SCIENCAST MANAGEMENT LP

PRINCETON, NJ Investment Advisor Hedge Fund How do I update this listing?

Sciencast Management is based out of Princeton. Sciencast Management is a large advisory firm with 2 clients and discretionary assets under management (AUM) of $260,000,000 (Form ADV from 2019-03-13). Their last reported 13F filing for Q4 2019 included $376,168,000 in managed 13F securities and a top 10 holdings concentration of 8.92%. Sciencast Management's largest holding is Intuit, Inc. with shares held of 14,534. Whalewisdom has at least 17 13F filings

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12/31/2019

13F Sector Allocation Over Time

12/31/2019

13F Activity

  • Market Value $376.168 Million
  • Prior Market Value $301.889 Million
  • New Purchases308 stocks
  • Additional Purchases75 stocks
  • Sold out of203 stocks
  • Reduced holdings in66 stocks
  • Top 10 Holdings % 8.92 %
  • Turnover % [1]:113.81%
  • Turnover Alt % [2]: 73.17 %
  • Time Held Top20:0.10 quarters
  • Time Held Top10:0.10 quarters
  • Time Held All:1.46 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-11-14

Performance for Q3 2019: 4.45%
Performance Last 4 Quarters: 17.88%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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13F Filings Available:
  • 2019-12-31 - 13F-HR (Subscription required)
  • 2019-09-30 - 13F-HR (Subscription required)
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)
  • 2016-09-30 - 13F-HR (Subscription required)
  • 2016-06-30 - 13F-HR (Subscription required)
  • 2016-03-31 - 13F-HR (Subscription required)
  • 2015-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

SCIENCAST MANAGEMENT LP
Classified as Hedge Fund
212 CARNEGIE CENTER SUITE 100
PRINCETON NJ    08540
Country: United States

Business Phone: 609-917-3298
Fax:
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Partnership
Organized in: DE
Number of employees: 6
Other Business Activities: commodity pool operator or commodity trading advisor
Advisor Fees/Compensation: Percentage of assets under management,Performance-based fees
Amount of client funds and securities: 0
Total Number of Clients: 2
Amount of client funds and securities by related persons: 260,000,000
Total Number of clients from related persons: 2
Disclosures:
Data above was derived from SEC filings.

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SCIENCAST MANAGEMENT LP

ownership team - last updated 2019-03-13
Name Title Start Date Direct/Indirect % Ownership
SCIENCAST MANAGEMENT HOLDINGS LLC GENERAL PARTNER 03/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
SCIENCAST MANAGEMENT LP GENERAL PARTNER direct 2014-03-01
DERMON, JORDAN, ARI CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER 03/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
SCIENCAST MANAGEMENT LP CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER direct 2014-03-01
LI, QING CHIEF EXECUTIVE OFFICER 03/01/2014 Direct 75% or more
Fund Name Position direct/indirect start date end date
SCIENCAST MANAGEMENT LP CHIEF EXECUTIVE OFFICER direct 2014-03-01
SCIENCAST MANAGEMENT LP MEMBER indirect 2014-03-01
GREEN OKRA LIMITED LIMITED PARTNER 08/01/2015 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
LOMBARD ODIER ASIA LTD DIRECT STOCKHOLDER direct 1994-12-01
LOMBARD ODIER ASIA LTD INDIRECT STOCKHOLDER indirect 1994-12-01
ROUNDPOINT INVESTMENT ADVISORS, INC. SHAREHOLDER indirect 2007-11-01
ROUNDPOINT INVESTMENT ADVISORS, INC. SHAREHOLDER indirect 2007-11-01
OCEANWOOD CAPITAL MANAGEMENT LTD MAJORITY SHAREHOLDER OF OCEANWOOD CAPITAL MANAGEMENT LTD direct 2008-02-01
SKYBRIDGE CAPITAL II, LLC PARTNER indirect 2008-07-01
SKYBRIDGE CAPITAL II, LLC SHAREHOLDER indirect 2008-07-01
SKYBRIDGE CAPITAL II, LLC SHAREHOLDER indirect 2008-07-01
LETKO, BROSSEAU & ASSOCIATES INC. COMMON SHAREHOLDER direct 1996-03-01
SKYBRIDGE CAPITAL II, LLC SHAREHOLDER indirect 2008-07-01
SOUND ENERGY CAPITAL MANAGEMENT, L.P. SHAREHOLDER indirect 1996-08-01
SKYBRIDGE CAPITAL II, LLC SHAREHOLDER indirect 2008-07-01
SKYBRIDGE CAPITAL II, LLC SHAREHOLDER indirect 2008-07-01
QUEENSWAY INVESTMENT COUNSEL LTD PARENT COMPANY direct 1996-10-01
CSOP ASSET MANAGEMENT LIMITED SHAREHOLDER direct 2008-07-01
SKYBRIDGE CAPITAL II, LLC MANAGER, MEMBER direct 2008-07-01
OCEANWOOD CAPITAL MANAGEMENT LTD PENSION PLAN indirect 2008-08-01
MONTGOMERY ASSET MANAGEMENT LLC MEMBER direct 1997-02-01
OCEANWOOD CAPITAL MANAGEMENT LTD TRUSTEE OF LOBELIA PENSION PLAN indirect 2008-08-01
ROUNDPOINT INVESTMENT ADVISORS, INC. TRUSTEE indirect 2008-09-01
BLUECREST CAPITAL LLP SHAREHOLDER indirect 2008-11-01
AXA GLOBAL STRUCTURED PRODUCTS INC PARENT OF APPLICANT direct 1997-11-01
GLOBALIS INVESTMENTS, LLC OWNER indirect 2008-11-01
GLOBALIS INVESTMENTS, LLC OWNER indirect 2008-11-01
GLOBALIS INVESTMENTS, LLC OWNER indirect 2008-11-01
AXA GLOBAL STRUCTURED PRODUCTS INC PARENT indirect 1997-11-01
GLOBALIS INVESTMENTS, LLC OWNER indirect 2008-11-01
SYSTEMATICA INVESTMENTS LIMITED SHAREHOLDER indirect 2008-11-01
SOUND ENERGY CAPITAL MANAGEMENT, L.P. SHAREHOLDER indirect 1998-01-01
BLUECREST CAPITAL MANAGEMENT (NEW YORK) LP SHAREHOLDER indirect 2008-11-01
BLUECREST CAPITAL MANAGEMENT (UK) LLP SHAREHOLDER indirect 2008-11-01
IPM INFORMED PORTFOLIO MANAGEMENT AB SHAREHOLDER indirect 2008-12-01
IPM INFORMED PORTFOLIO MANAGEMENT AB SHAREHOLDER indirect 2008-12-01
ANDALUSIAN CAPITAL PARTNERS, LP MEMBER indirect 2009-04-01
ANDALUSIAN CAPITAL PARTNERS, LP LIMITED PARTNER direct 2009-04-01
AUGUSTUS ASSET MANAGERS LIMITED SHAREHOLDER direct 2009-05-01
FINACCESS ADVISORS, LLC MANAGING MEMBER direct 2009-10-01
HANCOCK NATURAL RESOURCE GROUP, INC MEMBER indirect 2009-12-01
JOHN HANCOCK INVESTMENT MANAGEMENT SERVICES, LLC SHAREHOLDER indirect 2009-12-01
BENEFITSCORP EQUITIES, INC. SHAREHOLDER indirect 1998-12-01
HANCOCK VENTURE PARTNERS, INC. MEMBER indirect 2009-12-01
JOHN HANCOCK ADVISERS, LLC SHAREHOLDER indirect 2009-12-01
DECLARATION MANAGEMENT & RESEARCH LLC MEMBER indirect 2009-12-01
JOHN HANCOCK PERSONAL FINANCIAL SERVICES, LLC SHAREHOLDER indirect 2009-12-01
IPM INFORMED PORTFOLIO MANAGEMENT AB SHAREHOLDER indirect 2009-12-01
IPM INFORMED PORTFOLIO MANAGEMENT AB SHAREHOLDER indirect 2009-12-01
IPM INFORMED PORTFOLIO MANAGEMENT AB SHAREHOLDER indirect 2009-12-01
LETKO, BROSSEAU & ASSOCIATES INC. COMMON SHAREHOLDER direct 2010-03-01
GROUPAMA ASSET MANAGEMENT NA SHAREHOLDER indirect 1999-01-01
BLUECREST CAPITAL MANAGEMENT (UK) LLP MEMBER direct 2010-03-01
BLUECREST CAPITAL MANAGEMENT LLP TRUSTEE indirect 2010-05-01
SYSTEMATICA INVESTMENTS LIMITED TRUSTEE indirect 2010-05-01
BLUECREST CAPITAL MANAGEMENT (NEW YORK) LP TRUSTEE indirect 2010-05-01
FARRELL SL INVESTMENT MANAGEMENT INC PARENT COMPANY direct 1999-04-01
BLUECREST CAPITAL MANAGEMENT (UK) LLP TRUSTEE indirect 2010-05-01
DUET USA ASSET MANAGEMENT LLC MEMBER direct 2010-09-01
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR direct 2010-11-01
ZAO ASSET MANAGEMENT CO TROIKA DIALOG OWNER indirect 1999-10-01
SENTINEL SYMPHONY INVESTMENT ADVISORS, LLC TRUSTEE indirect 1999-12-01
PENSO CAPITAL MARKETS, LLC TRUSTEE indirect 1999-12-01
INVESCO TRIMARK LTD. OWNER OF ALL SHARES OF THE REGISTRANT direct 2011-01-01
ZAO ASSET MANAGEMENT CO TROIKA DIALOG OWNER indirect 2000-01-01
ZAO ASSET MANAGEMENT CO TROIKA DIALOG OWNER indirect 2000-02-01
BLUECREST CAPITAL FINANCE ADVISORS, L.P. MEMBER indirect 2011-03-01
ZAO ASSET MANAGEMENT CO TROIKA DIALOG OWNER direct 2000-03-01
BLUECREST CAPITAL FINANCE ADVISORS, L.P. SHAREHOLDER indirect 2011-03-01
BLUECREST CAPITAL FINANCE ADVISORS, L.P. TRUSTEE indirect 2011-03-01
WESTERN ASSET MANAGEMENT COMPANY PTE LTD JOINT SHAREHOLDER indirect 2011-03-01
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED FIRST EXECUTIVE VICE PRESIDENT direct 2011-03-01
DIRECTADVICE.COM, INC. OWNER direct 2000-06-01
DIRECTADVICE.COM, INC. OWNER indirect 2000-06-01
MIRAE ASSET GLOBAL INVESTMENTS (USA) LLC SHAREHOLDER indirect 2011-03-01
MIRAE ASSET GLOBAL INVESTMENTS (USA) LLC SHAREHOLDER indirect 2011-03-01
SBI FUNDS MANAGEMENT PRIVATE LIMITED BENEFICIAL OWNER direct 2011-05-01
SBI FUNDS MANAGEMENT PRIVATE LIMITED SHAREHOLDER indirect 2011-05-01
CAPITAL INVESTMENT ADVISORS LLC LIMITED PARTNER OF PUTNAM LOVELL EQUITY PARTNERS LP indirect 2000-09-01
SBI FUNDS MANAGEMENT PRIVATE LIMITED SHAREHOLDER indirect 2011-05-01
CAPITAL INVESTMENT ADVISORS LLC SHAREHOLDER indirect 2000-09-01
SBI FUNDS MANAGEMENT PRIVATE LIMITED SHAREHOLDER indirect 2011-05-01
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR direct 2011-07-01
KEMPER INVESTORS LIFE INSURANCE CO SHAREHOLDER indirect 2000-10-01
KEMPER INVESTORS LIFE INSURANCE CO SHAREHOLDER indirect 2000-10-01
KEMPER INVESTORS LIFE INSURANCE CO SHAREHOLDER indirect 2000-10-01
HORIZONS ETFS MANAGEMENT (LATAM) LLC SHAREHOLDER indirect 2012-08-01
HORIZONS ETFS MANAGEMENT (LATAM) LLC SHAREHOLDER indirect 2012-08-01
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR direct 2012-11-01
IPM INFORMED PORTFOLIO MANAGEMENT AB SHAREHOLDER direct 2012-12-01
COMGEST ASSET MANAGEMENT INTERNATIONAL LIMITED SHAREHOLDER direct 2012-12-01
QFS ASSET MANAGEMENT, L.P. SHAREHOLDER indirect 2013-01-01
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED FIRST EXECUTIVE VICE PRESIDENT direct 2013-01-01
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR direct 2013-02-01
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED FIRST EXECUTIVE VICE PRESIDENT direct 2013-03-01
LAZARD PENSION MANAGEMENT INC OWNER indirect 2001-04-01
POST ADVISORY GROUP, LLC 100% OWNER indirect 2013-04-01
SKYBRIDGE CAPITAL II, LLC MANAGER, MEMBER direct 2013-05-01
PARADIGM GLOBAL ADVISORS, LLC MEMBER direct 2001-04-01
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR direct 2013-05-01
HILBERT 8, LLC MEMBER direct 2013-05-01
NIAM AB PARENT COMPANY direct 2013-12-01
NIAM AB PARENT COMPANY indirect 2013-12-01
CADIAN CAPITAL MANAGEMENT, LLC GENERAL PARTNER direct 2014-01-01
TIDE POINT CAPITAL MANAGEMENT, LP GENERAL PARTNER direct 2014-01-01
M.D. SASS-MACQUARIE FINANCIAL STRATEGIES MANAGEMENT COMPANY, LLC OWNER indirect 2014-01-01
SCOTTISH WIDOWS INVESTMENT PARTNERSHIP LTD PARENT COMPANY indirect 2014-04-01
WESTERN ASSET MANAGEMENT COMPANY LIMITED SOLE SHAREHOLDER indirect 2014-06-01
WESTERN ASSET MANAGEMENT COMPANY LIMITED SOLE SHAREHOLDER direct 2014-06-01
BLUECREST CAPITAL MANAGEMENT LLP SHAREHOLDER direct 2014-07-01
ZAO ASSET MANAGEMENT CO TROIKA DIALOG OWNER indirect 2002-06-01
BLUECREST CAPITAL MANAGEMENT LLP MEMBER indirect 2014-07-01
IPM INFORMED PORTFOLIO MANAGEMENT AB SHAREHOLDER indirect 2014-07-01
GROUPAMA ASSET MANAGEMENT NA SHAREHOLDER indirect 2002-07-01
SYSTEMATICA INVESTMENTS LIMITED MEMBER indirect 2014-07-01
SYSTEMATICA INVESTMENTS LIMITED SHAREHOLDER indirect 2014-07-01
BLUECREST CAPITAL MANAGEMENT (NEW YORK) LP MEMBER indirect 2014-07-01
BLUECREST CAPITAL MANAGEMENT (NEW YORK) LP SHAREHOLDER indirect 2014-07-01
BLUECREST CAPITAL MANAGEMENT (NEW YORK) LP SHAREHOLDER indirect 2014-07-01
AUGUSTUS ASSET MANAGERS LIMITED SHAREHOLDER OF GAM (UK) LIMITED indirect 2002-07-01
BLUECREST CAPITAL MANAGEMENT (UK) LLP MEMBER indirect 2014-07-01
BLUECREST CAPITAL MANAGEMENT (UK) LLP SHAREHOLDER indirect 2014-07-01
GAM INTERNATIONAL MANAGEMENT LTD SHAREHOLDER OF GAM (U.K.) LIMITED indirect 2002-07-01
BLUECREST CAPITAL MANAGEMENT (UK) LLP LIMITED PARTNER indirect 2014-07-01
CANTAB CAPITAL PARTNERS LLP SHAREHOLDER indirect 2002-07-01
BLUECREST CAPITAL MANAGEMENT (UK) LLP SHAREHOLDER indirect 2014-07-01
ARTEMIS INVESTMENT MANAGEMENT LIMITED SHAREHOLDER direct 2002-09-01
J.C. FLOWERS & CO. LLC RELYING ADVISER direct 2014-09-01
SYSTEMATICA INVESTMENTS LIMITED SHAREHOLDER direct 2014-10-01
SYSTEMATICA INVESTMENTS SERVICES LIMITED GENERAL PARTNER indirect 2014-10-01
SYSTEMATICA INVESTMENTS SERVICES LIMITED SHAREHOLDER indirect 2014-10-01
SYSTEMATICA INVESTMENTS SINGAPORE PTE. LTD. GENERAL PARTNER indirect 2014-10-01
SYSTEMATICA INVESTMENTS SINGAPORE PTE. LTD. SHAREHOLDER indirect 2014-10-01
SYSTEMATICA INVESTMENTS SINGAPORE PTE. LTD. SHAREHOLDER direct 2014-10-01
SYSTEMATICA INVESTMENTS GP LIMITED GENERAL PARTNER indirect 2014-10-01
GLOBAL ASSET MANAGEMENT USA INC SHAREHOLDER OF GAM USA direct 2003-01-01
SYSTEMATICA INVESTMENTS GP LIMITED SHAREHOLDER indirect 2014-10-01
SYSTEMATICA INVESTMENTS GP LIMITED SHAREHOLDER direct 2014-10-01
SYSTEMATICA INVESTMENTS SERVICES LIMITED SHAREHOLDER direct 2014-12-01
SCIENCAST MANAGEMENT LP LIMITED PARTNER direct 2015-08-01
SYSTEMATICA INVESTMENTS LIMITED SHAREHOLDER indirect 2015-10-01
THE CHILDREN'S INVESTMENT FUND MANAGEMENT (UK) LLP LIMITED COMPANY direct 2003-03-01
SYSTEMATICA INVESTMENTS SERVICES LIMITED SHAREHOLDER indirect 2015-10-01
SYSTEMATICA INVESTMENTS SINGAPORE PTE. LTD. SHAREHOLDER indirect 2015-10-01
SYSTEMATICA INVESTMENTS GP LIMITED SHAREHOLDER indirect 2015-10-01
THE CHILDREN'S INVESTMENT FUND MANAGEMENT (UK) LLP LIMITED COMPANY indirect 2003-07-01
SYSTEMATICA INVESTMENTS LIMITED SHAREHOLDER direct 2016-01-01
SYSTEMATICA INVESTMENTS SERVICES LIMITED SHAREHOLDER indirect 2016-01-01
SYSTEMATICA INVESTMENTS SINGAPORE PTE. LTD. SHAREHOLDER indirect 2016-01-01
SYSTEMATICA INVESTMENTS GP LIMITED SHAREHOLDER indirect 2016-01-01
URWICK CAPITAL MANAGEMENT LLP LIMITED COMPANY indirect 2003-09-01
SANOOR CAPITAL MANAGEMENT LP LIMITED PARTNER direct 2016-03-01
URWICK CAPITAL MANAGEMENT LLP CORPORATE MEMBER/GENERAL PARTNER direct 2003-09-01
FINANCIALINDEPENDENCE4ME, LLC MEMBER indirect 2016-06-01
PICUS CAPITAL MANAGEMENT LLP CORPORATE PARTNER direct 2003-09-01
CANTAB CAPITAL PARTNERS LLP DESIGNATED MEMBER direct 2016-10-01
CANTAB CAPITAL PARTNERS LLP MANAGING MEMBER direct 2016-10-01
BLUECREST CAPITAL MANAGEMENT LIMITED SHAREHOLDER direct 2003-12-01
CANTAB CAPITAL PARTNERS LLP NON-VOTING MEMBER direct 2016-10-01
CANTAB CAPITAL PARTNERS LLP SHAREHOLDER indirect 2016-10-01
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED CHAIRMAN direct 2004-04-01
PARVUS ASSET MANAGEMENT (UK) LLP PARTNER direct 2004-04-01
PARVUS ASSET MANAGEMENT (UK) LLP SHAREHOLDER indirect 2004-05-01
CHARLEMAGNE CAPITAL (UK) LIMITED SHAREHOLDER indirect 2016-12-01
CHARLEMAGNE CAPITAL (IOM) LIMITED SHAREHOLDER indirect 2016-12-01
BROOKFIELD SOUNDVEST CAPITAL MANAGEMENT LTD. OWNER indirect 2016-12-01
THE CHILDREN'S INVESTMENT FUND MANAGEMENT (UK) LLP CORPORATE MEMBER direct 2004-09-01
CRESTLINE MANAGEMENT, L.P. GENERAL PARTNER indirect 2016-12-01
CRESTLINE MANAGEMENT, L.P. MEMBER indirect 2016-12-01
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED FIRST EXECUTIVE VICE PRESIDENT direct 2004-10-01
CRESTLINE MANAGEMENT, L.P. LIMITED PARTNER indirect 2016-12-01
HORIZONS ETFS MANAGEMENT (USA) LLC SHAREHOLDER indirect 2017-03-01
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR direct 2004-10-01
HORIZONS ETFS MANAGEMENT (USA) LLC MEMBER direct 2017-03-01
METHODOLOGY ASSET MANAGEMENT (UK) LLP CORPORATE MEMBER direct 2004-11-01
RECON CAPITAL ADVISORS LLC MEMBER indirect 2017-03-01
AMIYA CAPITAL LLP SERVICE COMPANY direct 2005-01-01
RECON CAPITAL ADVISORS LLC SHAREHOLDER indirect 2017-03-01
GENESIS INVESTMENT ADVISORS, LLC MANAGING MEMBER direct 2005-03-01
PERKINS INVESTMENT MANAGEMENT LLC MEMBER indirect 2017-05-01
ABERDEEN ASSET MANAGEMENT INC SHAREHOLDER indirect 2017-08-01
KANSAS CORPORATE CREDIT UNION N/A direct 1951-07-01
ABERDEEN CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2017-08-01
ARDEN ASSET MANAGEMENT LLC SHAREHOLDER indirect 2017-08-01
ABERDEEN ASSET MANAGERS LIMITED SHAREHOLDER indirect 2017-08-01
SOUND ENERGY CAPITAL MANAGEMENT, L.P. SHAREHOLDER indirect 1978-09-01
METHODOLOGY ASSET MANAGEMENT (UK) LLP SHAREHOLDER indirect 2005-03-01
ABERDEEN ASSET MANAGEMENT LIMITED SHAREHOLDER direct 2017-08-01
WESTERN ASSET MANAGEMENT COMPANY LIMITED SOLE SHAREHOLDER indirect 2005-03-01
ABERDEEN ASSET MANAGEMENT ASIA LIMITED SHAREHOLDER indirect 2017-08-01
HORNBLOWER FISCHER CAPITAL MANAGEMENT CORP. SHAREHOLDER indirect 1979-09-01
WESTERN ASSET MANAGEMENT COMPANY LIMITED JOINT SHAREHOLDER indirect 2005-03-01
WESTERN ASSET MANAGEMENT COMPANY LIMITED JOINT SHAREHOLDER indirect 2005-03-01
WESTERN ASSET MANAGEMENT COMPANY PTE LTD SOLE SHAREHOLDER indirect 2005-03-01
GAM INTERNATIONAL MANAGEMENT LTD SHAREHOLDER direct 1984-03-01
PARVUS ASSET MANAGEMENT (UK) LLP SOLE SHAREHOLDER indirect 2005-05-01
BBVA PRIVANZA BANCO, SA OWNERSHIP direct 1984-07-01
TCI NEW HORIZON INVESTMENTS LTD SOLE SHAREHOLDER direct 2005-08-01
LOMBARD ODIER INTERNATIONAL PORTFOLIO MANAGEMENT LIMITED DIRECT STOCKHOLDER direct 1986-01-01
KDA CAPITAL LLP SOLE SHAREHOLDER indirect 2005-09-01
NLI INTERNATIONAL, INC. SHAREHOLDER direct 1987-03-01
KDA CAPITAL LLP SHAREHOLDER indirect 2005-09-01
GEORGE VAN & COMPANY, LLC TRUSTEE indirect 2005-10-01
ABERDEEN ASSET MANAGERS LIMITED SHAREHOLDER direct 1988-04-01
KDA CAPITAL LLP PARTNER direct 2005-11-01
FIRST STATE INVESTMENT MANAGEMENT (UK) LIMITED SHAREHOLDER direct 1988-07-01
DEUTSCHE ASSET MANAGEMENT INVESTMENT SERVICES LIMITED SHAREHOLDER direct 2005-12-01
SBI FUNDS MANAGEMENT PRIVATE LIMITED BENEFICIAL OWNER direct 1989-01-01
SBI FUNDS MANAGEMENT PRIVATE LIMITED INDIRECT OWNER indirect 1989-01-01
SOUNDVEST CAPITAL MANAGEMENT LTD. OWNER direct 2005-12-01
WESTERN ASSET MANAGEMENT COMPANY PTE LTD SOLE SHAREHOLDER OF APPLICANT direct 2005-12-01
SOUND ENERGY CAPITAL MANAGEMENT, L.P. SHAREHOLDER indirect 1990-12-01
GAM USA INC. SHAREHOLDER OF GAM GROUP AG indirect 2005-12-01
GAM INTERNATIONAL MANAGEMENT LTD SHAREHOLDER OF GAM GROUP AG indirect 2005-12-01
AUGUSTUS ASSET MANAGERS LIMITED SHAREHOLDER OF GAM GROUP AG indirect 2005-12-01
GROUPAMA ASSET MANAGEMENT NA SHAREHOLDER indirect 1991-06-01
ABERDEEN ASSET MANAGEMENT LIMITED INDIRECT OWNER indirect 1992-10-01
WESTERN ASSET MANAGEMENT COMPANY PTE LTD JOINT SHAREHOLDER indirect 2005-12-01
IPM INFORMED PORTFOLIO MANAGEMENT AB SHAREHOLDER indirect 1992-12-01
CANTAB CAPITAL PARTNERS LLP SHAREHOLDER indirect 2005-12-01
SOUND ENERGY CAPITAL MANAGEMENT, L.P. SHAREHOLDER indirect 1993-03-01
BARING ASSET MANAGEMENT INC SHAREHOLDER 1: SHAREHOLDER OF APPLICANT direct 2006-01-01
MARKET STREET INVESTMENT MANAGEMENT CO SHAREHOLDER direct 1993-05-01
ABERDEEN FUND MANAGERS INC SHAREHOLDER direct 1994-01-01
ARDEN ASSET MANAGEMENT LLC SHAREHOLDER indirect 1994-01-01
ABERDEEN CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 1994-01-01
ALCATEL-LUCENT INVESTMENT MANAGEMENT CORPORATION OWNS ALL ALCATEL-LUCENT USA INC. STOCK indirect 2006-11-01
LETKO, BROSSEAU & ASSOCIATES INC. COMMON SHAREHOLDER direct 2007-01-01
LETKO, BROSSEAU & ASSOCIATES INC. COMMON SHAREHOLDER indirect 2007-01-01
LETKO, BROSSEAU & ASSOCIATES INC. COMMON SHAREHOLDER indirect 2007-01-01
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR direct 2007-04-01
BLUECREST CAPITAL MANAGEMENT LIMITED SHAREHOLDER indirect 1994-10-01
TROIKA DIALOG ASSET MANAGEMENT CAYMAN ISLANDS LTD PRESIDENT direct 1997-09-01 2001-03-19
TROIKA DIALOG ASSET MANAGEMENT CAYMAN ISLANDS LTD DIRECTOR direct 1997-10-01 2001-03-19
VESTRUST SECURITIES L.P. LIMITED PARTNER direct 1997-01-01 2001-03-29
PACIFIC FINANCIAL RESEARCH INC 100% S/H UNITED ASSET MGMT direct 2000-10-01 2001-03-29
PACIFIC FINANCIAL RESEARCH INC 8.71%SHAREHOLDER OF OLD MUTUAL PLC direct 2000-10-01 2001-03-29
PACIFIC FINANCIAL RESEARCH INC 100% S/H OLD MUTUAL LIFE ASSURANCE direct 2000-10-01 2001-03-29
PACIFIC FINANCIAL RESEARCH INC 100% S/H OLD MUTUAL LIFE HOLDING direct 2000-10-01 2001-03-29
PACIFIC FINANCIAL RESEARCH INC 100% S/H OLD MUTUAL NETHERLANDS direct 2000-10-01 2001-03-29
MUNICH RE CAPITAL MANAGEMENT CORPORATION SOLE SHAREHOLDER direct 1994-04-01 2001-03-29
COMPASS GROUP LLC SHAREHOLDER indirect 1995-09-01 2001-03-30
PARADIGM GLOBAL ADVISERS INC SOLE MEMBER direct 2001-01-01 2001-03-30
MUTUAL FUND PUBLIC CO LTD SENIOR EXECUTIVE VICE PRESIDENT direct 1998-12-01 2001-04-04
CGU ASSET MANAGEMENT INC OWNER indirect 1998-12-01 2001-04-17
TROIKA DIALOG ASSET MANAGEMENT CAYMAN ISLANDS LTD PRESIDENT direct 1998-05-01 2001-04-20
TROIKA DIALOG ASSET MANAGEMENT CAYMAN ISLANDS LTD DIRECTOR direct 1999-05-01 2001-04-20
WESTERN ASSET MANAGEMENT CO LTD SOLE SHAREHOLDER OF LEGG MASON HOLDINGS LIMITED direct 1999-12-01 2001-04-26
CGU ASSET MANAGEMENT INC 54% OWNER indirect 1998-12-01 2001-05-03
CGU ASSET MANAGEMENT INC 46% OWNER indirect 1998-12-01 2001-05-03
CGU ASSET MANAGEMENT INC OWNER indirect 1998-12-01 2001-05-03
CGU ASSET MANAGEMENT INC OWNER indirect 1998-12-01 2001-05-03
CGU ASSET MANAGEMENT INC OWNER indirect 1998-12-01 2001-05-03
CGU ASSET MANAGEMENT INC OWNER indirect 1998-12-01 2001-05-03
CGU ASSET MANAGEMENT INC OWNER indirect 1998-12-01 2001-05-03
CGU ASSET MANAGEMENT INC OWNER indirect 1998-12-01 2001-05-03
CGU ASSET MANAGEMENT INC OWNER indirect 1966-04-01 2001-05-03
CGU ASSET MANAGEMENT INC OWNER indirect 1990-06-01 2001-05-03
ABERDEEN FUND MANAGERS INC INDIRECT SHAREHOLDER indirect 1996-03-01 2001-05-07
ABERDEEN FUND MANAGERS INC INDIRECT SHAREHOLDER indirect 1997-09-01 2001-05-07
ABERDEEN FUND MANAGERS INC INDIRECT SHAREHOLDER indirect 1997-09-01 2001-05-07
MUTUAL FUND PUBLIC CO LTD DIRECTOR direct 1999-01-01 2001-06-20
MUTUAL FUND PUBLIC CO LTD EXECUTIVE VICE PRESIDENT direct 1991-01-01 2001-06-20
TUCKER ANTHONY INCORPORATED INDIRECT indirect 1996-11-01 2001-08-17
PLANMEMBER SECURITIES CORPORATION SHAREHOLDER SERIES C indirect 1999-03-01 2001-09-04
FREEDOM CAPITAL MANAGEMENT CORP INDIRECT OWNER indirect 1996-11-01 2001-11-07
ABERDEEN FUND MANAGERS INC INDIRECT SHAREHOLDER indirect 1996-03-01 2001-12-05
TROIKA DIALOG ASSET MANAGEMENT CAYMAN ISLANDS LTD OWNER indirect 1997-10-01 2002-01-03
TROIKA DIALOG ASSET MANAGEMENT CAYMAN ISLANDS LTD OWNER indirect 1994-03-01 2002-01-03
ZAO ASSET MANAGEMENT CO TROIKA DIALOG OWNER indirect 1997-10-01 2002-01-08
ZAO ASSET MANAGEMENT CO TROIKA DIALOG OWNER indirect 1994-03-01 2002-01-08
GAM INTERNATIONAL MANAGEMENT LTD SHAREHOLDER indirect 1996-09-01 2002-02-19
GAM INTERNATIONAL MANAGEMENT LTD SHAREHOLDER indirect 1983-05-01 2002-02-19
GAM INTERNATIONAL MANAGEMENT LTD SHAREHOLDER indirect 1984-03-01 2002-02-19
GAM INTERNATIONAL MANAGEMENT LTD SHAREHOLDER indirect 1989-07-01 2002-02-19
MUTUAL FUND PUBLIC CO LTD DIRECTOR direct 2001-01-01 2002-03-27
LOMBARD ODIER ASIA LTD INDIRECT STOCKHOLDER indirect 1994-12-01 2002-03-28
GROUPAMA ASSET MANAGEMENT NA SHAREHOLDER indirect 1998-07-01 2002-04-29
GROUPAMA ASSET MANAGEMENT NA SHAREHOLDER indirect 1894-07-01 2002-04-29
GROUPAMA ASSET MANAGEMENT NA SHAREHOLDER indirect 1972-07-01 2002-04-29
GROUPAMA ASSET MANAGEMENT NA SHAREHOLDER indirect 1987-12-01 2002-04-29
GROUPAMA ASSET MANAGEMENT NA SHAREHOLDER indirect 1993-07-01 2002-04-29
MARKET STREET INVESTMENT MANAGEMENT CO SHAREHOLDER indirect 1983-05-01 2002-05-09
MUTUAL FUND PUBLIC CO LTD SENIOR EXECUTIVE VICE PRESIDENT direct 2000-05-01 2002-07-02
GLOBAL ASSET MANAGEMENT USA INC SHAREHOLDER OF GAML indirect 1999-12-01 2002-07-22
LOMBARD ODIER INTERNATIONAL PORTFOLIO MANAGEMENT LIMITED INDIRECT STOCKHOLDER indirect 1978-10-01 2002-07-30
GLOBAL ASSET MANAGEMENT USA INC SHAREHOLDER OF GABV indirect 1996-09-01 2002-09-12
GLOBAL ASSET MANAGEMENT USA INC SHAREHOLDER OF GAM USA direct 1983-05-01 2002-09-12
GLOBAL ASSET MANAGEMENT USA INC SHAREHOLDER OF GAMSR indirect 1984-03-01 2002-09-12
GLOBAL ASSET MANAGEMENT USA INC SHAREHOLDER OF GMNV indirect 1989-07-01 2002-09-12
FOYSTON, GORDON & PAYNE INC. SHAREHOLDER indirect 2001-03-01 2002-09-24
BELMONT ADVISORS, INC. SHAREHOLDER indirect 2002-01-01 2002-11-01
MUTUAL FUND PUBLIC CO LTD PRESIDENT AND EXECUTIVE DIRECTOR direct 1998-12-01 2002-11-06
TROIKA DIALOG ASSET MANAGEMENT CAYMAN ISLANDS LTD OWNER direct 1998-05-01 2003-01-28
TROIKA DIALOG ASSET MANAGEMENT CAYMAN ISLANDS LTD OWNER indirect 2002-06-01 2003-01-28
PMG ASSET MANAGEMENT INC SHAREHOLDER indirect 2000-04-01 2003-02-24
PMG ASSET MANAGEMENT INC SHAREHOLDER indirect 2000-04-01 2003-02-24
MUTUAL FUND PUBLIC CO LTD DIRECTOR direct 1994-11-01 2003-02-24
AXA GLOBAL STRUCTURED PRODUCTS INC SHAREHOLDER indirect 1997-11-01 2003-03-14
AXA GLOBAL STRUCTURED PRODUCTS INC PARENT indirect 1997-11-01 2003-03-14
AXA GLOBAL STRUCTURED PRODUCTS INC PARENT indirect 1997-11-01 2003-03-14
AXA GLOBAL STRUCTURED PRODUCTS INC PARENT indirect 1997-11-01 2003-03-14
AXA GLOBAL STRUCTURED PRODUCTS INC SHAREHOLDER indirect 1999-03-01 2003-03-14
AXA GLOBAL STRUCTURED PRODUCTS INC SHAREHOLDER indirect 2000-12-01 2003-03-14
MUTUAL FUND PUBLIC CO LTD CHAIRMAN direct 1995-06-01 2003-03-24
MPOWER ADVISORS, LLC INDIRECT OWNER indirect 1998-09-01 2003-03-28
MPOWER ADVISORS, LLC INDIRECT OWNER indirect 1998-09-01 2003-03-28
MPOWER ADVISORS, LLC INDIRECT OWNER indirect 2000-10-01 2003-03-28
MPOWER ADVISORS, LLC INDIRECT OWNER indirect 2000-10-01 2003-03-28
MPOWER ADVISORS, LLC INDIRECT OWNER indirect 2002-07-01 2003-03-28
PARADIGM GLOBAL ADVISORS, LLC MANAGING MEMBER direct 2001-04-01 2003-03-31
GAM INTERNATIONAL MANAGEMENT LTD SHAREHOLDER indirect 1999-12-01 2003-04-03
GAM INTERNATIONAL MANAGEMENT LTD SHAREHOLDER indirect 2002-07-01 2003-04-03
PMG SECURITIES CORPORATION SHAREHOLDER indirect 2000-04-01 2003-04-23
PMG SECURITIES CORPORATION SHAREHOLDER indirect 2000-04-01 2003-04-23
PMG SECURITIES CORPORATION SHAREHOLDER indirect 2000-04-01 2003-04-23
COMPASS GROUP LLC SHAREHOLDER indirect 1995-10-01 2003-05-02
MUTUAL FUND PUBLIC CO LTD DIRECTOR direct 1994-03-01 2003-05-20
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER (COMMON STOCK) indirect 2000-10-01 2003-08-14
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER indirect 2000-10-01 2003-08-14
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER indirect 2002-01-01 2003-08-14
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER indirect 2002-01-01 2003-08-14
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER (SERIES A) indirect 2002-10-01 2003-08-14
DISCOVERY MANAGEMENT, LTD. LIMITED PARTNER direct 2000-05-01 2003-11-26
AIM FUNDS MANAGEMENT INC. OWNER OF ALL SHARES OF THE APPLICANT direct 2000-08-01 2003-11-26
DISCOVERY MANAGEMENT, LTD. SHAREHOLDER indirect 1996-02-01 2004-01-07
DISCOVERY MANAGEMENT, LTD. SHAREHOLDER indirect 1996-02-01 2004-01-15
MUTUAL FUND PUBLIC CO LTD DIRECTOR direct 1994-10-01 2004-02-09
MUTUAL FUND PUBLIC CO LTD DIRECTOR direct 1998-08-01 2004-03-18
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED CHAIRMAN direct 2003-04-01 2004-03-18
WESTPEAK GLOBAL ADVISORS, L.P. SHAREHOLDER indirect 2002-01-01 2004-03-25
WESTPEAK GLOBAL ADVISORS, L.P. SHAREHOLDER indirect 2002-01-01 2004-03-25
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER (EULIA) indirect 2002-01-01 2004-03-26
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER (CDC IXIS) indirect 2002-01-01 2004-03-26
CGU ASSET MANAGEMENT INC OWNER OF FUND AMERICAN ENTERPRISES HOLDINGS, INC. indirect 2001-06-01 2004-03-29
CGU ASSET MANAGEMENT INC OWNER OF WM ENTERPRISES (BARBADOS) LTD. indirect 2001-06-01 2004-03-29
CGU ASSET MANAGEMENT INC OWNER OF WM BRIDGETOWN (BARBADOS) LTD. indirect 2001-06-01 2004-03-29
ACCESS INTERNATIONAL ADVISORS LLC OWNER indirect 2003-02-01 2004-03-30
ACCESS INTERNATIONAL ADVISORS LLC OWNER indirect 1982-01-01 2004-03-30
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED SENIOR EXECUTIVE VICE PRESIDENT direct 2003-10-01 2004-06-07
WESTPEAK GLOBAL ADVISORS, L.P. SHAREHOLDER indirect 2000-10-01 2004-07-12
WESTPEAK GLOBAL ADVISORS, L.P. SHAREHOLDER (COMMON STOCK) indirect 2000-10-01 2004-07-12
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER (CDCIAM) indirect 2000-10-01 2004-07-12
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER (COMMON STOCK, CDCIAM US) indirect 2000-10-01 2004-07-12
WESTPEAK GLOBAL ADVISORS, L.P. SHAREHOLDER (SERIES A) indirect 2002-10-01 2004-07-12
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER (SERIES A, CDCIAM US) indirect 2002-10-01 2004-07-12
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER (CDC IXIS) indirect 2004-06-01 2004-07-12
WESTPEAK GLOBAL ADVISORS, L.P. SHAREHOLDER indirect 2004-06-01 2004-07-12
HORNBLOWER FISCHER CAPITAL MANAGEMENT CORP. SHAREHOLDER indirect 2002-11-01 2004-08-10
HORNBLOWER FISCHER CAPITAL MANAGEMENT CORP. SHAREHOLDER indirect 2002-12-01 2004-08-10
WESTERN ASSET MANAGEMENT CO LTD SOLE SHAREHOLDER OF APPLICANT direct 1996-02-01 2004-09-30
WESTERN ASSET MANAGEMENT CO LTD SOLE SHAREHOLDER indirect 1999-12-01 2004-09-30
ABERDEEN ASSET MANAGEMENT LIMITED PARENT direct 1985-11-01 2004-11-24
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED PRESIDENT AND EXECUTIVE DIRECTOR direct 2002-12-01 2005-03-23
LAZARD ASSET MANAGEMENT LLC SHAREHOLDER indirect 2000-11-01 2005-03-29
LAZARD ALTERNATIVES, LLC SHAREHOLDER indirect 2000-11-01 2005-03-30
LAZARD ASSET MANAGEMENT CANADA INC OWNER indirect 2001-04-01 2005-03-30
LAZARD ALTERNATIVES, LLC OWNER indirect 2001-04-01 2005-03-30
VAN HEDGE FUND ADVISORS INTERNATIONAL INC TRUSTEE indirect 1999-01-01 2005-04-05
VAN HEDGE FUND ADVISORS INTERNATIONAL INC INDIVIDUAL TRUSTEE indirect 1999-01-01 2005-04-05
SOUNDVEST CAPITAL MANAGEMENT LTD. OWNER indirect 2003-03-01 2005-08-10
EATON VANCE MANAGEMENT TRUST HOLDING 100% OF EVC VOTING TRUST SHARES indirect 1981-02-01 2005-08-22
BOSTON MANAGEMENT AND RESEARCH TRUST HOLDING 100% OF EVC VOTING TRUST SHARES indirect 1992-08-01 2005-08-22
VAN GLOBAL HEDGE FUND ADVISORS, INC. TRUSTEE indirect 1999-01-01 2005-08-30
VAN GLOBAL HEDGE FUND ADVISORS, INC. INDIVIDUAL TRUSTEE indirect 1999-01-01 2005-08-30
VAN SELECT ADVISORS, INC. TRUSTEE indirect 1999-01-01 2005-08-30
VAN HEDGE FUND ADVISORS INC INDIVIDUAL TRUSTEE indirect 1999-01-01 2005-08-31
VAN HEDGE FUND ADVISORS INC TRUSTEE indirect 1999-01-01 2005-08-31
FOYSTON, GORDON & PAYNE INC. SHAREHOLDER indirect 2000-06-01 2005-09-21
GAM INTERNATIONAL MANAGEMENT LTD SHAREHOLDER OF GAM HOLDING AG indirect 2002-07-01 2005-09-22
GAM INTERNATIONAL MANAGEMENT LTD SHAREHOLDER OF SBC WEALTH MANAGEMENT AG indirect 2003-08-01 2005-09-22
BELL ASSET MANAGEMENT LTD SHAREHOLDER direct 2001-09-01 2005-09-26
GLOBAL ASSET MANAGEMENT USA INC SHAREHOLDER OF GAM HOLDING AG indirect 2002-07-01 2005-11-21
GAM USA INC. SHAREHOLDER OF SBC WEALTH MANAGEMENT AG indirect 2003-08-01 2005-11-21
BLUECREST CAPITAL MANAGEMENT LIMITED SHAREHOLDER indirect 1994-10-01 2005-12-02
URWICK CAPITAL MANAGEMENT LLP PARTNER direct 2003-09-01 2005-12-12
MUTUAL FUND PUBLIC CO LTD DIRECTOR direct 1997-03-01 2006-03-31
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED EXECUTIVE VICE PRESIDENT& CHIEF COMPLIANCE OFFICER direct 2005-04-01 2006-03-31
MUTUAL FUND PUBLIC CO LTD DIRECTOR direct 1994-08-01 2006-03-31
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED EXECUTIVE VICE PRESIDENT direct 2005-04-01 2006-06-28
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR AND EXECUTIVE DIRECTOR direct 2005-06-01 2006-06-28
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR AND EXECUTIVE DIRECTOR direct 2006-02-01 2006-06-28
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR AND CHAIRMAN OF THE EXECUTIVE COMMITTEE direct 2006-02-01 2006-06-28
DISCOVERY MANAGEMENT, LTD. SHAREHOLDER indirect 1996-02-01 2007-03-30
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR direct 2003-04-01 2007-04-03
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR AND MEMBER OF THE AUDIT COMMITTEE direct 2005-04-01 2007-04-03
GLOBAL SECURITIES ADVISORS, LLC SHAREHOLDER indirect 2002-10-01 2007-04-30
GLOBAL SECURITIES ADVISORS, LLC SHAREHOLDER indirect 2002-10-01 2007-04-30
BARING ASSET MANAGEMENT INC SHAREHOLDER 2: SHAREHOLDER OF SHAREHOLDER 1 direct 2006-01-01 2007-05-08
GABELLI ADVISERS, INC. SHAREHOLDER OF CLASS B STOCK direct 1998-03-01 2008-01-25
MACQUARIE FUND ADVISER, LLC OWNER indirect 2007-11-01 2008-02-27
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR direct 2007-05-01 2008-03-28
WESTERN ASSET MANAGEMENT CO LTD SOLE SHAREHOLDER indirect 2005-03-01 2008-06-27
WESTERN ASSET MANAGEMENT CO LTD SOLE SHAREHOLDER indirect 2005-03-01 2008-06-27
WESTERN ASSET MANAGEMENT COMPANY PTE LTD SHAREHOLDER indirect 2005-12-01 2008-06-27
GLOBALIS INVESTMENTS, LLC OWNER indirect 1994-08-01 2008-09-04
GLOBALIS INVESTMENTS, LLC OWNER indirect 2007-11-01 2008-09-04
GLOBALIS INVESTMENTS, LLC OWNER indirect 2007-11-01 2008-09-04
GLOBALIS INVESTMENTS, LLC OWNER indirect 2007-11-01 2008-09-04
ANCHORAGE ADVISORS, L.L.C. LIMITED PARTNER indirect 1999-06-01 2008-09-05
MACQUARIE FUND ADVISER, LLC OWNER indirect 2007-11-01 2008-10-02
MACQUARIE CAPITAL INVESTMENT MANAGEMENT LLC OWNER indirect 2007-11-01 2008-10-02
MACQUARIE INFRASTRUCTURE FUND ADVISER, LLC OWNER indirect 1994-08-01 2008-10-02
MACQUARIE FUND ADVISER, LLC OWNER indirect 2007-11-01 2008-10-02
BLUECREST CAPITAL LLP GENERAL PARTNER indirect 2008-11-01 2008-12-12
TETON ADVISORS, INC. SHAREHOLDER direct 1998-03-01 2009-02-20
GAM USA INC. SHAREHOLDER OF GAM HOLDING AG indirect 2005-12-01 2009-03-23
MUTUAL FUND PUBLIC CO LTD DIRECTOR direct 1995-03-01 2009-03-24
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED EXECUTIVE VICE PRESIDENT direct 2004-10-01 2009-03-24
MUTUAL FUND PUBLIC CO LTD SENIOR EXECUTIVE VICE PRESIDENT direct 1991-01-01 2009-03-24
AUGUSTUS ASSET MANAGERS LIMITED SHAREHOLDER OF GAM HOLDING AG indirect 2005-12-01 2009-09-21
GAM INTERNATIONAL MANAGEMENT LTD SHAREHOLDER OF GAM HOLDING AG indirect 2005-12-01 2009-10-20
KARARA CAPITAL LIMITED SHAREHOLDER indirect 2007-04-01 2010-03-18
COMPASS GROUP LLC SHAREHOLDER indirect 1995-09-01 2010-03-30
COMPASS GROUP LLC SHAREHOLDER indirect 1995-09-01 2010-03-30
COMPASS GROUP LLC SHAREHOLDER indirect 1995-10-01 2010-03-30
BISCAYNEAMERICAS ADIVSERS L.L.C. CAPITAL MEMBER OF HENCORP, L.C. indirect 1999-06-01 2010-03-31
PRESIMA INC. SHAREHOLDER direct 2005-11-01 2010-05-18
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR direct 2008-07-01 2010-06-17
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED PRESIDENT direct 2002-12-01 2010-06-17
WESTERN ASSET MANAGEMENT COMPANY DTVM LIMITADA JOINT SHAREHOLDER direct 2009-03-01 2010-06-30
WESTERN ASSET MANAGEMENT COMPANY PTE LTD JOINT SHAREHOLDER indirect 2005-03-01 2010-06-30
WESTERN ASSET MANAGEMENT COMPANY PTE LTD JOINT SHAREHOLDER indirect 2005-12-01 2010-06-30
WESTERN ASSET MANAGEMENT COMPANY DTVM LIMITADA JOINT SHAREHOLDER indirect 2005-12-01 2010-06-30
WESTERN ASSET MANAGEMENT COMPANY DTVM LIMITADA JOINT SHAREHOLDER direct 2005-12-01 2010-06-30
WESTERN ASSET MANAGEMENT COMPANY DISTRIBUIDORA DE TÍTULOS E VALO SHAREHOLDER direct 2009-03-01 2010-07-21
WESTERN ASSET MANAGEMENT COMPANY DISTRIBUIDORA DE TÍTULOS E VALO SHAREHOLDER indirect 2009-03-01 2010-07-21
BLUECREST CAPITAL LLP SHAREHOLDER indirect 1994-10-01 2010-08-02
PROMARK INVESTMENT ADVISORS, INC. SHAREHOLDER indirect 2009-07-01 2010-09-03
ACCESS GLOBAL FUNDS OWNER OF MEMBERSHIP INTERESTS direct 2010-07-01 2010-09-17
AIM FUNDS MANAGEMENT INC. OWNER OF ALL SHARES OF THE REGISTRANT direct 2000-08-01 2010-10-14
PERFORMANCE EQUITY MANAGEMENT, LLC SHAREHOLDER indirect 2009-07-01 2010-11-19
MACQUARIE CAPITAL INVESTMENT MANAGEMENT LLC OWNER indirect 2008-11-01 2010-11-22
MACQUARIE CAPITAL INVESTMENT MANAGEMENT LLC OWNER indirect 2008-11-01 2010-11-22
MACQUARIE CAPITAL INVESTMENT MANAGEMENT LLC OWNER indirect 2008-11-01 2010-11-22
MACQUARIE CAPITAL INVESTMENT MANAGEMENT LLC OWNER indirect 2008-11-01 2010-11-22
SBI FUNDS MANAGEMENT PRIVATE LIMITED INDIRECT OWNER indirect 1989-01-01 2011-01-19
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED SENIOR EXECUTIVE VICE PRESIDENT direct 2003-09-01 2011-03-31
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR direct 2004-04-01 2011-03-31
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED SENIOR EXECUTIVE VICE PRESIDENT direct 2004-10-01 2011-03-31
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR AND MEMBER OF THE AUDIT COMMITTEE direct 2007-04-01 2011-03-31
BLUECREST CAPITAL LLP TRUSTEE indirect 2008-11-01 2011-06-13
25 CAPITAL PARTNERS, LLC SHAREHOLDER indirect 2007-11-01 2011-08-09
25 CAPITAL PARTNERS, LLC SHAREHOLDER indirect 2007-11-01 2011-08-09
25 CAPITAL PARTNERS, LLC SHAREHOLDER indirect 2007-11-01 2011-08-09
25 CAPITAL PARTNERS, LLC MEMBER direct 2011-06-01 2011-08-09
MIRAE ASSET GLOBAL INVESTMENTS (USA) LLC SHAREHOLDER indirect 2006-12-01 2011-09-12
BISCAYNEAMERICAS ADIVSERS L.L.C. PREFERRED CAPITAL MEMBER OF APPLICANT direct 2000-11-01 2011-11-23
ABERDEEN ASSET MANAGERS LIMITED SHAREHOLDER direct 2005-12-01 2012-03-28
ABERDEEN ASSET MANAGERS LIMITED 100% OWNER indirect 1988-04-01 2012-03-29
BLUECREST CAPITAL LLP SHAREHOLDER indirect 2008-11-01 2012-03-30
BLUECREST CAPITAL MANAGEMENT LLP GENERAL PARTNER indirect 2008-11-01 2012-03-30
BLUECREST CAPITAL LLP MEMBER direct 2008-12-01 2012-03-30
BLUECREST CAPITAL MANAGEMENT LLP SHAREHOLDER direct 2010-01-01 2012-03-30
BISCAYNEAMERICAS ADVISERS L.L.C. CAPITAL MEMBER OF HENCORP, L.C. indirect 1999-06-01 2012-03-30
RELIGARE GLOBAL ASSET MANAGEMENT, INC. SHAREHOLDER direct 2010-12-01 2012-03-30
RELIGARE GLOBAL ASSET MANAGEMENT, INC. SHAREHOLDER indirect 2010-12-01 2012-03-30
LANDMARK PARTNERS LLC SHAREHOLDER indirect 2010-12-01 2012-03-30
BLUECREST CAPITAL MANAGEMENT LLP SHAREHOLDER indirect 2011-03-01 2012-03-30
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR direct 2009-04-01 2012-04-03
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR direct 2010-10-01 2012-04-03
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR direct 2006-02-01 2012-04-03
TETON ADVISORS, INC. SHAREHOLDER OF CLASS A COMMON STOCK direct 1998-03-01 2012-05-21
BISCAYNEAMERICAS ADIVSERS L.L.C. CAPITAL MEMBER OF APPLICANT direct 1999-06-01 2012-06-15
LANDMARK EQUITY ADVISORS LLC SHAREHOLDER indirect 2010-12-01 2012-08-08
LANDMARK REALTY ADVISORS LLC SHAREHOLDER indirect 2010-12-01 2012-08-13
NORTHGATE CAPITAL, L.P. SHAREHOLDER indirect 2010-12-01 2013-01-30
NORTHGATE CAPITAL, LLC SHAREHOLDER indirect 2010-12-01 2013-01-31
NIAM AB PARENT COMPANY direct 1998-06-01 2013-04-01
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR direct 2011-09-01 2013-04-01
NORTHGATE CAPITAL, LLC SHAREHOLDER indirect 2011-10-01 2013-04-03
NORTHGATE CAPITAL, LLC SHAREHOLDER indirect 2012-05-01 2013-04-03
INTERNATIONAL ASSET MANAGEMENT LIMITED LLC SHAREHOLDER indirect 2008-07-01 2013-06-14
INTERNATIONAL ASSET MANAGEMENT LIMITED LLC SHAREHOLDER indirect 2008-07-01 2013-06-14
INTERNATIONAL ASSET MANAGEMENT LIMITED LLC SHAREHOLDER indirect 2008-07-01 2013-06-14
ARTIO GLOBAL MANAGEMENT LLC SHAREHOLDER direct 2013-05-01 2013-06-18
NORTHGATE CAPITAL, L.P. SHAREHOLDER indirect 2011-10-01 2014-01-22
JOHN HANCOCK ADVISERS, LLC SHAREHOLDER indirect 2009-12-01 2014-01-27
BLUECREST CAPITAL MANAGEMENT LLP MEMBER direct 2009-12-01 2014-03-31
HORIZONS ETFS MANAGEMENT (LATAM) LLC SHAREHOLDER indirect 2012-08-01 2014-05-30
DECLARATION MANAGEMENT & RESEARCH LLC MEMBER indirect 2009-12-01 2014-06-19
GAM USA INC. SHAREHOLDER OF GAM USA INC. indirect 2003-01-01 2014-08-04
CENTERBRIDGE PARTNERS, L.P. GENERAL PARTNER indirect 2012-10-01 2014-10-22
CENTERBRIDGE PARTNERS, L.P. GENERAL PARTNER indirect 2014-06-01 2014-10-22
IPM INFORMED PORTFOLIO MANAGEMENT AB SHAREHOLDER indirect 1992-12-01 2014-11-10
MIRAE ASSET GLOBAL INVESTMENTS (USA) LLC SHAREHOLDER indirect 2011-03-01 2015-01-05
HORIZONS ETFS MANAGEMENT (USA) LLC SHAREHOLDER indirect 2011-03-01 2015-01-05
SYSTEMATICA INVESTMENTS LIMITED SHAREHOLDER indirect 2014-10-01 2015-01-30
GAM INTERNATIONAL MANAGEMENT LTD SHAREHOLDER OF GAM (UK) LIMITED indirect 2002-07-01 2015-02-24
SKYBRIDGE CAPITAL II, LLC MEMBER direct 2008-07-01 2015-03-02
FLAHERTY & CRUMRINE INCORPORATED SHAREHOLDER direct 1997-01-01 2015-03-25
FLAHERTY & CRUMRINE INCORPORATED SHAREHOLDER direct 1997-03-01 2015-03-25
FLAHERTY & CRUMRINE INCORPORATED SHAREHOLDER direct 1997-04-01 2015-03-25
FLAHERTY & CRUMRINE INCORPORATED SHAREHOLDER direct 2011-01-01 2015-03-25
FLAHERTY & CRUMRINE INCORPORATED SHAREHOLDER direct 2006-05-01 2015-03-25
GAM INTERNATIONAL MANAGEMENT LTD SHAREHOLDER OF GAM (U.K.) LIMITED indirect 2002-07-01 2015-03-31
M.D. SASS-MACQUARIE FINANCIAL STRATEGIES MANAGEMENT COMPANY, LLC OWNER indirect 1994-08-01 2015-03-31
SYZ SWISS ADVISORS S.A. SHAREHOLDER direct 2012-02-01 2015-10-14
LETKO BROSSEAU INVESTMENT MANAGEMENT INC COMMON SHARES indirect 2010-03-01 2015-12-18
SANOOR CAPITAL MANAGEMENT LP OWNER direct 2016-03-01 2016-03-23
HORIZONS ETFS MANAGEMENT (USA) LLC SHAREHOLDER indirect 2008-04-01 2016-03-28
HORIZONS ETFS MANAGEMENT (USA) LLC SHAREHOLDER indirect 2011-03-01 2016-03-28
HORIZONS ETFS MANAGEMENT (USA) LLC SHAREHOLDER indirect 2011-03-01 2016-03-28
NORTHGATE CAPITAL, L.P. SHAREHOLDER indirect 2011-10-01 2016-03-28
NORTHGATE CAPITAL, L.P. SHAREHOLDER indirect 2012-05-01 2016-03-28
GENESIS INVESTMENT ADVISORS, LLC MEMBER direct 2005-03-01 2016-03-28
SOUNDVEST CAPITAL MANAGEMENT LTD. OWNER direct 2003-03-01 2016-03-29
SKYBRIDGE CAPITAL II, LLC SHAREHOLDER indirect 2013-05-01 2016-03-30
IPM INFORMED PORTFOLIO MANAGEMENT AB SHAREHOLDER indirect 1992-12-01 2016-03-30
J.C. FLOWERS & CO. LLC SOLE MEMBER direct 2014-09-01 2016-05-16
SBI FUNDS MANAGEMENT PRIVATE LIMITED INDIRECT OWNER indirect 1989-01-01 2016-06-29
WESTERN ASSET MANAGEMENT COMPANY LIMITED SOLE SHAREHOLDER indirect 2005-03-01 2016-06-30
LANDMARK PARTNERS LLC SHAREHOLDER indirect 2011-10-01 2016-07-15
LANDMARK PARTNERS LLC SHAREHOLDER indirect 2012-05-01 2016-07-15
LANDMARK EQUITY ADVISORS LLC SHAREHOLDER indirect 2012-05-01 2016-08-10
LANDMARK REALTY ADVISORS LLC SHAREHOLDER indirect 2012-05-01 2016-08-10
MIRAE ASSET GLOBAL INVESTMENTS (USA) LLC SHAREHOLDER indirect 2008-04-01 2016-08-22
ALCATEL-LUCENT INVESTMENT MANAGEMENT CORPORATION OWNS ALL ALCATEL-LUCENT HOLDINGS INC STOCK indirect 2006-11-01 2016-11-28
CHARLEMAGNE CAPITAL (UK) LIMITED OWNER indirect 2016-12-01 2016-12-21
CHARLEMAGNE CAPITAL (IOM) LIMITED OWNER indirect 2016-12-01 2016-12-21
WESTERN ASSET MANAGEMENT CO LTD SOLE SHAREHOLDER OF APPLICANT direct 2005-03-01 2017-03-07
TANG, NING SHAREHOLDER GREEN OKRA LIMITED 08/01/2015 Indirect 75% or more
Fund Name Position direct/indirect start date end date
SCIENCAST MANAGEMENT LP SHAREHOLDER indirect 2015-08-01
LI, QING MEMBER SCIENCAST MANAGEMENT HOLDINGS LLC 03/01/2014 Indirect 75% or more
Fund Name Position direct/indirect start date end date
SCIENCAST MANAGEMENT LP CHIEF EXECUTIVE OFFICER direct 2014-03-01
SCIENCAST MANAGEMENT LP MEMBER indirect 2014-03-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
SCIENCAST MASTER FUND L.P. Cayman Islands 805-2739965608 Hedge Fund 260,000,000 1,000,000 Master Fund

SCIENCAST MANAGEMENT LP

ownership team - last updated 2017-03-28
Name Title Start Date Direct/Indirect % Ownership
SCIENCAST MANAGEMENT HOLDINGS LLC GENERAL PARTNER 03/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
SCIENCAST MANAGEMENT LP GENERAL PARTNER direct 2014-03-01
DERMON, JORDAN, ARI CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER 03/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
SCIENCAST MANAGEMENT LP CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER direct 2014-03-01
LI, QING CHIEF EXECUTIVE OFFICER 03/01/2014 Direct 75% or more
Fund Name Position direct/indirect start date end date
SCIENCAST MANAGEMENT LP CHIEF EXECUTIVE OFFICER direct 2014-03-01
SCIENCAST MANAGEMENT LP MEMBER indirect 2014-03-01
GREEN OKRA LIMITED LIMITED PARTNER 08/01/2015 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
LOMBARD ODIER ASIA LTD DIRECT STOCKHOLDER direct 1994-12-01
LOMBARD ODIER ASIA LTD INDIRECT STOCKHOLDER indirect 1994-12-01
ROUNDPOINT INVESTMENT ADVISORS, INC. SHAREHOLDER indirect 2007-11-01
ROUNDPOINT INVESTMENT ADVISORS, INC. SHAREHOLDER indirect 2007-11-01
OCEANWOOD CAPITAL MANAGEMENT LTD MAJORITY SHAREHOLDER OF OCEANWOOD CAPITAL MANAGEMENT LTD direct 2008-02-01
SKYBRIDGE CAPITAL II, LLC PARTNER indirect 2008-07-01
SKYBRIDGE CAPITAL II, LLC SHAREHOLDER indirect 2008-07-01
SKYBRIDGE CAPITAL II, LLC SHAREHOLDER indirect 2008-07-01
LETKO, BROSSEAU & ASSOCIATES INC. COMMON SHAREHOLDER direct 1996-03-01
SKYBRIDGE CAPITAL II, LLC SHAREHOLDER indirect 2008-07-01
SOUND ENERGY CAPITAL MANAGEMENT, L.P. SHAREHOLDER indirect 1996-08-01
SKYBRIDGE CAPITAL II, LLC SHAREHOLDER indirect 2008-07-01
SKYBRIDGE CAPITAL II, LLC SHAREHOLDER indirect 2008-07-01
QUEENSWAY INVESTMENT COUNSEL LTD PARENT COMPANY direct 1996-10-01
CSOP ASSET MANAGEMENT LIMITED SHAREHOLDER direct 2008-07-01
SKYBRIDGE CAPITAL II, LLC MANAGER, MEMBER direct 2008-07-01
OCEANWOOD CAPITAL MANAGEMENT LTD PENSION PLAN indirect 2008-08-01
MONTGOMERY ASSET MANAGEMENT LLC MEMBER direct 1997-02-01
OCEANWOOD CAPITAL MANAGEMENT LTD TRUSTEE OF LOBELIA PENSION PLAN indirect 2008-08-01
ROUNDPOINT INVESTMENT ADVISORS, INC. TRUSTEE indirect 2008-09-01
BLUECREST CAPITAL LLP SHAREHOLDER indirect 2008-11-01
AXA GLOBAL STRUCTURED PRODUCTS INC PARENT OF APPLICANT direct 1997-11-01
GLOBALIS INVESTMENTS, LLC OWNER indirect 2008-11-01
GLOBALIS INVESTMENTS, LLC OWNER indirect 2008-11-01
GLOBALIS INVESTMENTS, LLC OWNER indirect 2008-11-01
AXA GLOBAL STRUCTURED PRODUCTS INC PARENT indirect 1997-11-01
GLOBALIS INVESTMENTS, LLC OWNER indirect 2008-11-01
SYSTEMATICA INVESTMENTS LIMITED SHAREHOLDER indirect 2008-11-01
SOUND ENERGY CAPITAL MANAGEMENT, L.P. SHAREHOLDER indirect 1998-01-01
BLUECREST CAPITAL MANAGEMENT (NEW YORK) LP SHAREHOLDER indirect 2008-11-01
BLUECREST CAPITAL MANAGEMENT (UK) LLP SHAREHOLDER indirect 2008-11-01
IPM INFORMED PORTFOLIO MANAGEMENT AB SHAREHOLDER indirect 2008-12-01
IPM INFORMED PORTFOLIO MANAGEMENT AB SHAREHOLDER indirect 2008-12-01
ANDALUSIAN CAPITAL PARTNERS, LP MEMBER indirect 2009-04-01
ANDALUSIAN CAPITAL PARTNERS, LP LIMITED PARTNER direct 2009-04-01
AUGUSTUS ASSET MANAGERS LIMITED SHAREHOLDER direct 2009-05-01
FINACCESS ADVISORS, LLC MANAGING MEMBER direct 2009-10-01
HANCOCK NATURAL RESOURCE GROUP, INC MEMBER indirect 2009-12-01
JOHN HANCOCK INVESTMENT MANAGEMENT SERVICES, LLC SHAREHOLDER indirect 2009-12-01
BENEFITSCORP EQUITIES, INC. SHAREHOLDER indirect 1998-12-01
HANCOCK VENTURE PARTNERS, INC. MEMBER indirect 2009-12-01
JOHN HANCOCK ADVISERS, LLC SHAREHOLDER indirect 2009-12-01
DECLARATION MANAGEMENT & RESEARCH LLC MEMBER indirect 2009-12-01
JOHN HANCOCK PERSONAL FINANCIAL SERVICES, LLC SHAREHOLDER indirect 2009-12-01
IPM INFORMED PORTFOLIO MANAGEMENT AB SHAREHOLDER indirect 2009-12-01
IPM INFORMED PORTFOLIO MANAGEMENT AB SHAREHOLDER indirect 2009-12-01
IPM INFORMED PORTFOLIO MANAGEMENT AB SHAREHOLDER indirect 2009-12-01
LETKO, BROSSEAU & ASSOCIATES INC. COMMON SHAREHOLDER direct 2010-03-01
GROUPAMA ASSET MANAGEMENT NA SHAREHOLDER indirect 1999-01-01
BLUECREST CAPITAL MANAGEMENT (UK) LLP MEMBER direct 2010-03-01
BLUECREST CAPITAL MANAGEMENT LLP TRUSTEE indirect 2010-05-01
SYSTEMATICA INVESTMENTS LIMITED TRUSTEE indirect 2010-05-01
BLUECREST CAPITAL MANAGEMENT (NEW YORK) LP TRUSTEE indirect 2010-05-01
FARRELL SL INVESTMENT MANAGEMENT INC PARENT COMPANY direct 1999-04-01
BLUECREST CAPITAL MANAGEMENT (UK) LLP TRUSTEE indirect 2010-05-01
DUET USA ASSET MANAGEMENT LLC MEMBER direct 2010-09-01
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR direct 2010-11-01
ZAO ASSET MANAGEMENT CO TROIKA DIALOG OWNER indirect 1999-10-01
SENTINEL SYMPHONY INVESTMENT ADVISORS, LLC TRUSTEE indirect 1999-12-01
PENSO CAPITAL MARKETS, LLC TRUSTEE indirect 1999-12-01
INVESCO TRIMARK LTD. OWNER OF ALL SHARES OF THE REGISTRANT direct 2011-01-01
ZAO ASSET MANAGEMENT CO TROIKA DIALOG OWNER indirect 2000-01-01
ZAO ASSET MANAGEMENT CO TROIKA DIALOG OWNER indirect 2000-02-01
BLUECREST CAPITAL FINANCE ADVISORS, L.P. MEMBER indirect 2011-03-01
ZAO ASSET MANAGEMENT CO TROIKA DIALOG OWNER direct 2000-03-01
BLUECREST CAPITAL FINANCE ADVISORS, L.P. SHAREHOLDER indirect 2011-03-01
BLUECREST CAPITAL FINANCE ADVISORS, L.P. TRUSTEE indirect 2011-03-01
WESTERN ASSET MANAGEMENT COMPANY PTE LTD JOINT SHAREHOLDER indirect 2011-03-01
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED FIRST EXECUTIVE VICE PRESIDENT direct 2011-03-01
DIRECTADVICE.COM, INC. OWNER direct 2000-06-01
DIRECTADVICE.COM, INC. OWNER indirect 2000-06-01
MIRAE ASSET GLOBAL INVESTMENTS (USA) LLC SHAREHOLDER indirect 2011-03-01
MIRAE ASSET GLOBAL INVESTMENTS (USA) LLC SHAREHOLDER indirect 2011-03-01
SBI FUNDS MANAGEMENT PRIVATE LIMITED BENEFICIAL OWNER direct 2011-05-01
SBI FUNDS MANAGEMENT PRIVATE LIMITED SHAREHOLDER indirect 2011-05-01
CAPITAL INVESTMENT ADVISORS LLC LIMITED PARTNER OF PUTNAM LOVELL EQUITY PARTNERS LP indirect 2000-09-01
SBI FUNDS MANAGEMENT PRIVATE LIMITED SHAREHOLDER indirect 2011-05-01
CAPITAL INVESTMENT ADVISORS LLC SHAREHOLDER indirect 2000-09-01
SBI FUNDS MANAGEMENT PRIVATE LIMITED SHAREHOLDER indirect 2011-05-01
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR direct 2011-07-01
KEMPER INVESTORS LIFE INSURANCE CO SHAREHOLDER indirect 2000-10-01
KEMPER INVESTORS LIFE INSURANCE CO SHAREHOLDER indirect 2000-10-01
KEMPER INVESTORS LIFE INSURANCE CO SHAREHOLDER indirect 2000-10-01
HORIZONS ETFS MANAGEMENT (LATAM) LLC SHAREHOLDER indirect 2012-08-01
HORIZONS ETFS MANAGEMENT (LATAM) LLC SHAREHOLDER indirect 2012-08-01
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR direct 2012-11-01
IPM INFORMED PORTFOLIO MANAGEMENT AB SHAREHOLDER direct 2012-12-01
COMGEST ASSET MANAGEMENT INTERNATIONAL LIMITED SHAREHOLDER direct 2012-12-01
QFS ASSET MANAGEMENT, L.P. SHAREHOLDER indirect 2013-01-01
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED FIRST EXECUTIVE VICE PRESIDENT direct 2013-01-01
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR direct 2013-02-01
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED FIRST EXECUTIVE VICE PRESIDENT direct 2013-03-01
LAZARD PENSION MANAGEMENT INC OWNER indirect 2001-04-01
POST ADVISORY GROUP, LLC 100% OWNER indirect 2013-04-01
SKYBRIDGE CAPITAL II, LLC MANAGER, MEMBER direct 2013-05-01
PARADIGM GLOBAL ADVISORS, LLC MEMBER direct 2001-04-01
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR direct 2013-05-01
HILBERT 8, LLC MEMBER direct 2013-05-01
NIAM AB PARENT COMPANY direct 2013-12-01
NIAM AB PARENT COMPANY indirect 2013-12-01
CADIAN CAPITAL MANAGEMENT, LLC GENERAL PARTNER direct 2014-01-01
TIDE POINT CAPITAL MANAGEMENT, LP GENERAL PARTNER direct 2014-01-01
M.D. SASS-MACQUARIE FINANCIAL STRATEGIES MANAGEMENT COMPANY, LLC OWNER indirect 2014-01-01
SCOTTISH WIDOWS INVESTMENT PARTNERSHIP LTD PARENT COMPANY indirect 2014-04-01
WESTERN ASSET MANAGEMENT COMPANY LIMITED SOLE SHAREHOLDER indirect 2014-06-01
WESTERN ASSET MANAGEMENT COMPANY LIMITED SOLE SHAREHOLDER direct 2014-06-01
BLUECREST CAPITAL MANAGEMENT LLP SHAREHOLDER direct 2014-07-01
ZAO ASSET MANAGEMENT CO TROIKA DIALOG OWNER indirect 2002-06-01
BLUECREST CAPITAL MANAGEMENT LLP MEMBER indirect 2014-07-01
IPM INFORMED PORTFOLIO MANAGEMENT AB SHAREHOLDER indirect 2014-07-01
GROUPAMA ASSET MANAGEMENT NA SHAREHOLDER indirect 2002-07-01
SYSTEMATICA INVESTMENTS LIMITED MEMBER indirect 2014-07-01
SYSTEMATICA INVESTMENTS LIMITED SHAREHOLDER indirect 2014-07-01
BLUECREST CAPITAL MANAGEMENT (NEW YORK) LP MEMBER indirect 2014-07-01
BLUECREST CAPITAL MANAGEMENT (NEW YORK) LP SHAREHOLDER indirect 2014-07-01
BLUECREST CAPITAL MANAGEMENT (NEW YORK) LP SHAREHOLDER indirect 2014-07-01
AUGUSTUS ASSET MANAGERS LIMITED SHAREHOLDER OF GAM (UK) LIMITED indirect 2002-07-01
BLUECREST CAPITAL MANAGEMENT (UK) LLP MEMBER indirect 2014-07-01
BLUECREST CAPITAL MANAGEMENT (UK) LLP SHAREHOLDER indirect 2014-07-01
GAM INTERNATIONAL MANAGEMENT LTD SHAREHOLDER OF GAM (U.K.) LIMITED indirect 2002-07-01
BLUECREST CAPITAL MANAGEMENT (UK) LLP LIMITED PARTNER indirect 2014-07-01
CANTAB CAPITAL PARTNERS LLP SHAREHOLDER indirect 2002-07-01
BLUECREST CAPITAL MANAGEMENT (UK) LLP SHAREHOLDER indirect 2014-07-01
ARTEMIS INVESTMENT MANAGEMENT LIMITED SHAREHOLDER direct 2002-09-01
J.C. FLOWERS & CO. LLC RELYING ADVISER direct 2014-09-01
SYSTEMATICA INVESTMENTS LIMITED SHAREHOLDER direct 2014-10-01
SYSTEMATICA INVESTMENTS SERVICES LIMITED GENERAL PARTNER indirect 2014-10-01
SYSTEMATICA INVESTMENTS SERVICES LIMITED SHAREHOLDER indirect 2014-10-01
SYSTEMATICA INVESTMENTS SINGAPORE PTE. LTD. GENERAL PARTNER indirect 2014-10-01
SYSTEMATICA INVESTMENTS SINGAPORE PTE. LTD. SHAREHOLDER indirect 2014-10-01
SYSTEMATICA INVESTMENTS SINGAPORE PTE. LTD. SHAREHOLDER direct 2014-10-01
SYSTEMATICA INVESTMENTS GP LIMITED GENERAL PARTNER indirect 2014-10-01
GLOBAL ASSET MANAGEMENT USA INC SHAREHOLDER OF GAM USA direct 2003-01-01
SYSTEMATICA INVESTMENTS GP LIMITED SHAREHOLDER indirect 2014-10-01
SYSTEMATICA INVESTMENTS GP LIMITED SHAREHOLDER direct 2014-10-01
SYSTEMATICA INVESTMENTS SERVICES LIMITED SHAREHOLDER direct 2014-12-01
SCIENCAST MANAGEMENT LP LIMITED PARTNER direct 2015-08-01
SYSTEMATICA INVESTMENTS LIMITED SHAREHOLDER indirect 2015-10-01
THE CHILDREN'S INVESTMENT FUND MANAGEMENT (UK) LLP LIMITED COMPANY direct 2003-03-01
SYSTEMATICA INVESTMENTS SERVICES LIMITED SHAREHOLDER indirect 2015-10-01
SYSTEMATICA INVESTMENTS SINGAPORE PTE. LTD. SHAREHOLDER indirect 2015-10-01
SYSTEMATICA INVESTMENTS GP LIMITED SHAREHOLDER indirect 2015-10-01
THE CHILDREN'S INVESTMENT FUND MANAGEMENT (UK) LLP LIMITED COMPANY indirect 2003-07-01
SYSTEMATICA INVESTMENTS LIMITED SHAREHOLDER direct 2016-01-01
SYSTEMATICA INVESTMENTS SERVICES LIMITED SHAREHOLDER indirect 2016-01-01
SYSTEMATICA INVESTMENTS SINGAPORE PTE. LTD. SHAREHOLDER indirect 2016-01-01
SYSTEMATICA INVESTMENTS GP LIMITED SHAREHOLDER indirect 2016-01-01
URWICK CAPITAL MANAGEMENT LLP LIMITED COMPANY indirect 2003-09-01
SANOOR CAPITAL MANAGEMENT LP LIMITED PARTNER direct 2016-03-01
URWICK CAPITAL MANAGEMENT LLP CORPORATE MEMBER/GENERAL PARTNER direct 2003-09-01
FINANCIALINDEPENDENCE4ME, LLC MEMBER indirect 2016-06-01
PICUS CAPITAL MANAGEMENT LLP CORPORATE PARTNER direct 2003-09-01
CANTAB CAPITAL PARTNERS LLP DESIGNATED MEMBER direct 2016-10-01
CANTAB CAPITAL PARTNERS LLP MANAGING MEMBER direct 2016-10-01
BLUECREST CAPITAL MANAGEMENT LIMITED SHAREHOLDER direct 2003-12-01
CANTAB CAPITAL PARTNERS LLP NON-VOTING MEMBER direct 2016-10-01
CANTAB CAPITAL PARTNERS LLP SHAREHOLDER indirect 2016-10-01
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED CHAIRMAN direct 2004-04-01
PARVUS ASSET MANAGEMENT (UK) LLP PARTNER direct 2004-04-01
PARVUS ASSET MANAGEMENT (UK) LLP SHAREHOLDER indirect 2004-05-01
CHARLEMAGNE CAPITAL (UK) LIMITED SHAREHOLDER indirect 2016-12-01
CHARLEMAGNE CAPITAL (IOM) LIMITED SHAREHOLDER indirect 2016-12-01
BROOKFIELD SOUNDVEST CAPITAL MANAGEMENT LTD. OWNER indirect 2016-12-01
THE CHILDREN'S INVESTMENT FUND MANAGEMENT (UK) LLP CORPORATE MEMBER direct 2004-09-01
CRESTLINE MANAGEMENT, L.P. GENERAL PARTNER indirect 2016-12-01
CRESTLINE MANAGEMENT, L.P. MEMBER indirect 2016-12-01
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED FIRST EXECUTIVE VICE PRESIDENT direct 2004-10-01
CRESTLINE MANAGEMENT, L.P. LIMITED PARTNER indirect 2016-12-01
HORIZONS ETFS MANAGEMENT (USA) LLC SHAREHOLDER indirect 2017-03-01
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR direct 2004-10-01
HORIZONS ETFS MANAGEMENT (USA) LLC MEMBER direct 2017-03-01
METHODOLOGY ASSET MANAGEMENT (UK) LLP CORPORATE MEMBER direct 2004-11-01
RECON CAPITAL ADVISORS LLC MEMBER indirect 2017-03-01
AMIYA CAPITAL LLP SERVICE COMPANY direct 2005-01-01
RECON CAPITAL ADVISORS LLC SHAREHOLDER indirect 2017-03-01
GENESIS INVESTMENT ADVISORS, LLC MANAGING MEMBER direct 2005-03-01
PERKINS INVESTMENT MANAGEMENT LLC MEMBER indirect 2017-05-01
ABERDEEN ASSET MANAGEMENT INC SHAREHOLDER indirect 2017-08-01
KANSAS CORPORATE CREDIT UNION N/A direct 1951-07-01
ABERDEEN CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2017-08-01
ARDEN ASSET MANAGEMENT LLC SHAREHOLDER indirect 2017-08-01
ABERDEEN ASSET MANAGERS LIMITED SHAREHOLDER indirect 2017-08-01
SOUND ENERGY CAPITAL MANAGEMENT, L.P. SHAREHOLDER indirect 1978-09-01
METHODOLOGY ASSET MANAGEMENT (UK) LLP SHAREHOLDER indirect 2005-03-01
ABERDEEN ASSET MANAGEMENT LIMITED SHAREHOLDER direct 2017-08-01
WESTERN ASSET MANAGEMENT COMPANY LIMITED SOLE SHAREHOLDER indirect 2005-03-01
ABERDEEN ASSET MANAGEMENT ASIA LIMITED SHAREHOLDER indirect 2017-08-01
HORNBLOWER FISCHER CAPITAL MANAGEMENT CORP. SHAREHOLDER indirect 1979-09-01
WESTERN ASSET MANAGEMENT COMPANY LIMITED JOINT SHAREHOLDER indirect 2005-03-01
WESTERN ASSET MANAGEMENT COMPANY LIMITED JOINT SHAREHOLDER indirect 2005-03-01
WESTERN ASSET MANAGEMENT COMPANY PTE LTD SOLE SHAREHOLDER indirect 2005-03-01
GAM INTERNATIONAL MANAGEMENT LTD SHAREHOLDER direct 1984-03-01
PARVUS ASSET MANAGEMENT (UK) LLP SOLE SHAREHOLDER indirect 2005-05-01
BBVA PRIVANZA BANCO, SA OWNERSHIP direct 1984-07-01
TCI NEW HORIZON INVESTMENTS LTD SOLE SHAREHOLDER direct 2005-08-01
LOMBARD ODIER INTERNATIONAL PORTFOLIO MANAGEMENT LIMITED DIRECT STOCKHOLDER direct 1986-01-01
KDA CAPITAL LLP SOLE SHAREHOLDER indirect 2005-09-01
NLI INTERNATIONAL, INC. SHAREHOLDER direct 1987-03-01
KDA CAPITAL LLP SHAREHOLDER indirect 2005-09-01
GEORGE VAN & COMPANY, LLC TRUSTEE indirect 2005-10-01
ABERDEEN ASSET MANAGERS LIMITED SHAREHOLDER direct 1988-04-01
KDA CAPITAL LLP PARTNER direct 2005-11-01
FIRST STATE INVESTMENT MANAGEMENT (UK) LIMITED SHAREHOLDER direct 1988-07-01
DEUTSCHE ASSET MANAGEMENT INVESTMENT SERVICES LIMITED SHAREHOLDER direct 2005-12-01
SBI FUNDS MANAGEMENT PRIVATE LIMITED BENEFICIAL OWNER direct 1989-01-01
SBI FUNDS MANAGEMENT PRIVATE LIMITED INDIRECT OWNER indirect 1989-01-01
SOUNDVEST CAPITAL MANAGEMENT LTD. OWNER direct 2005-12-01
WESTERN ASSET MANAGEMENT COMPANY PTE LTD SOLE SHAREHOLDER OF APPLICANT direct 2005-12-01
SOUND ENERGY CAPITAL MANAGEMENT, L.P. SHAREHOLDER indirect 1990-12-01
GAM USA INC. SHAREHOLDER OF GAM GROUP AG indirect 2005-12-01
GAM INTERNATIONAL MANAGEMENT LTD SHAREHOLDER OF GAM GROUP AG indirect 2005-12-01
AUGUSTUS ASSET MANAGERS LIMITED SHAREHOLDER OF GAM GROUP AG indirect 2005-12-01
GROUPAMA ASSET MANAGEMENT NA SHAREHOLDER indirect 1991-06-01
ABERDEEN ASSET MANAGEMENT LIMITED INDIRECT OWNER indirect 1992-10-01
WESTERN ASSET MANAGEMENT COMPANY PTE LTD JOINT SHAREHOLDER indirect 2005-12-01
IPM INFORMED PORTFOLIO MANAGEMENT AB SHAREHOLDER indirect 1992-12-01
CANTAB CAPITAL PARTNERS LLP SHAREHOLDER indirect 2005-12-01
SOUND ENERGY CAPITAL MANAGEMENT, L.P. SHAREHOLDER indirect 1993-03-01
BARING ASSET MANAGEMENT INC SHAREHOLDER 1: SHAREHOLDER OF APPLICANT direct 2006-01-01
MARKET STREET INVESTMENT MANAGEMENT CO SHAREHOLDER direct 1993-05-01
ABERDEEN FUND MANAGERS INC SHAREHOLDER direct 1994-01-01
ARDEN ASSET MANAGEMENT LLC SHAREHOLDER indirect 1994-01-01
ABERDEEN CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 1994-01-01
ALCATEL-LUCENT INVESTMENT MANAGEMENT CORPORATION OWNS ALL ALCATEL-LUCENT USA INC. STOCK indirect 2006-11-01
LETKO, BROSSEAU & ASSOCIATES INC. COMMON SHAREHOLDER direct 2007-01-01
LETKO, BROSSEAU & ASSOCIATES INC. COMMON SHAREHOLDER indirect 2007-01-01
LETKO, BROSSEAU & ASSOCIATES INC. COMMON SHAREHOLDER indirect 2007-01-01
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR direct 2007-04-01
BLUECREST CAPITAL MANAGEMENT LIMITED SHAREHOLDER indirect 1994-10-01
TROIKA DIALOG ASSET MANAGEMENT CAYMAN ISLANDS LTD PRESIDENT direct 1997-09-01 2001-03-19
TROIKA DIALOG ASSET MANAGEMENT CAYMAN ISLANDS LTD DIRECTOR direct 1997-10-01 2001-03-19
VESTRUST SECURITIES L.P. LIMITED PARTNER direct 1997-01-01 2001-03-29
PACIFIC FINANCIAL RESEARCH INC 100% S/H UNITED ASSET MGMT direct 2000-10-01 2001-03-29
PACIFIC FINANCIAL RESEARCH INC 8.71%SHAREHOLDER OF OLD MUTUAL PLC direct 2000-10-01 2001-03-29
PACIFIC FINANCIAL RESEARCH INC 100% S/H OLD MUTUAL LIFE ASSURANCE direct 2000-10-01 2001-03-29
PACIFIC FINANCIAL RESEARCH INC 100% S/H OLD MUTUAL LIFE HOLDING direct 2000-10-01 2001-03-29
PACIFIC FINANCIAL RESEARCH INC 100% S/H OLD MUTUAL NETHERLANDS direct 2000-10-01 2001-03-29
MUNICH RE CAPITAL MANAGEMENT CORPORATION SOLE SHAREHOLDER direct 1994-04-01 2001-03-29
COMPASS GROUP LLC SHAREHOLDER indirect 1995-09-01 2001-03-30
PARADIGM GLOBAL ADVISERS INC SOLE MEMBER direct 2001-01-01 2001-03-30
MUTUAL FUND PUBLIC CO LTD SENIOR EXECUTIVE VICE PRESIDENT direct 1998-12-01 2001-04-04
CGU ASSET MANAGEMENT INC OWNER indirect 1998-12-01 2001-04-17
TROIKA DIALOG ASSET MANAGEMENT CAYMAN ISLANDS LTD PRESIDENT direct 1998-05-01 2001-04-20
TROIKA DIALOG ASSET MANAGEMENT CAYMAN ISLANDS LTD DIRECTOR direct 1999-05-01 2001-04-20
WESTERN ASSET MANAGEMENT CO LTD SOLE SHAREHOLDER OF LEGG MASON HOLDINGS LIMITED direct 1999-12-01 2001-04-26
CGU ASSET MANAGEMENT INC 54% OWNER indirect 1998-12-01 2001-05-03
CGU ASSET MANAGEMENT INC 46% OWNER indirect 1998-12-01 2001-05-03
CGU ASSET MANAGEMENT INC OWNER indirect 1998-12-01 2001-05-03
CGU ASSET MANAGEMENT INC OWNER indirect 1998-12-01 2001-05-03
CGU ASSET MANAGEMENT INC OWNER indirect 1998-12-01 2001-05-03
CGU ASSET MANAGEMENT INC OWNER indirect 1998-12-01 2001-05-03
CGU ASSET MANAGEMENT INC OWNER indirect 1998-12-01 2001-05-03
CGU ASSET MANAGEMENT INC OWNER indirect 1998-12-01 2001-05-03
CGU ASSET MANAGEMENT INC OWNER indirect 1966-04-01 2001-05-03
CGU ASSET MANAGEMENT INC OWNER indirect 1990-06-01 2001-05-03
ABERDEEN FUND MANAGERS INC INDIRECT SHAREHOLDER indirect 1996-03-01 2001-05-07
ABERDEEN FUND MANAGERS INC INDIRECT SHAREHOLDER indirect 1997-09-01 2001-05-07
ABERDEEN FUND MANAGERS INC INDIRECT SHAREHOLDER indirect 1997-09-01 2001-05-07
MUTUAL FUND PUBLIC CO LTD DIRECTOR direct 1999-01-01 2001-06-20
MUTUAL FUND PUBLIC CO LTD EXECUTIVE VICE PRESIDENT direct 1991-01-01 2001-06-20
TUCKER ANTHONY INCORPORATED INDIRECT indirect 1996-11-01 2001-08-17
PLANMEMBER SECURITIES CORPORATION SHAREHOLDER SERIES C indirect 1999-03-01 2001-09-04
FREEDOM CAPITAL MANAGEMENT CORP INDIRECT OWNER indirect 1996-11-01 2001-11-07
ABERDEEN FUND MANAGERS INC INDIRECT SHAREHOLDER indirect 1996-03-01 2001-12-05
TROIKA DIALOG ASSET MANAGEMENT CAYMAN ISLANDS LTD OWNER indirect 1997-10-01 2002-01-03
TROIKA DIALOG ASSET MANAGEMENT CAYMAN ISLANDS LTD OWNER indirect 1994-03-01 2002-01-03
ZAO ASSET MANAGEMENT CO TROIKA DIALOG OWNER indirect 1997-10-01 2002-01-08
ZAO ASSET MANAGEMENT CO TROIKA DIALOG OWNER indirect 1994-03-01 2002-01-08
GAM INTERNATIONAL MANAGEMENT LTD SHAREHOLDER indirect 1996-09-01 2002-02-19
GAM INTERNATIONAL MANAGEMENT LTD SHAREHOLDER indirect 1983-05-01 2002-02-19
GAM INTERNATIONAL MANAGEMENT LTD SHAREHOLDER indirect 1984-03-01 2002-02-19
GAM INTERNATIONAL MANAGEMENT LTD SHAREHOLDER indirect 1989-07-01 2002-02-19
MUTUAL FUND PUBLIC CO LTD DIRECTOR direct 2001-01-01 2002-03-27
LOMBARD ODIER ASIA LTD INDIRECT STOCKHOLDER indirect 1994-12-01 2002-03-28
GROUPAMA ASSET MANAGEMENT NA SHAREHOLDER indirect 1998-07-01 2002-04-29
GROUPAMA ASSET MANAGEMENT NA SHAREHOLDER indirect 1894-07-01 2002-04-29
GROUPAMA ASSET MANAGEMENT NA SHAREHOLDER indirect 1972-07-01 2002-04-29
GROUPAMA ASSET MANAGEMENT NA SHAREHOLDER indirect 1987-12-01 2002-04-29
GROUPAMA ASSET MANAGEMENT NA SHAREHOLDER indirect 1993-07-01 2002-04-29
MARKET STREET INVESTMENT MANAGEMENT CO SHAREHOLDER indirect 1983-05-01 2002-05-09
MUTUAL FUND PUBLIC CO LTD SENIOR EXECUTIVE VICE PRESIDENT direct 2000-05-01 2002-07-02
GLOBAL ASSET MANAGEMENT USA INC SHAREHOLDER OF GAML indirect 1999-12-01 2002-07-22
LOMBARD ODIER INTERNATIONAL PORTFOLIO MANAGEMENT LIMITED INDIRECT STOCKHOLDER indirect 1978-10-01 2002-07-30
GLOBAL ASSET MANAGEMENT USA INC SHAREHOLDER OF GABV indirect 1996-09-01 2002-09-12
GLOBAL ASSET MANAGEMENT USA INC SHAREHOLDER OF GAM USA direct 1983-05-01 2002-09-12
GLOBAL ASSET MANAGEMENT USA INC SHAREHOLDER OF GAMSR indirect 1984-03-01 2002-09-12
GLOBAL ASSET MANAGEMENT USA INC SHAREHOLDER OF GMNV indirect 1989-07-01 2002-09-12
FOYSTON, GORDON & PAYNE INC. SHAREHOLDER indirect 2001-03-01 2002-09-24
BELMONT ADVISORS, INC. SHAREHOLDER indirect 2002-01-01 2002-11-01
MUTUAL FUND PUBLIC CO LTD PRESIDENT AND EXECUTIVE DIRECTOR direct 1998-12-01 2002-11-06
TROIKA DIALOG ASSET MANAGEMENT CAYMAN ISLANDS LTD OWNER direct 1998-05-01 2003-01-28
TROIKA DIALOG ASSET MANAGEMENT CAYMAN ISLANDS LTD OWNER indirect 2002-06-01 2003-01-28
PMG ASSET MANAGEMENT INC SHAREHOLDER indirect 2000-04-01 2003-02-24
PMG ASSET MANAGEMENT INC SHAREHOLDER indirect 2000-04-01 2003-02-24
MUTUAL FUND PUBLIC CO LTD DIRECTOR direct 1994-11-01 2003-02-24
AXA GLOBAL STRUCTURED PRODUCTS INC SHAREHOLDER indirect 1997-11-01 2003-03-14
AXA GLOBAL STRUCTURED PRODUCTS INC PARENT indirect 1997-11-01 2003-03-14
AXA GLOBAL STRUCTURED PRODUCTS INC PARENT indirect 1997-11-01 2003-03-14
AXA GLOBAL STRUCTURED PRODUCTS INC PARENT indirect 1997-11-01 2003-03-14
AXA GLOBAL STRUCTURED PRODUCTS INC SHAREHOLDER indirect 1999-03-01 2003-03-14
AXA GLOBAL STRUCTURED PRODUCTS INC SHAREHOLDER indirect 2000-12-01 2003-03-14
MUTUAL FUND PUBLIC CO LTD CHAIRMAN direct 1995-06-01 2003-03-24
MPOWER ADVISORS, LLC INDIRECT OWNER indirect 1998-09-01 2003-03-28
MPOWER ADVISORS, LLC INDIRECT OWNER indirect 1998-09-01 2003-03-28
MPOWER ADVISORS, LLC INDIRECT OWNER indirect 2000-10-01 2003-03-28
MPOWER ADVISORS, LLC INDIRECT OWNER indirect 2000-10-01 2003-03-28
MPOWER ADVISORS, LLC INDIRECT OWNER indirect 2002-07-01 2003-03-28
PARADIGM GLOBAL ADVISORS, LLC MANAGING MEMBER direct 2001-04-01 2003-03-31
GAM INTERNATIONAL MANAGEMENT LTD SHAREHOLDER indirect 1999-12-01 2003-04-03
GAM INTERNATIONAL MANAGEMENT LTD SHAREHOLDER indirect 2002-07-01 2003-04-03
PMG SECURITIES CORPORATION SHAREHOLDER indirect 2000-04-01 2003-04-23
PMG SECURITIES CORPORATION SHAREHOLDER indirect 2000-04-01 2003-04-23
PMG SECURITIES CORPORATION SHAREHOLDER indirect 2000-04-01 2003-04-23
COMPASS GROUP LLC SHAREHOLDER indirect 1995-10-01 2003-05-02
MUTUAL FUND PUBLIC CO LTD DIRECTOR direct 1994-03-01 2003-05-20
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER (COMMON STOCK) indirect 2000-10-01 2003-08-14
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER indirect 2000-10-01 2003-08-14
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER indirect 2002-01-01 2003-08-14
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER indirect 2002-01-01 2003-08-14
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER (SERIES A) indirect 2002-10-01 2003-08-14
DISCOVERY MANAGEMENT, LTD. LIMITED PARTNER direct 2000-05-01 2003-11-26
AIM FUNDS MANAGEMENT INC. OWNER OF ALL SHARES OF THE APPLICANT direct 2000-08-01 2003-11-26
DISCOVERY MANAGEMENT, LTD. SHAREHOLDER indirect 1996-02-01 2004-01-07
DISCOVERY MANAGEMENT, LTD. SHAREHOLDER indirect 1996-02-01 2004-01-15
MUTUAL FUND PUBLIC CO LTD DIRECTOR direct 1994-10-01 2004-02-09
MUTUAL FUND PUBLIC CO LTD DIRECTOR direct 1998-08-01 2004-03-18
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED CHAIRMAN direct 2003-04-01 2004-03-18
WESTPEAK GLOBAL ADVISORS, L.P. SHAREHOLDER indirect 2002-01-01 2004-03-25
WESTPEAK GLOBAL ADVISORS, L.P. SHAREHOLDER indirect 2002-01-01 2004-03-25
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER (EULIA) indirect 2002-01-01 2004-03-26
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER (CDC IXIS) indirect 2002-01-01 2004-03-26
CGU ASSET MANAGEMENT INC OWNER OF FUND AMERICAN ENTERPRISES HOLDINGS, INC. indirect 2001-06-01 2004-03-29
CGU ASSET MANAGEMENT INC OWNER OF WM ENTERPRISES (BARBADOS) LTD. indirect 2001-06-01 2004-03-29
CGU ASSET MANAGEMENT INC OWNER OF WM BRIDGETOWN (BARBADOS) LTD. indirect 2001-06-01 2004-03-29
ACCESS INTERNATIONAL ADVISORS LLC OWNER indirect 2003-02-01 2004-03-30
ACCESS INTERNATIONAL ADVISORS LLC OWNER indirect 1982-01-01 2004-03-30
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED SENIOR EXECUTIVE VICE PRESIDENT direct 2003-10-01 2004-06-07
WESTPEAK GLOBAL ADVISORS, L.P. SHAREHOLDER indirect 2000-10-01 2004-07-12
WESTPEAK GLOBAL ADVISORS, L.P. SHAREHOLDER (COMMON STOCK) indirect 2000-10-01 2004-07-12
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER (CDCIAM) indirect 2000-10-01 2004-07-12
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER (COMMON STOCK, CDCIAM US) indirect 2000-10-01 2004-07-12
WESTPEAK GLOBAL ADVISORS, L.P. SHAREHOLDER (SERIES A) indirect 2002-10-01 2004-07-12
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER (SERIES A, CDCIAM US) indirect 2002-10-01 2004-07-12
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER (CDC IXIS) indirect 2004-06-01 2004-07-12
WESTPEAK GLOBAL ADVISORS, L.P. SHAREHOLDER indirect 2004-06-01 2004-07-12
HORNBLOWER FISCHER CAPITAL MANAGEMENT CORP. SHAREHOLDER indirect 2002-11-01 2004-08-10
HORNBLOWER FISCHER CAPITAL MANAGEMENT CORP. SHAREHOLDER indirect 2002-12-01 2004-08-10
WESTERN ASSET MANAGEMENT CO LTD SOLE SHAREHOLDER OF APPLICANT direct 1996-02-01 2004-09-30
WESTERN ASSET MANAGEMENT CO LTD SOLE SHAREHOLDER indirect 1999-12-01 2004-09-30
ABERDEEN ASSET MANAGEMENT LIMITED PARENT direct 1985-11-01 2004-11-24
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED PRESIDENT AND EXECUTIVE DIRECTOR direct 2002-12-01 2005-03-23
LAZARD ASSET MANAGEMENT LLC SHAREHOLDER indirect 2000-11-01 2005-03-29
LAZARD ALTERNATIVES, LLC SHAREHOLDER indirect 2000-11-01 2005-03-30
LAZARD ASSET MANAGEMENT CANADA INC OWNER indirect 2001-04-01 2005-03-30
LAZARD ALTERNATIVES, LLC OWNER indirect 2001-04-01 2005-03-30
VAN HEDGE FUND ADVISORS INTERNATIONAL INC TRUSTEE indirect 1999-01-01 2005-04-05
VAN HEDGE FUND ADVISORS INTERNATIONAL INC INDIVIDUAL TRUSTEE indirect 1999-01-01 2005-04-05
SOUNDVEST CAPITAL MANAGEMENT LTD. OWNER indirect 2003-03-01 2005-08-10
EATON VANCE MANAGEMENT TRUST HOLDING 100% OF EVC VOTING TRUST SHARES indirect 1981-02-01 2005-08-22
BOSTON MANAGEMENT AND RESEARCH TRUST HOLDING 100% OF EVC VOTING TRUST SHARES indirect 1992-08-01 2005-08-22
VAN GLOBAL HEDGE FUND ADVISORS, INC. TRUSTEE indirect 1999-01-01 2005-08-30
VAN GLOBAL HEDGE FUND ADVISORS, INC. INDIVIDUAL TRUSTEE indirect 1999-01-01 2005-08-30
VAN SELECT ADVISORS, INC. TRUSTEE indirect 1999-01-01 2005-08-30
VAN HEDGE FUND ADVISORS INC INDIVIDUAL TRUSTEE indirect 1999-01-01 2005-08-31
VAN HEDGE FUND ADVISORS INC TRUSTEE indirect 1999-01-01 2005-08-31
FOYSTON, GORDON & PAYNE INC. SHAREHOLDER indirect 2000-06-01 2005-09-21
GAM INTERNATIONAL MANAGEMENT LTD SHAREHOLDER OF GAM HOLDING AG indirect 2002-07-01 2005-09-22
GAM INTERNATIONAL MANAGEMENT LTD SHAREHOLDER OF SBC WEALTH MANAGEMENT AG indirect 2003-08-01 2005-09-22
BELL ASSET MANAGEMENT LTD SHAREHOLDER direct 2001-09-01 2005-09-26
GLOBAL ASSET MANAGEMENT USA INC SHAREHOLDER OF GAM HOLDING AG indirect 2002-07-01 2005-11-21
GAM USA INC. SHAREHOLDER OF SBC WEALTH MANAGEMENT AG indirect 2003-08-01 2005-11-21
BLUECREST CAPITAL MANAGEMENT LIMITED SHAREHOLDER indirect 1994-10-01 2005-12-02
URWICK CAPITAL MANAGEMENT LLP PARTNER direct 2003-09-01 2005-12-12
MUTUAL FUND PUBLIC CO LTD DIRECTOR direct 1997-03-01 2006-03-31
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED EXECUTIVE VICE PRESIDENT& CHIEF COMPLIANCE OFFICER direct 2005-04-01 2006-03-31
MUTUAL FUND PUBLIC CO LTD DIRECTOR direct 1994-08-01 2006-03-31
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED EXECUTIVE VICE PRESIDENT direct 2005-04-01 2006-06-28
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR AND EXECUTIVE DIRECTOR direct 2005-06-01 2006-06-28
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR AND EXECUTIVE DIRECTOR direct 2006-02-01 2006-06-28
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR AND CHAIRMAN OF THE EXECUTIVE COMMITTEE direct 2006-02-01 2006-06-28
DISCOVERY MANAGEMENT, LTD. SHAREHOLDER indirect 1996-02-01 2007-03-30
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR direct 2003-04-01 2007-04-03
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR AND MEMBER OF THE AUDIT COMMITTEE direct 2005-04-01 2007-04-03
GLOBAL SECURITIES ADVISORS, LLC SHAREHOLDER indirect 2002-10-01 2007-04-30
GLOBAL SECURITIES ADVISORS, LLC SHAREHOLDER indirect 2002-10-01 2007-04-30
BARING ASSET MANAGEMENT INC SHAREHOLDER 2: SHAREHOLDER OF SHAREHOLDER 1 direct 2006-01-01 2007-05-08
GABELLI ADVISERS, INC. SHAREHOLDER OF CLASS B STOCK direct 1998-03-01 2008-01-25
MACQUARIE FUND ADVISER, LLC OWNER indirect 2007-11-01 2008-02-27
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR direct 2007-05-01 2008-03-28
WESTERN ASSET MANAGEMENT CO LTD SOLE SHAREHOLDER indirect 2005-03-01 2008-06-27
WESTERN ASSET MANAGEMENT CO LTD SOLE SHAREHOLDER indirect 2005-03-01 2008-06-27
WESTERN ASSET MANAGEMENT COMPANY PTE LTD SHAREHOLDER indirect 2005-12-01 2008-06-27
GLOBALIS INVESTMENTS, LLC OWNER indirect 1994-08-01 2008-09-04
GLOBALIS INVESTMENTS, LLC OWNER indirect 2007-11-01 2008-09-04
GLOBALIS INVESTMENTS, LLC OWNER indirect 2007-11-01 2008-09-04
GLOBALIS INVESTMENTS, LLC OWNER indirect 2007-11-01 2008-09-04
ANCHORAGE ADVISORS, L.L.C. LIMITED PARTNER indirect 1999-06-01 2008-09-05
MACQUARIE FUND ADVISER, LLC OWNER indirect 2007-11-01 2008-10-02
MACQUARIE CAPITAL INVESTMENT MANAGEMENT LLC OWNER indirect 2007-11-01 2008-10-02
MACQUARIE INFRASTRUCTURE FUND ADVISER, LLC OWNER indirect 1994-08-01 2008-10-02
MACQUARIE FUND ADVISER, LLC OWNER indirect 2007-11-01 2008-10-02
BLUECREST CAPITAL LLP GENERAL PARTNER indirect 2008-11-01 2008-12-12
TETON ADVISORS, INC. SHAREHOLDER direct 1998-03-01 2009-02-20
GAM USA INC. SHAREHOLDER OF GAM HOLDING AG indirect 2005-12-01 2009-03-23
MUTUAL FUND PUBLIC CO LTD DIRECTOR direct 1995-03-01 2009-03-24
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED EXECUTIVE VICE PRESIDENT direct 2004-10-01 2009-03-24
MUTUAL FUND PUBLIC CO LTD SENIOR EXECUTIVE VICE PRESIDENT direct 1991-01-01 2009-03-24
AUGUSTUS ASSET MANAGERS LIMITED SHAREHOLDER OF GAM HOLDING AG indirect 2005-12-01 2009-09-21
GAM INTERNATIONAL MANAGEMENT LTD SHAREHOLDER OF GAM HOLDING AG indirect 2005-12-01 2009-10-20
KARARA CAPITAL LIMITED SHAREHOLDER indirect 2007-04-01 2010-03-18
COMPASS GROUP LLC SHAREHOLDER indirect 1995-09-01 2010-03-30
COMPASS GROUP LLC SHAREHOLDER indirect 1995-09-01 2010-03-30
COMPASS GROUP LLC SHAREHOLDER indirect 1995-10-01 2010-03-30
BISCAYNEAMERICAS ADIVSERS L.L.C. CAPITAL MEMBER OF HENCORP, L.C. indirect 1999-06-01 2010-03-31
PRESIMA INC. SHAREHOLDER direct 2005-11-01 2010-05-18
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR direct 2008-07-01 2010-06-17
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED PRESIDENT direct 2002-12-01 2010-06-17
WESTERN ASSET MANAGEMENT COMPANY DTVM LIMITADA JOINT SHAREHOLDER direct 2009-03-01 2010-06-30
WESTERN ASSET MANAGEMENT COMPANY PTE LTD JOINT SHAREHOLDER indirect 2005-03-01 2010-06-30
WESTERN ASSET MANAGEMENT COMPANY PTE LTD JOINT SHAREHOLDER indirect 2005-12-01 2010-06-30
WESTERN ASSET MANAGEMENT COMPANY DTVM LIMITADA JOINT SHAREHOLDER indirect 2005-12-01 2010-06-30
WESTERN ASSET MANAGEMENT COMPANY DTVM LIMITADA JOINT SHAREHOLDER direct 2005-12-01 2010-06-30
WESTERN ASSET MANAGEMENT COMPANY DISTRIBUIDORA DE TÍTULOS E VALO SHAREHOLDER direct 2009-03-01 2010-07-21
WESTERN ASSET MANAGEMENT COMPANY DISTRIBUIDORA DE TÍTULOS E VALO SHAREHOLDER indirect 2009-03-01 2010-07-21
BLUECREST CAPITAL LLP SHAREHOLDER indirect 1994-10-01 2010-08-02
PROMARK INVESTMENT ADVISORS, INC. SHAREHOLDER indirect 2009-07-01 2010-09-03
ACCESS GLOBAL FUNDS OWNER OF MEMBERSHIP INTERESTS direct 2010-07-01 2010-09-17
AIM FUNDS MANAGEMENT INC. OWNER OF ALL SHARES OF THE REGISTRANT direct 2000-08-01 2010-10-14
PERFORMANCE EQUITY MANAGEMENT, LLC SHAREHOLDER indirect 2009-07-01 2010-11-19
MACQUARIE CAPITAL INVESTMENT MANAGEMENT LLC OWNER indirect 2008-11-01 2010-11-22
MACQUARIE CAPITAL INVESTMENT MANAGEMENT LLC OWNER indirect 2008-11-01 2010-11-22
MACQUARIE CAPITAL INVESTMENT MANAGEMENT LLC OWNER indirect 2008-11-01 2010-11-22
MACQUARIE CAPITAL INVESTMENT MANAGEMENT LLC OWNER indirect 2008-11-01 2010-11-22
SBI FUNDS MANAGEMENT PRIVATE LIMITED INDIRECT OWNER indirect 1989-01-01 2011-01-19
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED SENIOR EXECUTIVE VICE PRESIDENT direct 2003-09-01 2011-03-31
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR direct 2004-04-01 2011-03-31
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED SENIOR EXECUTIVE VICE PRESIDENT direct 2004-10-01 2011-03-31
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR AND MEMBER OF THE AUDIT COMMITTEE direct 2007-04-01 2011-03-31
BLUECREST CAPITAL LLP TRUSTEE indirect 2008-11-01 2011-06-13
25 CAPITAL PARTNERS, LLC SHAREHOLDER indirect 2007-11-01 2011-08-09
25 CAPITAL PARTNERS, LLC SHAREHOLDER indirect 2007-11-01 2011-08-09
25 CAPITAL PARTNERS, LLC SHAREHOLDER indirect 2007-11-01 2011-08-09
25 CAPITAL PARTNERS, LLC MEMBER direct 2011-06-01 2011-08-09
MIRAE ASSET GLOBAL INVESTMENTS (USA) LLC SHAREHOLDER indirect 2006-12-01 2011-09-12
BISCAYNEAMERICAS ADIVSERS L.L.C. PREFERRED CAPITAL MEMBER OF APPLICANT direct 2000-11-01 2011-11-23
ABERDEEN ASSET MANAGERS LIMITED SHAREHOLDER direct 2005-12-01 2012-03-28
ABERDEEN ASSET MANAGERS LIMITED 100% OWNER indirect 1988-04-01 2012-03-29
BLUECREST CAPITAL LLP SHAREHOLDER indirect 2008-11-01 2012-03-30
BLUECREST CAPITAL MANAGEMENT LLP GENERAL PARTNER indirect 2008-11-01 2012-03-30
BLUECREST CAPITAL LLP MEMBER direct 2008-12-01 2012-03-30
BLUECREST CAPITAL MANAGEMENT LLP SHAREHOLDER direct 2010-01-01 2012-03-30
BISCAYNEAMERICAS ADVISERS L.L.C. CAPITAL MEMBER OF HENCORP, L.C. indirect 1999-06-01 2012-03-30
RELIGARE GLOBAL ASSET MANAGEMENT, INC. SHAREHOLDER direct 2010-12-01 2012-03-30
RELIGARE GLOBAL ASSET MANAGEMENT, INC. SHAREHOLDER indirect 2010-12-01 2012-03-30
LANDMARK PARTNERS LLC SHAREHOLDER indirect 2010-12-01 2012-03-30
BLUECREST CAPITAL MANAGEMENT LLP SHAREHOLDER indirect 2011-03-01 2012-03-30
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR direct 2009-04-01 2012-04-03
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR direct 2010-10-01 2012-04-03
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR direct 2006-02-01 2012-04-03
TETON ADVISORS, INC. SHAREHOLDER OF CLASS A COMMON STOCK direct 1998-03-01 2012-05-21
BISCAYNEAMERICAS ADIVSERS L.L.C. CAPITAL MEMBER OF APPLICANT direct 1999-06-01 2012-06-15
LANDMARK EQUITY ADVISORS LLC SHAREHOLDER indirect 2010-12-01 2012-08-08
LANDMARK REALTY ADVISORS LLC SHAREHOLDER indirect 2010-12-01 2012-08-13
NORTHGATE CAPITAL, L.P. SHAREHOLDER indirect 2010-12-01 2013-01-30
NORTHGATE CAPITAL, LLC SHAREHOLDER indirect 2010-12-01 2013-01-31
NIAM AB PARENT COMPANY direct 1998-06-01 2013-04-01
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR direct 2011-09-01 2013-04-01
NORTHGATE CAPITAL, LLC SHAREHOLDER indirect 2011-10-01 2013-04-03
NORTHGATE CAPITAL, LLC SHAREHOLDER indirect 2012-05-01 2013-04-03
INTERNATIONAL ASSET MANAGEMENT LIMITED LLC SHAREHOLDER indirect 2008-07-01 2013-06-14
INTERNATIONAL ASSET MANAGEMENT LIMITED LLC SHAREHOLDER indirect 2008-07-01 2013-06-14
INTERNATIONAL ASSET MANAGEMENT LIMITED LLC SHAREHOLDER indirect 2008-07-01 2013-06-14
ARTIO GLOBAL MANAGEMENT LLC SHAREHOLDER direct 2013-05-01 2013-06-18
NORTHGATE CAPITAL, L.P. SHAREHOLDER indirect 2011-10-01 2014-01-22
JOHN HANCOCK ADVISERS, LLC SHAREHOLDER indirect 2009-12-01 2014-01-27
BLUECREST CAPITAL MANAGEMENT LLP MEMBER direct 2009-12-01 2014-03-31
HORIZONS ETFS MANAGEMENT (LATAM) LLC SHAREHOLDER indirect 2012-08-01 2014-05-30
DECLARATION MANAGEMENT & RESEARCH LLC MEMBER indirect 2009-12-01 2014-06-19
GAM USA INC. SHAREHOLDER OF GAM USA INC. indirect 2003-01-01 2014-08-04
CENTERBRIDGE PARTNERS, L.P. GENERAL PARTNER indirect 2012-10-01 2014-10-22
CENTERBRIDGE PARTNERS, L.P. GENERAL PARTNER indirect 2014-06-01 2014-10-22
IPM INFORMED PORTFOLIO MANAGEMENT AB SHAREHOLDER indirect 1992-12-01 2014-11-10
MIRAE ASSET GLOBAL INVESTMENTS (USA) LLC SHAREHOLDER indirect 2011-03-01 2015-01-05
HORIZONS ETFS MANAGEMENT (USA) LLC SHAREHOLDER indirect 2011-03-01 2015-01-05
SYSTEMATICA INVESTMENTS LIMITED SHAREHOLDER indirect 2014-10-01 2015-01-30
GAM INTERNATIONAL MANAGEMENT LTD SHAREHOLDER OF GAM (UK) LIMITED indirect 2002-07-01 2015-02-24
SKYBRIDGE CAPITAL II, LLC MEMBER direct 2008-07-01 2015-03-02
FLAHERTY & CRUMRINE INCORPORATED SHAREHOLDER direct 1997-01-01 2015-03-25
FLAHERTY & CRUMRINE INCORPORATED SHAREHOLDER direct 1997-03-01 2015-03-25
FLAHERTY & CRUMRINE INCORPORATED SHAREHOLDER direct 1997-04-01 2015-03-25
FLAHERTY & CRUMRINE INCORPORATED SHAREHOLDER direct 2011-01-01 2015-03-25
FLAHERTY & CRUMRINE INCORPORATED SHAREHOLDER direct 2006-05-01 2015-03-25
GAM INTERNATIONAL MANAGEMENT LTD SHAREHOLDER OF GAM (U.K.) LIMITED indirect 2002-07-01 2015-03-31
M.D. SASS-MACQUARIE FINANCIAL STRATEGIES MANAGEMENT COMPANY, LLC OWNER indirect 1994-08-01 2015-03-31
SYZ SWISS ADVISORS S.A. SHAREHOLDER direct 2012-02-01 2015-10-14
LETKO BROSSEAU INVESTMENT MANAGEMENT INC COMMON SHARES indirect 2010-03-01 2015-12-18
SANOOR CAPITAL MANAGEMENT LP OWNER direct 2016-03-01 2016-03-23
HORIZONS ETFS MANAGEMENT (USA) LLC SHAREHOLDER indirect 2008-04-01 2016-03-28
HORIZONS ETFS MANAGEMENT (USA) LLC SHAREHOLDER indirect 2011-03-01 2016-03-28
HORIZONS ETFS MANAGEMENT (USA) LLC SHAREHOLDER indirect 2011-03-01 2016-03-28
NORTHGATE CAPITAL, L.P. SHAREHOLDER indirect 2011-10-01 2016-03-28
NORTHGATE CAPITAL, L.P. SHAREHOLDER indirect 2012-05-01 2016-03-28
GENESIS INVESTMENT ADVISORS, LLC MEMBER direct 2005-03-01 2016-03-28
SOUNDVEST CAPITAL MANAGEMENT LTD. OWNER direct 2003-03-01 2016-03-29
SKYBRIDGE CAPITAL II, LLC SHAREHOLDER indirect 2013-05-01 2016-03-30
IPM INFORMED PORTFOLIO MANAGEMENT AB SHAREHOLDER indirect 1992-12-01 2016-03-30
J.C. FLOWERS & CO. LLC SOLE MEMBER direct 2014-09-01 2016-05-16
SBI FUNDS MANAGEMENT PRIVATE LIMITED INDIRECT OWNER indirect 1989-01-01 2016-06-29
WESTERN ASSET MANAGEMENT COMPANY LIMITED SOLE SHAREHOLDER indirect 2005-03-01 2016-06-30
LANDMARK PARTNERS LLC SHAREHOLDER indirect 2011-10-01 2016-07-15
LANDMARK PARTNERS LLC SHAREHOLDER indirect 2012-05-01 2016-07-15
LANDMARK EQUITY ADVISORS LLC SHAREHOLDER indirect 2012-05-01 2016-08-10
LANDMARK REALTY ADVISORS LLC SHAREHOLDER indirect 2012-05-01 2016-08-10
MIRAE ASSET GLOBAL INVESTMENTS (USA) LLC SHAREHOLDER indirect 2008-04-01 2016-08-22
ALCATEL-LUCENT INVESTMENT MANAGEMENT CORPORATION OWNS ALL ALCATEL-LUCENT HOLDINGS INC STOCK indirect 2006-11-01 2016-11-28
CHARLEMAGNE CAPITAL (UK) LIMITED OWNER indirect 2016-12-01 2016-12-21
CHARLEMAGNE CAPITAL (IOM) LIMITED OWNER indirect 2016-12-01 2016-12-21
WESTERN ASSET MANAGEMENT CO LTD SOLE SHAREHOLDER OF APPLICANT direct 2005-03-01 2017-03-07
TANG, NING SHAREHOLDER GREEN OKRA LIMITED 08/01/2015 Indirect 75% or more
Fund Name Position direct/indirect start date end date
SCIENCAST MANAGEMENT LP SHAREHOLDER indirect 2015-08-01
LI, QING MEMBER SCIENCAST MANAGEMENT HOLDINGS LLC 03/01/2014 Indirect 75% or more
Fund Name Position direct/indirect start date end date
SCIENCAST MANAGEMENT LP CHIEF EXECUTIVE OFFICER direct 2014-03-01
SCIENCAST MANAGEMENT LP MEMBER indirect 2014-03-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
SCIENCAST MASTER FUND L.P. Cayman Islands 805-2739965608 Hedge Fund 200,000,000 1,000,000 Master Fund
SCIENCAST MASTER FUND II LP Cayman Islands 805-6041542688 Hedge Fund 250,000,000 1,000,000 Master Fund

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