERPARK CAPITAL MANAGEMENT LLC CO-CHIEF INVESTMENT OFFICER direct 2009-06-01
RP HOLDING GROUP LLC MEMBER 06/01/2009 Direct 75% or more
Fund Name Position direct/indirect start date end date
RIVERPARK ADVISORS, L.P. MEMBER direct 2009-06-01
RIVERPARK CAPITAL MANAGEMENT LLC MEMBER direct 2009-06-01
KELLY, H, MATTHEW CHIEF MARKETING OFFICER 09/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
RIVERPARK ADVISORS, LLC CHIEF MARKETING OFFICER direct 2010-09-01
RIVERPARK CAPITAL MANAGEMENT LLC CHIEF MARKETING OFFICER direct 2010-09-01
BERKOWITZ, DAVID, PHILIP CO-CHIEF INVESTMENT OFFICER 10/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
GOTHAM INTERNATIONAL ADVISORS, L.L.C. SENIOR MANAGING PARTNER direct 1997-12-01
GCP I, LLC MANAGING MEMBER direct 2002-08-01
SECTION H PARTNERS, L.P. PRESIDENT indirect 1993-09-01
RIVERPARK ADVISORS, LLC CO-CHIEF INVESTMENT OFFICER direct 2014-10-01
RIVERPARK CAPITAL MANAGEMENT LLC CO-CHIEF INVESTMENT OFFICER direct 2014-10-01
NORTHERN FUND MANAGEMENT AMERICA LLC ELECTED MANAGER direct 2012-02-01
GILISON, KENNETH, R CHIEF COMPLIANCE OFFICER 10/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
RIVERPARK ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2017-10-01
RIVERPARK CAPITAL MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2017-10-01
SCHAJA, MORDECAI, ALAN SOLE MEMBER RP HOLDING GROUP LLC 05/01/2009 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
RIVERPARK CAPITAL LLC MANAGING PARTNER, CHIEF COMPLIANCE OFFICER direct 2006-03-01
RIVERPARK CAPITAL MANAGEMENT LLC SOLE MEMBER indirect 2009-05-01
RIVERPARK ADVISORS, LLC SOLE MEMBER indirect 2009-05-01
RIVERPARK ADVISORS, LLC CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER direct 2009-05-01
RIVERPARK CAPITAL MANAGEMENT LLC CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER direct 2009-06-01
ACTIVE ETF PARTNERS, LLC MEMBER indirect 2012-02-01
ACTIVE ETF PARTNERS, LLC CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER direct 2012-02-01
WEDGEWOOD PARTNERS, INC. TRUSTEE indirect 2013-07-01
BAMCO INC PRESIDENT, DIRECTOR, COO direct 1991-01-01 2003-06-03
BAMCO INC DIRECTOR, PRESIDENT & COO direct 1991-01-01 2005-05-26
BARON CAPITAL MANAGEMENT INC PRESIDENT, COO & DIRECTOR direct 1991-02-01 2005-05-26
WEDGEWOOD PARTNERS, INC. TRUSTEE indirect 2013-07-01 2014-02-11

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