ROUMELL ASSET MANAGEMENT, LLC

HTTP://WWW.ROUMELLASSET.COM CHEVY CHASE, MD Investment Advisor How do I update this listing?

Roumell Asset Management is based out of Chevy Chase. Roumell Asset Management is a large advisory firm with 121 clients and discretionary assets under management (AUM) of $91,071,918 (Form ADV from 2018-10-01). Their last reported 13F filing for Q4 2019 included $43,679,000 in managed 13F securities and a top 10 holdings concentration of 80.96%. Roumell Asset Management's largest holding is ZAGG Inc with shares held of 1,344,097. Whalewisdom has at least 56 13F filings, 31 13D filings, and 59 13G filings

Download 13F Summary to Excel Create Email Alert

12/31/2019

13F Sector Allocation Over Time

12/31/2019

13F Activity

  • Market Value $43.679 Million
  • Prior Market Value $42.339 Million
  • New Purchases8 stocks
  • Additional Purchases2 stocks
  • Sold out of1 stock
  • Reduced holdings in9 stocks
  • Top 10 Holdings % 80.96 %
  • Turnover % [1]:42.86%
  • Turnover Alt % [2]: 21.36 %
  • Time Held Top20:5.25 quarters
  • Time Held Top10:4.90 quarters
  • Time Held All:5.00 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2020-02-14

Performance for Q4 2019: 2.96%
Performance Last 4 Quarters: -2.01%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

Refresh Advanced Export Download CSV Download Excel (.xlsx) Download TSV
Filter by:

Security Types:

Refresh
*Shares are split adjusted

View Last Form Adv Compilation Report on Record

ROUMELL ASSET MANAGEMENT, LLC
2 WISCONSIN CIRCLE SUITE 640
CHEVY CHASE MD    20815
Country: United States

Business Phone: 301-656-8500
Fax: 301-656-8501
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm,Investment advisor to an investment company
Form of Organization: Limited Liability Company
Organized in: MD
Number of employees: 3
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management
Amount of client funds and securities: 2,325,400
Total Number of Clients: 121
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

Sign in to see

Form 4 - Recent Insider Transactions

Loading...

ROUMELL ASSET MANAGEMENT, LLC

ownership team - last updated 2019-03-21
Name Title Start Date Direct/Indirect % Ownership
ROUMELL, JAMES, CHRISTOPHER PRESIDENT/PORTFOLIO MANAGER/MANAGING MEMBER 12/01/1998 Direct 75% or more
Fund Name Position direct/indirect start date end date
ROUMELL ASSET MANAGEMENT, LLC PRESIDENT/PORTFOLIO MANAGER/MANAGING MEMBER direct 1998-12-01
ROUMELL ASSET MANAGEMENT, LLC PRESIDENT/CHIEF COMPLIANCE OFFICER direct 1998-12-01 2007-03-02
ROUMELL ASSET MANAGEMENT, LLC PRESIDENT direct 1998-12-01 2013-12-02
ROUMELL ASSET MANAGEMENT, LLC PRESIDENT/LEAD PORTFOLIO MANAGER direct 1998-12-01 2015-12-15
ROUMELL ASSET MANAGEMENT, LLC PRESIDENT/PORTFOLIO MANAGER direct 1998-12-01 2016-03-28
LUKIN, CRAIG, L CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER/MEMBER 03/01/2007 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
ROUMELL ASSET MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2007-03-01
ROUMELL ASSET MANAGEMENT, LLC CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER direct 2007-03-01
ROUMELL ASSET MANAGEMENT, LLC CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER/MEMBER direct 2007-03-01
CRAWFORD, EDWARD, ALEXANDER MEMBER 01/01/2013 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
ROUMELL ASSET MANAGEMENT, LLC CO-PORTFOLIO MANAGER direct 2013-01-01
ROUMELL ASSET MANAGEMENT, LLC OWNER direct 2013-01-01
ROUMELL ASSET MANAGEMENT, LLC MEMBER direct 2013-01-01

ROUMELL ASSET MANAGEMENT, LLC

ownership team - last updated 2017-03-24
Name Title Start Date Direct/Indirect % Ownership
ROUMELL, JAMES, CHRISTOPHER PRESIDENT/PORTFOLIO MANAGER/MANAGING MEMBER 12/01/1998 Direct 75% or more
Fund Name Position direct/indirect start date end date
ROUMELL ASSET MANAGEMENT, LLC PRESIDENT/PORTFOLIO MANAGER/MANAGING MEMBER direct 1998-12-01
ROUMELL ASSET MANAGEMENT, LLC PRESIDENT/CHIEF COMPLIANCE OFFICER direct 1998-12-01 2007-03-02
ROUMELL ASSET MANAGEMENT, LLC PRESIDENT direct 1998-12-01 2013-12-02
ROUMELL ASSET MANAGEMENT, LLC PRESIDENT/LEAD PORTFOLIO MANAGER direct 1998-12-01 2015-12-15
ROUMELL ASSET MANAGEMENT, LLC PRESIDENT/PORTFOLIO MANAGER direct 1998-12-01 2016-03-28
LUKIN, CRAIG, L CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER/MEMBER 03/01/2007 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
ROUMELL ASSET MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2007-03-01
ROUMELL ASSET MANAGEMENT, LLC CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER direct 2007-03-01
ROUMELL ASSET MANAGEMENT, LLC CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER/MEMBER direct 2007-03-01
CRAWFORD, EDWARD, ALEXANDER MEMBER 01/01/2013 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
ROUMELL ASSET MANAGEMENT, LLC CO-PORTFOLIO MANAGER direct 2013-01-01
ROUMELL ASSET MANAGEMENT, LLC OWNER direct 2013-01-01
ROUMELL ASSET MANAGEMENT, LLC MEMBER direct 2013-01-01

WhaleScore history for ROUMELL ASSET MANAGEMENT, LLC

You must have a subscription to view WhaleScore histories

Elevate your investments