SCHWARZ DYGOS WHEELER INVESTMENT ADVISORS LLC

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Schwarz Dygos Wheeler Investment Advisors is based out of Minneapolis. Schwarz Dygos Wheeler Investment Advisors is a large advisory firm with 420 clients and discretionary assets under management (AUM) of $237,673,811 (Form ADV from 2020-03-30). Their last reported 13F filing for Q2 2020 included $153,260,000 in managed 13F securities and a top 10 holdings concentration of 52.59%. Schwarz Dygos Wheeler Investment Advisors's largest holding is Berkshire Hathaway Inc Class B with shares held of 108,010. Whalewisdom has at least 7 13F filings

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06/30/2020

13F Activity

  • Market Value $153.26 Million
  • Prior Market Value $118.134 Million
  • New Purchases16 stocks
  • Additional Purchases49 stocks
  • Sold out of4 stocks
  • Reduced holdings in19 stocks
  • Top 10 Holdings % 52.59 %
  • Turnover % [1]:20.83%
  • Turnover Alt % [2]: 8.10 %
  • Time Held Top20:4.80 quarters
  • Time Held Top10:4.40 quarters
  • Time Held All:4.47 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

06/30/2020

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2020-05-15

Performance for Q1 2020: 20.24%
Performance Last 4 Quarters: -0.09%
Performance Metrics
Stats are not available for the latest quarter

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*Shares are split adjusted

View Last Form Adv Compilation Report on Record

SCHWARZ DYGOS WHEELER INVESTMENT ADVISORS LLC
50 SOUTH 6TH STREET, SUITE 1405
MINNEAPOLIS MN    55402
Country: United States

Business Phone: (612) 355 - 4360
Fax: (612) 355 - 4361
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: DE
Number of employees: 7
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges,Fixed fees
Amount of client funds and securities: 71,909,400
Total Number of Clients: 420
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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SCHWARZ DYGOS WHEELER INVESTMENT ADVISORS LLC

ownership team - last updated 2020-06-23
Name Title Start Date Direct/Indirect % Ownership
SCHWARZ, JOSEPH, WILLIAM MANAGING MEMBER 07/01/2008 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
INVESTMENT ADVISER SERVICES, LLC MANAGING MEMBER direct 2008-07-01
WHEELER, BENJAMIN, JACKSON MANAGING MEMBER/CHIEF COMPLIANCE OFFICER 07/01/2008 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
INVESTMENT ADVISER SERVICES, LLC MANAGING MEMBER/CHIEF COMPLIANCE OFFICER direct 2008-07-01
DYGOS, STEPHEN, JOHN MANAGING MEMBER 07/01/2008 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
INVESTMENT ADVISER SERVICES, LLC MANAGING MEMBER direct 2008-07-01

SCHWARZ DYGOS WHEELER INVESTMENT ADVISORS LLC

ownership team - last updated 2020-03-30
Name Title Start Date Direct/Indirect % Ownership

SCHWARZ DYGOS WHEELER INVESTMENT ADVISORS LLC

ownership team - last updated 2019-03-19
Name Title Start Date Direct/Indirect % Ownership
SCHWARZ, JOSEPH, WILLIAM MANAGING MEMBER 07/01/2008 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
INVESTMENT ADVISER SERVICES, LLC MANAGING MEMBER direct 2008-07-01
WHEELER, BENJAMIN, JACKSON MANAGING MEMBER/CHIEF COMPLIANCE OFFICER 07/01/2008 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
INVESTMENT ADVISER SERVICES, LLC MANAGING MEMBER/CHIEF COMPLIANCE OFFICER direct 2008-07-01
DYGOS, STEPHEN, JOHN MANAGING MEMBER 07/01/2008 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
INVESTMENT ADVISER SERVICES, LLC MANAGING MEMBER direct 2008-07-01

SCHWARZ DYGOS WHEELER INVESTMENT ADVISORS LLC

ownership team - last updated 2018-06-20
Name Title Start Date Direct/Indirect % Ownership
SCHWARZ, JOSEPH, WILLIAM MANAGING MEMBER 07/01/2008 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
INVESTMENT ADVISER SERVICES, LLC MANAGING MEMBER direct 2008-07-01
WHEELER, BENJAMIN, JACKSON MANAGING MEMBER/CHIEF COMPLIANCE OFFICER 07/01/2008 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
INVESTMENT ADVISER SERVICES, LLC MANAGING MEMBER/CHIEF COMPLIANCE OFFICER direct 2008-07-01
DYGOS, STEPHEN, JOHN MANAGING MEMBER 07/01/2008 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
INVESTMENT ADVISER SERVICES, LLC MANAGING MEMBER direct 2008-07-01

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