ROTHSCHILD & COMPANY WEALTH MANAGEMENT UK LTD

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Rothschild & Company Wealth Management UK LTD is based out of London. Rothschild & Company Wealth Management UK LTD is a registered investment advisory firm with 1044 clients and discretionary assets under management (AUM) of $9,876,833,788 (Form ADV from 2019-04-01). Their last reported 13F filing for Q3 2019 included $4,014,180,000 in managed 13F securities and a top 10 holdings concentration of 86.98%. Rothschild & Company Wealth Management UK LTD's largest holding is Berkshire Hathaway Inc Class B with shares held of 2,461,882. Whalewisdom has at least 4 13F filings

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09/30/2019

13F Sector Allocation Over Time

09/30/2019

13F Activity

  • Market Value $4.014 Billion
  • Prior Market Value $5.395 Billion
  • New Purchases26 stocks
  • Additional Purchases1 stock
  • Sold out of31 stocks
  • Reduced holdings in9 stocks
  • Top 10 Holdings % 86.98 %
  • Turnover % [1]:139.02%
  • Turnover Alt % [2]: 65.04 %
  • Time Held Top20:0.70 quarters
  • Time Held Top10:0.70 quarters
  • Time Held All:1.83 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

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13F Filings Available:
  • 2019-09-30 - 13F-HR (Subscription required)
  • 2019-06-30 - 13F-HR/A (Subscription required)
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

ROTHSHILD & CO WEALTH MANAGEMENT UK LIMITED
NEW COURT ST SWITHIN'S LANE
LONDON    EC4N 8AL
Country: United Kingdom
Business Phone: +44 20 7280 5000
Fax: +44 20 7280 1514
Professional Investment Advisor Data
SEC Registration as : Principal Office Outside the US
Form of Organization: Corporation
Organized in:
Number of employees: 132
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Commissions
Amount of client funds and securities:
Total Number of Clients: 1044
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

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ROTHSCHILD & CO WEALTH MANAGEMENT UK LIMITED

ownership team - last updated 2019-04-01
Name Title Start Date Direct/Indirect % Ownership
MACPHEE, ALEXANDER, ARNOLD DIRECTOR 01/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
ROTHSCHILD WEALTH MANAGEMENT (UK) LTD. DIRECTOR direct 2009-01-01
ROTHSCHILD INTERNATIONAL ASSET MANAGEMENT LTD DIRECTOR CCO direct 1992-08-01 2002-05-03
ROTHSCHILD PRIVATE MANAGEMENT LIMITED CHIEF OPERATING OFFICER / CHIEF COMPLIANCE OFFICER direct 2006-03-01 2011-09-19
ROTHSCHILD WEALTH MANAGEMENT (AMERICAS) AG CHIEF COMPLIANCE OFFICER, BOARD MEMBER direct 2011-07-01 2011-09-19
ROTHSCHILD WEALTH MANAGEMENT (UK) LTD. CHIEF OPERATING OFFICER direct 2009-01-01 2014-04-01
POWELL, GARY, ALAN NON EXECUTIVE DIRECTOR 01/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
ROTHSCHILD ASSET MANAGEMENT INC DIRECTOR direct 2013-12-01
ROTHSCHILD ASSET MANAGEMENT INC DIRECTOR AND CHAIRMAN OF THE BOARD direct 2016-06-01
ROTHSCHILD ASSET MANAGEMENT INC DIRECTOR direct 2016-06-01
ROTHSCHILD PRIVATE MANAGEMENT LIMITED CHIEF EXECUTIVE OFFICER direct 2007-08-01
ROTHSCHILD WEALTH MANAGEMENT (UK) LTD. NON EXECUTIVE DIRECTOR direct 2013-01-01
WATSON, HELEN, JANET DIRECTOR 09/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
ROTHSCHILD WEALTH MANAGEMENT (UK) LTD. DIRECTOR direct 2015-09-01
ROTHSCHILD AND CO CONTINUATION HOLDINGS AG DIRECT SHAREHOLDER OF ROTHSCHILD WEALTH MANAGEMENT (UK) LTD 12/01/2004 Direct 25 - 50%
ROTHSCHILD AND CO HOLDING AG DIRECT SHAREHOLDER OF ROTHSCHILD WEALTH MANAGEMENT (UK) LTD 12/01/2004 Direct 50 - 75%
WESTCOTT, JONATHAN NON EXECUTIVE DIRECTOR 08/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
ROTHSCHILD WEALTH MANAGEMENT (UK) LTD. NON EXECUTIVE DIRECTOR direct 2016-08-01
ELGIN CAPITAL LLP DIRECTOR OF ROTHSCHILD CREDIT MANAGEMENT LIMITED direct 2016-01-01
FIVE ARROWS MANAGERS LLP MEMBER OF MANAGEMENT BOARD direct 2016-07-01
COLEMAN, CHRISTOPHER, LEWIS DIRECTOR 08/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
ROTHSCHILD WEALTH MANAGEMENT (UK) LTD. DIRECTOR direct 2016-08-01
O'SHAUGHNESSY, ANNA, FRANCES GRACE HEAD OF COMPLIANCE 06/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
ROTHSCHILD WEALTH MANAGEMENT (UK) LTD. HEAD OF COMPLIANCE direct 2017-06-01
MALIK, JOHN, KUMAR CHIEF OPERATIONS OFFICER 02/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
ROTHSCHILD & CO WEALTH MANAGEMENT UK LIMITED CHIEF OPERATIONS OFFICER direct 2018-02-01
ROTHSCHILD & CO SCA SHAREHOLDER ROTHSCHILD AND CO HOLDING AG 01/01/2008 Indirect 75% or more

ROTHSCHILD & CO WEALTH MANAGEMENT UK LIMITED

ownership team - last updated 2019-03-28
Name Title Start Date Direct/Indirect % Ownership
MACPHEE, ALEXANDER, ARNOLD DIRECTOR 01/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
ROTHSCHILD WEALTH MANAGEMENT (UK) LTD. DIRECTOR direct 2009-01-01
ROTHSCHILD INTERNATIONAL ASSET MANAGEMENT LTD DIRECTOR CCO direct 1992-08-01 2002-05-03
ROTHSCHILD PRIVATE MANAGEMENT LIMITED CHIEF OPERATING OFFICER / CHIEF COMPLIANCE OFFICER direct 2006-03-01 2011-09-19
ROTHSCHILD WEALTH MANAGEMENT (AMERICAS) AG CHIEF COMPLIANCE OFFICER, BOARD MEMBER direct 2011-07-01 2011-09-19
ROTHSCHILD WEALTH MANAGEMENT (UK) LTD. CHIEF OPERATING OFFICER direct 2009-01-01 2014-04-01
POWELL, GARY, ALAN NON EXECUTIVE DIRECTOR 01/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
ROTHSCHILD ASSET MANAGEMENT INC DIRECTOR direct 2013-12-01
ROTHSCHILD ASSET MANAGEMENT INC DIRECTOR AND CHAIRMAN OF THE BOARD direct 2016-06-01
ROTHSCHILD ASSET MANAGEMENT INC DIRECTOR direct 2016-06-01
ROTHSCHILD PRIVATE MANAGEMENT LIMITED CHIEF EXECUTIVE OFFICER direct 2007-08-01
ROTHSCHILD WEALTH MANAGEMENT (UK) LTD. NON EXECUTIVE DIRECTOR direct 2013-01-01
WATSON, HELEN, JANET DIRECTOR 09/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
ROTHSCHILD WEALTH MANAGEMENT (UK) LTD. DIRECTOR direct 2015-09-01
ROTHSCHILD AND CO CONTINUATION HOLDINGS AG DIRECT SHAREHOLDER OF ROTHSCHILD WEALTH MANAGEMENT (UK) LTD 12/01/2004 Direct 25 - 50%
ROTHSCHILD AND CO HOLDING AG DIRECT SHAREHOLDER OF ROTHSCHILD WEALTH MANAGEMENT (UK) LTD 12/01/2004 Direct 50 - 75%
WESTCOTT, JONATHAN NON EXECUTIVE DIRECTOR 08/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
ROTHSCHILD WEALTH MANAGEMENT (UK) LTD. NON EXECUTIVE DIRECTOR direct 2016-08-01
ELGIN CAPITAL LLP DIRECTOR OF ROTHSCHILD CREDIT MANAGEMENT LIMITED direct 2016-01-01
FIVE ARROWS MANAGERS LLP MEMBER OF MANAGEMENT BOARD direct 2016-07-01
COLEMAN, CHRISTOPHER, LEWIS DIRECTOR 08/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
ROTHSCHILD WEALTH MANAGEMENT (UK) LTD. DIRECTOR direct 2016-08-01
O'SHAUGHNESSY, ANNA, FRANCES GRACE HEAD OF COMPLIANCE 06/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
ROTHSCHILD WEALTH MANAGEMENT (UK) LTD. HEAD OF COMPLIANCE direct 2017-06-01
MALIK, JOHN, KUMAR CHIEF OPERATIONS OFFICER 02/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
ROTHSCHILD & CO WEALTH MANAGEMENT UK LIMITED CHIEF OPERATIONS OFFICER direct 2018-02-01
ROTHSCHILD & CO SCA SHAREHOLDER ROTHSCHILD AND CO HOLDING AG 01/01/2008 Indirect 75% or more

ROTHSCHILD WEALTH MANAGEMENT (UK) LTD.

ownership team - last updated 2018-11-01
Name Title Start Date Direct/Indirect % Ownership
MACPHEE, ALEXANDER, ARNOLD DIRECTOR 01/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
ROTHSCHILD WEALTH MANAGEMENT (UK) LTD. DIRECTOR direct 2009-01-01
ROTHSCHILD INTERNATIONAL ASSET MANAGEMENT LTD DIRECTOR CCO direct 1992-08-01 2002-05-03
ROTHSCHILD PRIVATE MANAGEMENT LIMITED CHIEF OPERATING OFFICER / CHIEF COMPLIANCE OFFICER direct 2006-03-01 2011-09-19
ROTHSCHILD WEALTH MANAGEMENT (AMERICAS) AG CHIEF COMPLIANCE OFFICER, BOARD MEMBER direct 2011-07-01 2011-09-19
ROTHSCHILD WEALTH MANAGEMENT (UK) LTD. CHIEF OPERATING OFFICER direct 2009-01-01 2014-04-01
POWELL, GARY, ALAN NON EXECUTIVE DIRECTOR 01/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
ROTHSCHILD ASSET MANAGEMENT INC DIRECTOR direct 2013-12-01
ROTHSCHILD ASSET MANAGEMENT INC DIRECTOR AND CHAIRMAN OF THE BOARD direct 2016-06-01
ROTHSCHILD ASSET MANAGEMENT INC DIRECTOR direct 2016-06-01
ROTHSCHILD PRIVATE MANAGEMENT LIMITED CHIEF EXECUTIVE OFFICER direct 2007-08-01
ROTHSCHILD WEALTH MANAGEMENT (UK) LTD. NON EXECUTIVE DIRECTOR direct 2013-01-01
JOHNSON, GARETH, EDWARD MORGAN DIRECTOR 07/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
ROTHSCHILD WEALTH MANAGEMENT (UK) LTD. DIRECTOR direct 2012-07-01
WATSON, HELEN, JANET DIRECTOR 09/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
ROTHSCHILD WEALTH MANAGEMENT (UK) LTD. DIRECTOR direct 2015-09-01
ROTHSCHILD CONTINUATION HOLDINGS AG DIRECT SHAREHOLDER OF ROTHSCHILD WEALTH MANAGEMENT (UK) LTD 12/01/2004 Direct 25 - 50%
ROTHSCHILD HOLDING AG DIRECT SHAREHOLDER OF ROTHSCHILD WEALTH MANAGEMENT (UK) LTD 12/01/2004 Direct 50 - 75%
WESTCOTT, JONATHAN NON EXECUTIVE DIRECTOR 08/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
ROTHSCHILD WEALTH MANAGEMENT (UK) LTD. NON EXECUTIVE DIRECTOR direct 2016-08-01
ELGIN CAPITAL LLP DIRECTOR OF ROTHSCHILD CREDIT MANAGEMENT LIMITED direct 2016-01-01
FIVE ARROWS MANAGERS LLP MEMBER OF MANAGEMENT BOARD direct 2016-07-01
COLEMAN, CHRISTOPHER, LEWIS DIRECTOR 08/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
ROTHSCHILD WEALTH MANAGEMENT (UK) LTD. DIRECTOR direct 2016-08-01
O'SHAUGHNESSY, ANNA, FRANCES GRACE HEAD OF COMPLIANCE 06/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
ROTHSCHILD WEALTH MANAGEMENT (UK) LTD. HEAD OF COMPLIANCE direct 2017-06-01
ROTHSCHILD & CO SCA SHAREHOLDER ROTHSCHILD WEALTH MANAGEMENT (UK) LIMITED 01/01/2008 Indirect 75% or more

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
R WEALTH MANAGEMENT PORTFOLIOS LLC - NEW COURT AMERICA FUND United States 805-5045278690 Other Private Fund NONE OF ABOVE 7,830,040 1,000,000 Fund of Funds

ROTHSCHILD WEALTH MANAGEMENT (UK) LTD.

ownership team - last updated 2017-08-21
Name Title Start Date Direct/Indirect % Ownership
O'SHAUGHNESSY, ANNA, FRANCES GRACE HEAD OF COMPLIANCE 06/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
ROTHSCHILD WEALTH MANAGEMENT (UK) LTD. HEAD OF COMPLIANCE direct 2017-06-01
COLEMAN, CHRISTOPHER, LEWIS DIRECTOR 08/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
ROTHSCHILD WEALTH MANAGEMENT (UK) LTD. DIRECTOR direct 2016-08-01
WESTCOTT, JONATHAN NON EXECUTIVE DIRECTOR 08/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
ROTHSCHILD WEALTH MANAGEMENT (UK) LTD. NON EXECUTIVE DIRECTOR direct 2016-08-01
ELGIN CAPITAL LLP DIRECTOR OF ROTHSCHILD CREDIT MANAGEMENT LIMITED direct 2016-01-01
FIVE ARROWS MANAGERS LLP MEMBER OF MANAGEMENT BOARD direct 2016-07-01
ROTHSCHILD HOLDING AG DIRECT SHAREHOLDER OF ROTHSCHILD WEALTH MANAGEMENT (UK) LTD 12/01/2004 Direct 50 - 75%
ROTHSCHILD CONTINUATION HOLDINGS AG DIRECT SHAREHOLDER OF ROTHSCHILD WEALTH MANAGEMENT (UK) LTD 12/01/2004 Direct 25 - 50%
WATSON, HELEN, JANET DIRECTOR 09/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
ROTHSCHILD WEALTH MANAGEMENT (UK) LTD. DIRECTOR direct 2015-09-01
JOHNSON, GARETH, EDWARD MORGAN DIRECTOR 07/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
ROTHSCHILD WEALTH MANAGEMENT (UK) LTD. DIRECTOR direct 2012-07-01
POWELL, GARY, ALAN NON EXECUTIVE DIRECTOR 01/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
ROTHSCHILD ASSET MANAGEMENT INC DIRECTOR direct 2013-12-01
ROTHSCHILD ASSET MANAGEMENT INC DIRECTOR AND CHAIRMAN OF THE BOARD direct 2016-06-01
ROTHSCHILD ASSET MANAGEMENT INC DIRECTOR direct 2016-06-01
ROTHSCHILD PRIVATE MANAGEMENT LIMITED CHIEF EXECUTIVE OFFICER direct 2007-08-01
ROTHSCHILD WEALTH MANAGEMENT (UK) LTD. NON EXECUTIVE DIRECTOR direct 2013-01-01
MACPHEE, ALEXANDER, ARNOLD DIRECTOR 01/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
ROTHSCHILD WEALTH MANAGEMENT (UK) LTD. DIRECTOR direct 2009-01-01
ROTHSCHILD INTERNATIONAL ASSET MANAGEMENT LTD DIRECTOR CCO direct 1992-08-01 2002-05-03
ROTHSCHILD PRIVATE MANAGEMENT LIMITED CHIEF OPERATING OFFICER / CHIEF COMPLIANCE OFFICER direct 2006-03-01 2011-09-19
ROTHSCHILD WEALTH MANAGEMENT (AMERICAS) AG CHIEF COMPLIANCE OFFICER, BOARD MEMBER direct 2011-07-01 2011-09-19
ROTHSCHILD WEALTH MANAGEMENT (UK) LTD. CHIEF OPERATING OFFICER direct 2009-01-01 2014-04-01
ROTHSCHILD & CO SCA SHAREHOLDER ROTHSCHILD WEALTH MANAGEMENT (UK) LIMITED 01/01/2008 Indirect 75% or more

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
R WEALTH MANAGEMENT PORTFOLIOS LLC - NEW COURT AMERICA FUND United States 805-5045278690 Other Private Fund NONE OF ABOVE 5,501,840 1,000,000 Fund of Funds

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