
09/30/2019
Top Buys
- Name% Change
- RYAAY Ryanair Holdings ADR 0.788%
- VGK Vanguard FTSEEurope... 0.054%
- URTH iShares MSCI World ... 0.037%
- VTWO Vanguard Russell 20... 0.03%
- VWO Vanguard FTSE Emerg... 0.022%
HTTP://WWW.ROTHSCHILDANDCO.COM • LONDON, X0 • Investment Advisor How do I update this listing?
Rothschild & Company Wealth Management UK LTD is based out of London. Rothschild & Company Wealth Management UK LTD is a registered investment advisory firm with 1044 clients and discretionary assets under management (AUM) of $9,876,833,788 (Form ADV from 2019-04-01). Their last reported 13F filing for Q3 2019 included $4,014,180,000 in managed 13F securities and a top 10 holdings concentration of 86.98%. Rothschild & Company Wealth Management UK LTD's largest holding is Berkshire Hathaway Inc Class B with shares held of 2,461,882. Whalewisdom has at least 4 13F filings
09/30/2019
09/30/2019
09/30/2019
09/30/2019
09/30/2019
[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.
[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.
You are limited to the prior 8 quarters of 13F filings. Subscribe to WhaleWisdom to view all filing data for ROTHSCHILD & COMPANY WEALTH MANAGEMENT UK LTD
SEC Registration as : | Principal Office Outside the US |
Form of Organization: | Corporation |
Organized in: | |
Number of employees: | 132 |
Other Business Activities: | |
Advisor Fees/Compensation: | Percentage of assets under management,Commissions |
Amount of client funds and securities: | |
Total Number of Clients: | 1044 |
Amount of client funds and securities by related persons: | |
Total Number of clients from related persons: | |
Disclosures: |
Name | Title | Start Date | Direct/Indirect | % Ownership | |||||||||||||||||||||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
MACPHEE, ALEXANDER, ARNOLD | DIRECTOR | 01/01/2009 | Direct | less than 5% | |||||||||||||||||||||||||||||||
|
|||||||||||||||||||||||||||||||||||
POWELL, GARY, ALAN | NON EXECUTIVE DIRECTOR | 01/01/2013 | Direct | less than 5% | |||||||||||||||||||||||||||||||
|
|||||||||||||||||||||||||||||||||||
WATSON, HELEN, JANET | DIRECTOR | 09/01/2015 | Direct | less than 5% | |||||||||||||||||||||||||||||||
|
|||||||||||||||||||||||||||||||||||
ROTHSCHILD AND CO CONTINUATION HOLDINGS AG | DIRECT SHAREHOLDER OF ROTHSCHILD WEALTH MANAGEMENT (UK) LTD | 12/01/2004 | Direct | 25 - 50% | |||||||||||||||||||||||||||||||
ROTHSCHILD AND CO HOLDING AG | DIRECT SHAREHOLDER OF ROTHSCHILD WEALTH MANAGEMENT (UK) LTD | 12/01/2004 | Direct | 50 - 75% | |||||||||||||||||||||||||||||||
WESTCOTT, JONATHAN | NON EXECUTIVE DIRECTOR | 08/01/2016 | Direct | less than 5% | |||||||||||||||||||||||||||||||
|
|||||||||||||||||||||||||||||||||||
COLEMAN, CHRISTOPHER, LEWIS | DIRECTOR | 08/01/2016 | Direct | less than 5% | |||||||||||||||||||||||||||||||
|
|||||||||||||||||||||||||||||||||||
O'SHAUGHNESSY, ANNA, FRANCES GRACE | HEAD OF COMPLIANCE | 06/01/2017 | Direct | less than 5% | |||||||||||||||||||||||||||||||
|
|||||||||||||||||||||||||||||||||||
MALIK, JOHN, KUMAR | CHIEF OPERATIONS OFFICER | 02/01/2018 | Direct | less than 5% | |||||||||||||||||||||||||||||||
|
|||||||||||||||||||||||||||||||||||
ROTHSCHILD & CO SCA | SHAREHOLDER ROTHSCHILD AND CO HOLDING AG | 01/01/2008 | Indirect | 75% or more |
Name | Title | Start Date | Direct/Indirect | % Ownership | |||||||||||||||||||||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
MACPHEE, ALEXANDER, ARNOLD | DIRECTOR | 01/01/2009 | Direct | less than 5% | |||||||||||||||||||||||||||||||
|
|||||||||||||||||||||||||||||||||||
POWELL, GARY, ALAN | NON EXECUTIVE DIRECTOR | 01/01/2013 | Direct | less than 5% | |||||||||||||||||||||||||||||||
|
|||||||||||||||||||||||||||||||||||
WATSON, HELEN, JANET | DIRECTOR | 09/01/2015 | Direct | less than 5% | |||||||||||||||||||||||||||||||
|
|||||||||||||||||||||||||||||||||||
ROTHSCHILD AND CO CONTINUATION HOLDINGS AG | DIRECT SHAREHOLDER OF ROTHSCHILD WEALTH MANAGEMENT (UK) LTD | 12/01/2004 | Direct | 25 - 50% | |||||||||||||||||||||||||||||||
ROTHSCHILD AND CO HOLDING AG | DIRECT SHAREHOLDER OF ROTHSCHILD WEALTH MANAGEMENT (UK) LTD | 12/01/2004 | Direct | 50 - 75% | |||||||||||||||||||||||||||||||
WESTCOTT, JONATHAN | NON EXECUTIVE DIRECTOR | 08/01/2016 | Direct | less than 5% | |||||||||||||||||||||||||||||||
|
|||||||||||||||||||||||||||||||||||
COLEMAN, CHRISTOPHER, LEWIS | DIRECTOR | 08/01/2016 | Direct | less than 5% | |||||||||||||||||||||||||||||||
|
|||||||||||||||||||||||||||||||||||
O'SHAUGHNESSY, ANNA, FRANCES GRACE | HEAD OF COMPLIANCE | 06/01/2017 | Direct | less than 5% | |||||||||||||||||||||||||||||||
|
|||||||||||||||||||||||||||||||||||
MALIK, JOHN, KUMAR | CHIEF OPERATIONS OFFICER | 02/01/2018 | Direct | less than 5% | |||||||||||||||||||||||||||||||
|
|||||||||||||||||||||||||||||||||||
ROTHSCHILD & CO SCA | SHAREHOLDER ROTHSCHILD AND CO HOLDING AG | 01/01/2008 | Indirect | 75% or more |
Name | Title | Start Date | Direct/Indirect | % Ownership | |||||||||||||||||||||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
MACPHEE, ALEXANDER, ARNOLD | DIRECTOR | 01/01/2009 | Direct | less than 5% | |||||||||||||||||||||||||||||||
|
|||||||||||||||||||||||||||||||||||
POWELL, GARY, ALAN | NON EXECUTIVE DIRECTOR | 01/01/2013 | Direct | less than 5% | |||||||||||||||||||||||||||||||
|
|||||||||||||||||||||||||||||||||||
JOHNSON, GARETH, EDWARD MORGAN | DIRECTOR | 07/01/2012 | Direct | less than 5% | |||||||||||||||||||||||||||||||
|
|||||||||||||||||||||||||||||||||||
WATSON, HELEN, JANET | DIRECTOR | 09/01/2015 | Direct | less than 5% | |||||||||||||||||||||||||||||||
|
|||||||||||||||||||||||||||||||||||
ROTHSCHILD CONTINUATION HOLDINGS AG | DIRECT SHAREHOLDER OF ROTHSCHILD WEALTH MANAGEMENT (UK) LTD | 12/01/2004 | Direct | 25 - 50% | |||||||||||||||||||||||||||||||
ROTHSCHILD HOLDING AG | DIRECT SHAREHOLDER OF ROTHSCHILD WEALTH MANAGEMENT (UK) LTD | 12/01/2004 | Direct | 50 - 75% | |||||||||||||||||||||||||||||||
WESTCOTT, JONATHAN | NON EXECUTIVE DIRECTOR | 08/01/2016 | Direct | less than 5% | |||||||||||||||||||||||||||||||
|
|||||||||||||||||||||||||||||||||||
COLEMAN, CHRISTOPHER, LEWIS | DIRECTOR | 08/01/2016 | Direct | less than 5% | |||||||||||||||||||||||||||||||
|
|||||||||||||||||||||||||||||||||||
O'SHAUGHNESSY, ANNA, FRANCES GRACE | HEAD OF COMPLIANCE | 06/01/2017 | Direct | less than 5% | |||||||||||||||||||||||||||||||
|
|||||||||||||||||||||||||||||||||||
ROTHSCHILD & CO SCA | SHAREHOLDER ROTHSCHILD WEALTH MANAGEMENT (UK) LIMITED | 01/01/2008 | Indirect | 75% or more |
Name | Country | Fund Identification Number | Fund Type | Gross Asset Value | Minimum Investment | Other |
---|---|---|---|---|---|---|
R WEALTH MANAGEMENT PORTFOLIOS LLC - NEW COURT AMERICA FUND | United States | 805-5045278690 | Other Private Fund NONE OF ABOVE | 7,830,040 | 1,000,000 | Fund of Funds |
Name | Title | Start Date | Direct/Indirect | % Ownership | |||||||||||||||||||||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
O'SHAUGHNESSY, ANNA, FRANCES GRACE | HEAD OF COMPLIANCE | 06/01/2017 | Direct | less than 5% | |||||||||||||||||||||||||||||||
|
|||||||||||||||||||||||||||||||||||
COLEMAN, CHRISTOPHER, LEWIS | DIRECTOR | 08/01/2016 | Direct | less than 5% | |||||||||||||||||||||||||||||||
|
|||||||||||||||||||||||||||||||||||
WESTCOTT, JONATHAN | NON EXECUTIVE DIRECTOR | 08/01/2016 | Direct | less than 5% | |||||||||||||||||||||||||||||||
|
|||||||||||||||||||||||||||||||||||
ROTHSCHILD HOLDING AG | DIRECT SHAREHOLDER OF ROTHSCHILD WEALTH MANAGEMENT (UK) LTD | 12/01/2004 | Direct | 50 - 75% | |||||||||||||||||||||||||||||||
ROTHSCHILD CONTINUATION HOLDINGS AG | DIRECT SHAREHOLDER OF ROTHSCHILD WEALTH MANAGEMENT (UK) LTD | 12/01/2004 | Direct | 25 - 50% | |||||||||||||||||||||||||||||||
WATSON, HELEN, JANET | DIRECTOR | 09/01/2015 | Direct | less than 5% | |||||||||||||||||||||||||||||||
|
|||||||||||||||||||||||||||||||||||
JOHNSON, GARETH, EDWARD MORGAN | DIRECTOR | 07/01/2012 | Direct | less than 5% | |||||||||||||||||||||||||||||||
|
|||||||||||||||||||||||||||||||||||
POWELL, GARY, ALAN | NON EXECUTIVE DIRECTOR | 01/01/2013 | Direct | less than 5% | |||||||||||||||||||||||||||||||
|
|||||||||||||||||||||||||||||||||||
MACPHEE, ALEXANDER, ARNOLD | DIRECTOR | 01/01/2009 | Direct | less than 5% | |||||||||||||||||||||||||||||||
|
|||||||||||||||||||||||||||||||||||
ROTHSCHILD & CO SCA | SHAREHOLDER ROTHSCHILD WEALTH MANAGEMENT (UK) LIMITED | 01/01/2008 | Indirect | 75% or more |
Name | Country | Fund Identification Number | Fund Type | Gross Asset Value | Minimum Investment | Other |
---|---|---|---|---|---|---|
R WEALTH MANAGEMENT PORTFOLIOS LLC - NEW COURT AMERICA FUND | United States | 805-5045278690 | Other Private Fund NONE OF ABOVE | 5,501,840 | 1,000,000 | Fund of Funds |