SAGE ADVISORY SERVICES, LTD. COMPANY .

HTTP://WWW.SAGEADVISORY.COM AUSTIN, TX Investment Advisor How do I update this listing?

Sage Advisory Services, Ltd. Company . is based out of Austin. Sage Advisory Services, Ltd. Company . is a large advisory firm with 3078 clients and discretionary assets under management (AUM) of $12,802,976,470 (Form ADV from 2020-06-24). Their last reported 13F filing for Q2 2020 included $317,957,000 in managed 13F securities and a top 10 holdings concentration of 61.53%. Sage Advisory Services, Ltd. Company .'s largest holding is iShares Core MSCI EAFE ETF with shares held of 690,108. Sage Advisory Services, Ltd. Company . has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 36 13F filings

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06/30/2020

13F Activity

  • Market Value $317.957 Million
  • Prior Market Value $259.593 Million
  • New Purchases11 stocks
  • Additional Purchases23 stocks
  • Sold out of6 stocks
  • Reduced holdings in14 stocks
  • Top 10 Holdings % 61.53 %
  • Turnover % [1]:33.33%
  • Turnover Alt % [2]: 31.53 %
  • Time Held Top20:2.30 quarters
  • Time Held Top10:2.80 quarters
  • Time Held All:6.37 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

06/30/2020

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2020-05-15

Performance for Q1 2020: 16.99%
Performance Last 4 Quarters: -4.19%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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*Shares are split adjusted

View Last Form Adv Compilation Report on Record

SAGE ADVISORY SERVICES LTD CO
5900 SOUTHWEST PARKWAY BUILDING 1, SUITE 100
AUSTIN TX    78735-6202
Country: United States

Business Phone: 512-327-5530
Fax: 512-327-5702
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm,Investment advisor to an investment company
Form of Organization: Limited Liability Company
Organized in: TX
Number of employees: 48
Other Business Activities: commodity pool operator or commodity trading advisor
Advisor Fees/Compensation: Percentage of assets under management,Fixed fees
Amount of client funds and securities:
Total Number of Clients: 3078
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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SAGE ADVISORY SERVICES LTD CO

ownership team - last updated 2020-06-24
Name Title Start Date Direct/Indirect % Ownership
SMITH, ROBERT, G PRESIDENT AND CHIEF INVESTMENT OFFICER 09/01/1996 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
SAGE ADVISORY SERVICES LTD CO PRESIDENT AND CHIEF INVESTMENT OFFICER direct 1996-09-01
MACQUEEN, MARK, CORDES EXECUTIVE VICE PRESIDENT 11/01/1996 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
SAGE ADVISORY SERVICES LTD CO EXECUTIVE VICE PRESIDENT direct 1996-11-01
PECK, JR., ROBERT, CHARLES VICE PRESIDENT 05/01/2004 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
SAGE ADVISORY SERVICES LTD CO VICE PRESIDENT direct 2004-05-01
KRASAN, SEAN, CONAN VICE PRESIDENT 05/01/2004 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
SAGE ADVISORY SERVICES LTD CO VICE PRESIDENT direct 2004-05-01
FIGARO, GREGORY, JOSEPH VICE PRESIDENT 01/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
SAGE ADVISORY SERVICES LTD CO CHIEF COMPLIANCE OFFICER direct 2004-10-01
SAGE ADVISORY SERVICES LTD CO VICE PRESIDENT direct 2007-01-01
URANO, THOMAS, HIDEO VICE PRESIDENT 01/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
SAGE ADVISORY SERVICES LTD CO VICE PRESIDENT direct 2007-01-01
WILLIAMS, ROBERT, DONALD VICE PRESIDENT 01/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
SAGE ADVISORY SERVICES LTD CO VICE PRESIDENT direct 2007-01-01
TIMLIN, JEFFERY, SCOTT VICE PRESIDENT 07/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
SAGE ADVISORY SERVICES LTD CO VICE PRESIDENT direct 2009-07-01
SLAIS, JOHN, ROBERT CHIEF FINANCIAL OFFICER 06/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
SAGE ADVISORY SERVICES LTD CO CFO, CCO direct 2013-06-01
WALTON, MICHAEL, DAVID VICE PRESIDENT 01/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
SAGE ADVISORY SERVICES LTD CO VICE PRESIDENT direct 2016-01-01
ULOTH, WADE, THOMAS CHIEF COMPLIANCE OFFICER 03/01/2020 Direct less than 5%
Fund Name Position direct/indirect start date end date
VERITRUST FINANCIAL, LLC CHIEF COMPLIANCE OFFICER direct 2011-11-01

SAGE ADVISORY SERVICES LTD CO

ownership team - last updated 2020-03-26
Name Title Start Date Direct/Indirect % Ownership

SAGE ADVISORY SERVICES LTD CO

ownership team - last updated 2019-03-28
Name Title Start Date Direct/Indirect % Ownership
SMITH, ROBERT, G PRESIDENT AND CHIEF INVESTMENT OFFICER 09/01/1996 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
SAGE ADVISORY SERVICES LTD CO PRESIDENT AND CHIEF INVESTMENT OFFICER direct 1996-09-01
MACQUEEN, MARK, CORDES EXECUTIVE VICE PRESIDENT 11/01/1996 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
SAGE ADVISORY SERVICES LTD CO EXECUTIVE VICE PRESIDENT direct 1996-11-01
PECK, JR., ROBERT, CHARLES VICE PRESIDENT 05/01/2004 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
SAGE ADVISORY SERVICES LTD CO VICE PRESIDENT direct 2004-05-01
KRASAN, SEAN, CONAN VICE PRESIDENT 05/01/2004 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
SAGE ADVISORY SERVICES LTD CO VICE PRESIDENT direct 2004-05-01
FIGARO, GREGORY, JOSEPH VICE PRESIDENT 01/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
SAGE ADVISORY SERVICES LTD CO CHIEF COMPLIANCE OFFICER direct 2004-10-01
SAGE ADVISORY SERVICES LTD CO VICE PRESIDENT direct 2007-01-01
URANO, THOMAS, HIDEO VICE PRESIDENT 01/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
SAGE ADVISORY SERVICES LTD CO VICE PRESIDENT direct 2007-01-01
WILLIAMS, ROBERT, DONALD VICE PRESIDENT 01/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
SAGE ADVISORY SERVICES LTD CO VICE PRESIDENT direct 2007-01-01
TIMLIN, JEFFERY, SCOTT VICE PRESIDENT 07/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
SAGE ADVISORY SERVICES LTD CO VICE PRESIDENT direct 2009-07-01
SLAIS, JOHN, ROBERT CFO, CCO 06/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
SAGE ADVISORY SERVICES LTD CO CFO, CCO direct 2013-06-01
WALTON, MICHAEL, DAVID VICE PRESIDENT 01/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
SAGE ADVISORY SERVICES LTD CO VICE PRESIDENT direct 2016-01-01

SAGE ADVISORY SERVICES LTD CO

ownership team - last updated 2017-03-29
Name Title Start Date Direct/Indirect % Ownership
SMITH, ROBERT, G PRESIDENT AND CHIEF INVESTMENT OFFICER 09/01/1996 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
SAGE ADVISORY SERVICES LTD CO PRESIDENT AND CHIEF INVESTMENT OFFICER direct 1996-09-01
MACQUEEN, MARK, CORDES EXECUTIVE VICE PRESIDENT 11/01/1996 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
SAGE ADVISORY SERVICES LTD CO EXECUTIVE VICE PRESIDENT direct 1996-11-01
PECK, JR., ROBERT, CHARLES VICE PRESIDENT 05/01/2004 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
SAGE ADVISORY SERVICES LTD CO VICE PRESIDENT direct 2004-05-01
KRASAN, SEAN, CONAN VICE PRESIDENT 05/01/2004 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
SAGE ADVISORY SERVICES LTD CO VICE PRESIDENT direct 2004-05-01
FIGARO, GREGORY, JOSEPH VICE PRESIDENT 01/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
SAGE ADVISORY SERVICES LTD CO CHIEF COMPLIANCE OFFICER direct 2004-10-01
SAGE ADVISORY SERVICES LTD CO VICE PRESIDENT direct 2007-01-01
URANO, THOMAS, HIDEO VICE PRESIDENT 01/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
SAGE ADVISORY SERVICES LTD CO VICE PRESIDENT direct 2007-01-01
WILLIAMS, ROBERT, DONALD VICE PRESIDENT 01/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
SAGE ADVISORY SERVICES LTD CO VICE PRESIDENT direct 2007-01-01
TIMLIN, JEFFERY, SCOTT VICE PRESIDENT 07/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
SAGE ADVISORY SERVICES LTD CO VICE PRESIDENT direct 2009-07-01
SLAIS, JOHN, ROBERT CFO, CCO 06/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
SAGE ADVISORY SERVICES LTD CO CFO, CCO direct 2013-06-01
WALTON, MICHAEL, DAVID VICE PRESIDENT 01/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
SAGE ADVISORY SERVICES LTD CO VICE PRESIDENT direct 2016-01-01

WhaleScore history for SAGE ADVISORY SERVICES, LTD. COMPANY .

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