SEMMAX FINANCIAL ADVISORS INC.

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Semmax Financial Advisors is based out of Winston Salem. Semmax Financial Advisors is a large advisory firm with 817 clients and discretionary assets under management (AUM) of $152,444,162 (Form ADV from 2019-12-09). Their last reported 13F filing for Q4 2019 included $181,490,000 in managed 13F securities and a top 10 holdings concentration of 35.7%. Semmax Financial Advisors's largest holding is Vanguard FTSE Developed Markets ETF with shares held of 209,671. Whalewisdom has at least 5 13F filings

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12/31/2019

13F Sector Allocation Over Time

12/31/2019

13F Activity

  • Market Value $181.49 Million
  • Prior Market Value $166.953 Million
  • New Purchases32 stocks
  • Additional Purchases66 stocks
  • Sold out of24 stocks
  • Reduced holdings in71 stocks
  • Top 10 Holdings % 35.70 %
  • Turnover % [1]:18.36%
  • Turnover Alt % [2]: 14.01 %
  • Time Held Top20:2.45 quarters
  • Time Held Top10:2.80 quarters
  • Time Held All:3.49 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2020-02-14

Performance for Q4 2019: 2.93%
Performance Last 4 Quarters: 11.07%
Performance Metrics
Stats are not available for the latest quarter

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*Shares are split adjusted

View Last Form Adv Compilation Report on Record

SEMMAX FINANCIAL ADVISORS, INC.
1447 TRADEMART BLVD
WINSTON-SALEM NC    27127
Country: United States

Business Phone: 336-856-0080
Fax: 336-856-0071
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Corporation
Organized in: NC
Number of employees: 17
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges,Fixed fees
Amount of client funds and securities: 23,198,600
Total Number of Clients: 817
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures: 11.H (2)
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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SEMMAX FINANCIAL ADVISORS, INC.

ownership team - last updated 2019-12-09
Name Title Start Date Direct/Indirect % Ownership
TYNER, JOHN, ELLIS PRESIDENT 08/01/2007 Direct 75% or more
Fund Name Position direct/indirect start date end date
SEMMAX FINANCIAL ADVISORS, INC. PRESIDENT direct 2007-08-01
MATTINSON, ERIC, DAVID CHIEF COMPLIANCE OFFICER 05/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
SEMMAX FINANCIAL ADVISORS, INC. CHIEF COMPLIANCE OFFICER direct 2016-05-01

SEMMAX FINANCIAL ADVISORS, INC.

ownership team - last updated 2019-05-31
Name Title Start Date Direct/Indirect % Ownership
TYNER, JOHN, ELLIS PRESIDENT 08/01/2007 Direct 75% or more
Fund Name Position direct/indirect start date end date
SEMMAX FINANCIAL ADVISORS, INC. PRESIDENT direct 2007-08-01
MATTINSON, ERIC, DAVID CHIEF COMPLIANCE OFFICER 05/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
SEMMAX FINANCIAL ADVISORS, INC. CHIEF COMPLIANCE OFFICER direct 2016-05-01

SEMMAX FINANCIAL ADVISORS, INC.

ownership team - last updated 2019-03-26
Name Title Start Date Direct/Indirect % Ownership
TYNER, JOHN, ELLIS PRESIDENT 08/01/2007 Direct 75% or more
Fund Name Position direct/indirect start date end date
SEMMAX FINANCIAL ADVISORS, INC. PRESIDENT direct 2007-08-01
MATTINSON, ERIC, DAVID CHIEF COMPLIANCE OFFICER 05/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
SEMMAX FINANCIAL ADVISORS, INC. CHIEF COMPLIANCE OFFICER direct 2016-05-01

SEMMAX FINANCIAL ADVISORS, INC.

ownership team - last updated 2017-10-31
Name Title Start Date Direct/Indirect % Ownership
TYNER, JOHN, ELLIS PRESIDENT 08/01/2007 Direct 75% or more
Fund Name Position direct/indirect start date end date
SEMMAX FINANCIAL ADVISORS, INC. PRESIDENT direct 2007-08-01
MATTINSON, ERIC, DAVID CHIEF COMPLIANCE OFFICER 05/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
SEMMAX FINANCIAL ADVISORS, INC. CHIEF COMPLIANCE OFFICER direct 2016-05-01

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