SMART PORTFOLIOS, LLC

HTTP://WWW.SMARTPORTFOLIOS.COM SEATTLE, WA Investment Advisor How do I update this listing?

Smart Portfolios is based out of Seattle. Smart Portfolios is a large advisory firm with 110 clients and discretionary assets under management (AUM) of $183,985,067 (Form ADV from 2019-10-28). Their last reported 13F filing for Q3 2019 included $112,833,000 in managed 13F securities and a top 10 holdings concentration of 72.72%. Smart Portfolios's largest holding is First Trust Enhanced Short Maturity ETF with shares held of 253,650. Whalewisdom has at least 38 13F filings

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09/30/2019

13F Sector Allocation Over Time

09/30/2019

13F Activity

  • Market Value $112.833 Million
  • Prior Market Value $110.133 Million
  • New Purchases9 stocks
  • Additional Purchases9 stocks
  • Sold out of3 stocks
  • Reduced holdings in16 stocks
  • Top 10 Holdings % 72.72 %
  • Turnover % [1]:24.00%
  • Turnover Alt % [2]: 23.62 %
  • Time Held Top20:5.55 quarters
  • Time Held Top10:3.50 quarters
  • Time Held All:6.60 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-08-14

Performance for Q2 2019: 0.02%
Performance Last 4 Quarters: -1.23%
Performance Metrics
Stats are not available for the latest quarter

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13F Filings Available:
  • 2019-09-30 - 13F-HR (Subscription required)
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)
  • 2016-09-30 - 13F-HR (Subscription required)
  • 2016-06-30 - 13F-HR (Subscription required)
  • 2016-03-31 - 13F-HR (Subscription required)
  • 2015-12-31 - 13F-HR/A (Subscription required)
  • 2015-12-31 - 13F-HR (Subscription required)
  • 2015-09-30 - 13F-HR (Subscription required)
  • 2015-06-30 - 13F-HR (Subscription required)
  • 2015-03-31 - 13F-HR (Subscription required)
  • 2014-12-31 - 13F-HR (Subscription required)
  • 2014-09-30 - 13F-HR (Subscription required)
  • 2014-06-30 - 13F-HR (Subscription required)
  • 2014-03-31 - 13F-HR (Subscription required)
  • 2013-12-31 - 13F-HR (Subscription required)
  • 2013-09-30 - 13F-HR (Subscription required)
  • 2013-06-30 - 13F-HR (Subscription required)
  • 2013-03-31 - 13F-HR (Subscription required)
  • 2012-12-31 - 13F-HR (Subscription required)
  • 2012-09-30 - 13F-HR/A (Subscription required)
  • 2012-09-30 - 13F-HR (Subscription required)
  • 2012-06-30 - 13F-HR (Subscription required)
  • 2012-03-31 - 13F-HR (Subscription required)
  • 2011-12-31 - 13F-HR (Subscription required)
  • 2011-09-30 - 13F-HR (Subscription required)
  • 2011-06-30 - 13F-HR (Subscription required)
  • 2011-03-31 - 13F-HR (Subscription required)
  • 2010-12-31 - 13F-HR (Subscription required)
This lets you look at individual sub managers or subsidiaries within the 13F filing.

13F Managers

Subsidiaries/Managers included in latest 13F
Name
STRATEGIC WEALTH MANAGEMENT INC

View Last Form Adv Compilation Report on Record

SMART PORTFOLIOS, LLC
17865 BALLINGER WAY NE
LAKE FOREST PARK WA    98155
Country: United States

Business Phone: 206-686-3636
Fax: 206-686-3637
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: WA
Number of employees: 9
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management
Amount of client funds and securities:
Total Number of Clients: 110
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

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SMART PORTFOLIOS, LLC

ownership team - last updated 2019-03-30
Name Title Start Date Direct/Indirect % Ownership
SHIELD HOLDINGS, LLC MEMBER 03/01/2005 Direct 75% or more
Fund Name Position direct/indirect start date end date
SMART PORTFOLIOS, LLC OWNER direct 2005-03-01
SMART PORTFOLIOS, LLC MEMBER direct 2005-03-01
JAMES, BRYCE, ARNEVICK PRESIDENT, CIO, AND CCO 03/01/2005 Direct less than 5%
Fund Name Position direct/indirect start date end date
SMART PORTFOLIOS, LLC MANAGING MEMBER indirect 2005-01-01
SMART PORTFOLIOS, LLC MANAGER direct 2005-03-01
SMART PORTFOLIOS, LLC PRESIDENT, CHIEF COMPLIANCE OFFICER direct 2005-03-01
SMART PORTFOLIOS, LLC MANAGER, CHIEF COMPLIANCE OFFICER direct 2005-03-01
SMART PORTFOLIOS, LLC PRESIDENT, CIO, AND CCO direct 2005-03-01
JAMES, BRYCE, ARNEVICK MANAGING MEMBER SHIELD HOLDINGS, LLC 01/01/2005 Indirect 75% or more
Fund Name Position direct/indirect start date end date
SMART PORTFOLIOS, LLC MANAGING MEMBER indirect 2005-01-01
SMART PORTFOLIOS, LLC MANAGER direct 2005-03-01
SMART PORTFOLIOS, LLC PRESIDENT, CHIEF COMPLIANCE OFFICER direct 2005-03-01
SMART PORTFOLIOS, LLC MANAGER, CHIEF COMPLIANCE OFFICER direct 2005-03-01
SMART PORTFOLIOS, LLC PRESIDENT, CIO, AND CCO direct 2005-03-01

SMART PORTFOLIOS, LLC

ownership team - last updated 2018-04-02
Name Title Start Date Direct/Indirect % Ownership
JAMES, BRYCE, ARNEVICK PRESIDENT, CIO, AND CCO 03/01/2005 Direct less than 5%
Fund Name Position direct/indirect start date end date
SMART PORTFOLIOS, LLC MANAGING MEMBER indirect 2005-01-01
SMART PORTFOLIOS, LLC MANAGER direct 2005-03-01
SMART PORTFOLIOS, LLC PRESIDENT, CHIEF COMPLIANCE OFFICER direct 2005-03-01
SMART PORTFOLIOS, LLC MANAGER, CHIEF COMPLIANCE OFFICER direct 2005-03-01
SMART PORTFOLIOS, LLC PRESIDENT, CIO, AND CCO direct 2005-03-01
SHIELD HOLDINGS, LLC MEMBER 03/01/2005 Direct 75% or more
Fund Name Position direct/indirect start date end date
SMART PORTFOLIOS, LLC OWNER direct 2005-03-01
SMART PORTFOLIOS, LLC MEMBER direct 2005-03-01
JAMES, BRYCE, ARNEVICK MANAGING MEMBER SHIELD HOLDINGS, LLC 01/01/2005 Indirect 75% or more
Fund Name Position direct/indirect start date end date
SMART PORTFOLIOS, LLC MANAGING MEMBER indirect 2005-01-01
SMART PORTFOLIOS, LLC MANAGER direct 2005-03-01
SMART PORTFOLIOS, LLC PRESIDENT, CHIEF COMPLIANCE OFFICER direct 2005-03-01
SMART PORTFOLIOS, LLC MANAGER, CHIEF COMPLIANCE OFFICER direct 2005-03-01
SMART PORTFOLIOS, LLC PRESIDENT, CIO, AND CCO direct 2005-03-01

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