ROMAN BUTLER FULLERTON & COMPANY

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Roman Butler Fullerton & Company is based out of St Louis. Roman Butler Fullerton & Company is a large advisory firm with 535 clients and discretionary assets under management (AUM) of $367,617,086 (Form ADV from 2020-06-29). Their last reported 13F filing for Q2 2020 included $140,214,000 in managed 13F securities and a top 10 holdings concentration of 27.95%. Roman Butler Fullerton & Company's largest holding is Microsoft Corp. with shares held of 32,539. Whalewisdom has at least 7 13F filings

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06/30/2020

13F Activity

  • Market Value $140.214 Million
  • Prior Market Value $113.321 Million
  • New Purchases21 stocks
  • Additional Purchases77 stocks
  • Sold out of6 stocks
  • Reduced holdings in45 stocks
  • Top 10 Holdings % 27.95 %
  • Turnover % [1]:18.24%
  • Turnover Alt % [2]: 11.67 %
  • Time Held Top20:4.20 quarters
  • Time Held Top10:4.10 quarters
  • Time Held All:5.02 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

06/30/2020

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2020-05-15

Performance for Q1 2020: 27.95%
Performance Last 4 Quarters: 6.22%
Performance Metrics
Stats are not available for the latest quarter

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*Shares are split adjusted

View Last Form Adv Compilation Report on Record

RBF WEALTH ADVISORS
11500 OLIVE BLVD. SUITE 106
ST LOUIS MO    63141
Country: United States

Business Phone: 314-997-1652
Fax: 314-997-0123
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Corporation
Organized in: MO
Number of employees: 11
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges,Fixed fees
Amount of client funds and securities: 220,701,000
Total Number of Clients: 535
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

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ROMAN BUTLER FULLERTON & CO

ownership team - last updated 2020-06-29
Name Title Start Date Direct/Indirect % Ownership
FULLERTON, PAUL, THOMAS VICE PRESIDENT/SECRETARY 10/01/2003 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
ROMAN BUTLER FULLERTON & CO REGISTERED REPRESENTATIVE direct 2003-10-01
ROMAN BUTLER FULLERTON & CO VICE PRESIDENT/SECRETARY direct 2003-10-01
KALINOWSKI, ANTHONY, EDWARD PRESIDENT/CHIEF COMPLIANCE OFFICER 02/01/2010 Direct 75% or more
Fund Name Position direct/indirect start date end date
ROMAN BUTLER FULLERTON & CO PRESIDENT/CHIEF COMPLIANCE OFFICER direct 2010-02-01

ROMAN BUTLER FULLERTON & CO

ownership team - last updated 2020-03-30
Name Title Start Date Direct/Indirect % Ownership

ROMAN BUTLER FULLERTON & CO

ownership team - last updated 2019-03-12
Name Title Start Date Direct/Indirect % Ownership
FULLERTON, PAUL, THOMAS VICE PRESIDENT/SECRETARY 10/01/2003 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
ROMAN BUTLER FULLERTON & CO REGISTERED REPRESENTATIVE direct 2003-10-01
ROMAN BUTLER FULLERTON & CO VICE PRESIDENT/SECRETARY direct 2003-10-01
KALINOWSKI, ANTHONY, EDWARD PRESIDENT/CHIEF COMPLIANCE OFFICER 02/01/2010 Direct 75% or more
Fund Name Position direct/indirect start date end date
ROMAN BUTLER FULLERTON & CO PRESIDENT/CHIEF COMPLIANCE OFFICER direct 2010-02-01

ROMAN BUTLER FULLERTON & CO

ownership team - last updated 2017-03-15
Name Title Start Date Direct/Indirect % Ownership
FULLERTON, PAUL, THOMAS VICE PRESIDENT/SECRETARY 10/01/2003 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
ROMAN BUTLER FULLERTON & CO REGISTERED REPRESENTATIVE direct 2003-10-01
ROMAN BUTLER FULLERTON & CO VICE PRESIDENT/SECRETARY direct 2003-10-01
KALINOWSKI, ANTHONY, EDWARD PRESIDENT/CHIEF COMPLIANCE OFFICER 02/01/2010 Direct 75% or more
Fund Name Position direct/indirect start date end date
ROMAN BUTLER FULLERTON & CO PRESIDENT/CHIEF COMPLIANCE OFFICER direct 2010-02-01

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