SCHNIEDERS CAPITAL MANAGEMENT LLC

HTTP://WWW.SCHNIEDERSCAPITAL.COM PASADENA, CA Investment Advisor How do I update this listing?

Schnieders Capital Management is based out of Pasadena. Schnieders Capital Management is a large advisory firm with 281 clients and discretionary assets under management (AUM) of $331,062,972 (Form ADV from 2019-03-25). Their last reported 13F filing for Q3 2019 included $248,132,000 in managed 13F securities and a top 10 holdings concentration of 27.31%. Schnieders Capital Management's largest holding is Microsoft Corp. with shares held of 78,558. Schnieders Capital Management has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 26 13F filings

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09/30/2019

13F Sector Allocation Over Time

09/30/2019

13F Activity

  • Market Value $248.132 Million
  • Prior Market Value $255.004 Million
  • New Purchases5 stocks
  • Additional Purchases41 stocks
  • Sold out of10 stocks
  • Reduced holdings in66 stocks
  • Top 10 Holdings % 27.31 %
  • Turnover % [1]:9.32%
  • Turnover Alt % [2]: 8.34 %
  • Time Held Top20:12.00 quarters
  • Time Held Top10:10.50 quarters
  • Time Held All:15.04 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-08-14

Performance for Q2 2019: 1.56%
Performance Last 4 Quarters: 4.04%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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13F Filings Available:
  • 2019-09-30 - 13F-HR (Subscription required)
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR/A (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)
  • 2016-09-30 - 13F-HR (Subscription required)
  • 2016-06-30 - 13F-HR (Subscription required)
  • 2016-03-31 - 13F-HR (Subscription required)
  • 2015-12-31 - 13F-HR (Subscription required)
  • 2015-09-30 - 13F-HR (Subscription required)
  • 2015-06-30 - 13F-HR (Subscription required)
  • 2015-03-31 - 13F-HR (Subscription required)
  • 2014-12-31 - 13F-HR (Subscription required)
  • 2014-09-30 - 13F-HR (Subscription required)
  • 2014-06-30 - 13F-HR/A (Subscription required)
  • 2014-06-30 - 13F-HR (Subscription required)
  • 2014-03-31 - 13F-HR (Subscription required)
  • 2013-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

SCHNIEDERS CAPITAL MANAGEMENT, LLC.
201 SOUTH LAKE AVENUE SUITE 303
PASADENA CA    91101
Country: United States

Business Phone: 626.584.6168
Fax: 626.584.6167
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: CA
Number of employees: 7
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management
Amount of client funds and securities:
Total Number of Clients: 281
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Form 4 - Recent Insider Transactions

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SCHNIEDERS CAPITAL MANAGEMENT, LLC.

ownership team - last updated 2019-03-25
Name Title Start Date Direct/Indirect % Ownership
BRYANT, SUE CHIEF COMPLIANCE OFFICER 02/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
SCHNIEDERS CAPITAL MANAGEMENT, LLC. CHIEF COMPLIANCE OFFICER direct 2014-02-01
SCHNIEDERS, JAMES, FRANCIS PRINCIPAL 07/01/2002 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
SCHNIEDERS CAPITAL MANAGEMENT, LLC. PRINCIPAL direct 2002-05-01
SCHNIEDERS CAPITAL MANAGEMENT, LLC. PRINCIPAL & CHIEF COMPLIANCE OFFICER direct 2002-05-01
SCHNIEDERS CAPITAL MANAGEMENT, LLC. PRINCIPAL & CCO direct 2002-05-01
SCHNIEDERS CAPITAL MANAGEMENT, LLC. PRINCIPAL direct 2002-07-01
INDEPENDENCE CAPITAL MANAGEMENT, LLC PARTNER indirect 2000-11-01
INDEPENDENCE CAPITAL MANAGEMENT, LLC MEMBER indirect 2000-11-01
INDEPENDENCE CAPITAL MANAGEMENT, LLC PRINCIPAL direct 2004-06-01
INDEPENDENCE CAPITAL MANAGEMENT, LLC PARTNER & CHIEF COMPLIANCE OFFICER direct 2004-06-01
INDEPENDENCE CAPITAL MANAGEMENT, LLC PARTNER direct 2004-06-01
SCHNIEDERS, WILLIAM, HENRY PRINCIPAL 07/01/2002 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
SCHNIEDERS CAPITAL MANAGEMENT, LLC. PRINCIPAL direct 2002-07-01
INDEPENDENCE CAPITAL MANAGEMENT, LLC MEMBER indirect 2000-11-01
SCHNIEDERS, JOHN, CARTER PRINCIPAL 07/01/2006 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
SCHNIEDERS CAPITAL MANAGEMENT, LLC. PRINCIPAL direct 2006-07-01
INDEPENDENCE CAPITAL MANAGEMENT, LLC MEMBER indirect 2006-07-01
INDEPENDENCE CAPITAL MANAGEMENT, LLC PARTNER direct 2011-01-01

SCHNIEDERS CAPITAL MANAGEMENT, LLC.

ownership team - last updated 2017-03-16
Name Title Start Date Direct/Indirect % Ownership
SCHNIEDERS, JAMES, FRANCIS PRINCIPAL 07/01/2002 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
SCHNIEDERS CAPITAL MANAGEMENT, LLC. PRINCIPAL direct 2002-05-01
SCHNIEDERS CAPITAL MANAGEMENT, LLC. PRINCIPAL & CHIEF COMPLIANCE OFFICER direct 2002-05-01
SCHNIEDERS CAPITAL MANAGEMENT, LLC. PRINCIPAL & CCO direct 2002-05-01
SCHNIEDERS CAPITAL MANAGEMENT, LLC. PRINCIPAL direct 2002-07-01
INDEPENDENCE CAPITAL MANAGEMENT, LLC PARTNER indirect 2000-11-01
INDEPENDENCE CAPITAL MANAGEMENT, LLC MEMBER indirect 2000-11-01
INDEPENDENCE CAPITAL MANAGEMENT, LLC PRINCIPAL direct 2004-06-01
INDEPENDENCE CAPITAL MANAGEMENT, LLC PARTNER & CHIEF COMPLIANCE OFFICER direct 2004-06-01
INDEPENDENCE CAPITAL MANAGEMENT, LLC PARTNER direct 2004-06-01
SCHNIEDERS, WILLIAM, HENRY PRINCIPAL 07/01/2002 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
SCHNIEDERS CAPITAL MANAGEMENT, LLC. PRINCIPAL direct 2002-07-01
INDEPENDENCE CAPITAL MANAGEMENT, LLC MEMBER indirect 2000-11-01
SCHNIEDERS, JOHN, CARTER PRINCIPAL 07/01/2006 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
SCHNIEDERS CAPITAL MANAGEMENT, LLC. PRINCIPAL direct 2006-07-01
INDEPENDENCE CAPITAL MANAGEMENT, LLC MEMBER indirect 2006-07-01
INDEPENDENCE CAPITAL MANAGEMENT, LLC PARTNER direct 2011-01-01
BRYANT, SUE CHIEF COMPLIANCE OFFICER 02/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
SCHNIEDERS CAPITAL MANAGEMENT, LLC. CHIEF COMPLIANCE OFFICER direct 2014-02-01

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