ROUBAIX CAPITAL, LLC

HTTP://ROUBAIXCAPITAL.COM DENVER, CO Investment Advisor How do I update this listing?

Roubaix Capital is based out of Denver. Roubaix Capital is a large advisory firm with 4 clients and discretionary assets under management (AUM) of $149,393,470 (Form ADV from 2019-03-15). Their last reported 13F filing for Q3 2019 included $109,861,000 in managed 13F securities and a top 10 holdings concentration of 47.57%. Roubaix Capital's largest holding is Park Electrochemical Corp. with shares held of 402,522. Whalewisdom has at least 3 13F filings

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09/30/2019

13F Sector Allocation Over Time

09/30/2019

13F Activity

  • Market Value $109.861 Million
  • Prior Market Value $119.797 Million
  • New Purchases15 stocks
  • Additional Purchases10 stocks
  • Sold out of15 stocks
  • Reduced holdings in8 stocks
  • Top 10 Holdings % 47.57 %
  • Turnover % [1]:90.91%
  • Turnover Alt % [2]: 52.14 %
  • Time Held Top20:0.75 quarters
  • Time Held Top10:0.60 quarters
  • Time Held All:1.06 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-08-14

Performance for Q2 2019: -7.42%
Performance Last 4 Quarters: 0.0%
Performance Metrics
Stats are not available for the latest quarter

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13F Filings Available:
  • 2019-09-30 - 13F-HR (Subscription required)
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

ROUBAIX CAPITAL, LLC
Classified as Hedge Fund
1401 17TH STREET SUITE 1150
DENVER CO    80202
Country: United States

Business Phone: 303-209-4100
Fax: 303-209-4101
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: CO
Number of employees: 7
Other Business Activities: commodity pool operator or commodity trading advisor
Advisor Fees/Compensation: Percentage of assets under management,Performance-based fees
Amount of client funds and securities: 75,539,800
Total Number of Clients: 4
Amount of client funds and securities by related persons: 75,539,800
Total Number of clients from related persons: 1
Disclosures:
Data above was derived from SEC filings.

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ROUBAIX CAPITAL, LLC

ownership team - last updated 2019-03-15
Name Title Start Date Direct/Indirect % Ownership
HILLARY, CHRISTOPHER, EDMUND CHIEF EXECUTIVE OFFICER 06/01/2015 Direct 75% or more
Fund Name Position direct/indirect start date end date
ROUBAIX CAPITAL, LLC CHIEF EXECUTIVE OFFICER direct 2015-06-01
SHANKER, BETH, GOLDSTEIN CHIEF OPERATING OFFICER & CHIEF COMPLIANCE OFFICER 06/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
DIRECTED SERVICES, INC. CHIEF COMPLIANCE OFFICER direct 2005-07-01
DIRECTED SERVICES LLC BROKER-DEALER CHIEF COMPLIANCE OFFICER direct 2005-07-01
INDEPENDENCE CAPITAL ASSET PARTNERS, LLC CHIEF COMPLIANCE OFFICER direct 2014-03-01
ROUBAIX CAPITAL, LLC CHIEF OPERATING OFFICER & CHIEF COMPLIANCE OFFICER direct 2015-06-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
ROUBAIX FUND, L.P. United States 805-9597065321 Hedge Fund 75,539,768 1,000,000

ROUBAIX CAPITAL, LLC

ownership team - last updated 2017-02-14
Name Title Start Date Direct/Indirect % Ownership
HILLARY, CHRISTOPHER, EDMUND CHIEF EXECUTIVE OFFICER 06/01/2015 Direct 75% or more
Fund Name Position direct/indirect start date end date
ROUBAIX CAPITAL, LLC CHIEF EXECUTIVE OFFICER direct 2015-06-01
SHANKER, BETH, GOLDSTEIN CHIEF OPERATING OFFICER & CHIEF COMPLIANCE OFFICER 06/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
DIRECTED SERVICES, INC. CHIEF COMPLIANCE OFFICER direct 2005-07-01
DIRECTED SERVICES LLC BROKER-DEALER CHIEF COMPLIANCE OFFICER direct 2005-07-01
INDEPENDENCE CAPITAL ASSET PARTNERS, LLC CHIEF COMPLIANCE OFFICER direct 2014-03-01
ROUBAIX CAPITAL, LLC CHIEF OPERATING OFFICER & CHIEF COMPLIANCE OFFICER direct 2015-06-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
ROUBAIX FUND, L.P. United States 805-9597065321 Hedge Fund 64,272,129 1,000,000
CALOR FUND, L.P. United States 805-5658421368 Hedge Fund 3,832,292 1,000,000

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