SMITH CAPITAL MANAGEMENT INC

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Also known as:

  • SMITH CAPITAL MANAGEMENT INC /AR/ /ADV
  • SMITH HINES INC /ADV
  • SMITH INVESTMENT MANAGEMENT INC //ADV

Smith Capital Management is based out of Little Rock. Smith Capital Management is a large advisory firm with 382 clients and discretionary assets under management (AUM) of $459,416,743 (Form ADV from 2019-06-06). Their last reported 13F filing for Q2 2019 included $136,470,000 in managed 13F securities and a top 10 holdings concentration of 59.04%. Smith Capital Management's largest holding is Vanguard Total Stock Market ETF with shares held of 116,881. Whalewisdom has at least 3 13F filings

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06/30/2019

13F Sector Allocation Over Time

06/30/2019

13F Activity

  • Market Value $136.47 Million
  • Prior Market Value $127.79 Million
  • New Purchases7 stocks
  • Additional Purchases24 stocks
  • Sold out of1 stock
  • Reduced holdings in28 stocks
  • Top 10 Holdings % 59.04 %
  • Turnover % [1]:9.64%
  • Turnover Alt % [2]: 4.97 %
  • Time Held Top20:1.65 quarters
  • Time Held Top10:1.90 quarters
  • Time Held All:1.77 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-08-14

Performance for Q2 2019: 0.26%
Performance Last 4 Quarters: 0.0%
Performance Metrics
Stats are not available for the latest quarter

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13F Filings Available:
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

SMITH CAPITAL MANAGEMENT INC
Classified as Hedge Fund
100 RIVER BLUFF DRIVE, SUITE 410 SUITE 410
LITTLE ROCK AR    72202
Country: United States

Business Phone: 501-228-0040
Fax: 501-228-0047
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Corporation
Organized in: AR
Number of employees: 7
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges,Fixed fees,Performance-based fees
Amount of client funds and securities: 463,469,000
Total Number of Clients: 382
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Form 4 - Recent Insider Transactions

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SMITH CAPITAL MANAGEMENT INC

ownership team - last updated 2019-06-06
Name Title Start Date Direct/Indirect % Ownership
CHAFFIN, STEPHEN, WARD PRESIDENT 07/01/2000 Direct 75% or more
Fund Name Position direct/indirect start date end date
SMITH CAPITAL MANAGEMENT INC PRESIDENT direct 2000-07-01
MOBLEY, LINDA, CAROL CHIEF COMPLIANCE OFFICER 01/01/2004 Direct less than 5%
Fund Name Position direct/indirect start date end date
SMITH CAPITAL MANAGEMENT INC CHIEF COMPLIANCE OFFICER direct 2004-01-01
WASCHKA CAPITAL INVESTMENT INC DIRECTOR OF OPERATIONS AND COMPLIANCE direct 1993-03-01 2002-08-29
SMITH CAPITAL MANAGEMENT INC COMPLIANCE OFFICER direct 2004-01-01 2005-02-23
CRAFTON, HAROLD INVESTOR 03/01/2015 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
SMITH CAPITAL MANAGEMENT INC INVESTOR direct 2015-03-01
WHITE, JAY, KELLY PRINCIPAL AND CHIEF INVESTMENT OFFICER 01/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
SMITH CAPITAL MANAGEMENT INC PRINCIPAL AND CHIEF INVESTMENT OFFICER direct 2019-01-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
FIXED OPPORTUNITY PARTNERS I, LLC United States 805-7846160952 Other Private Fund FIXED INCOME SECURITIES 55,676,738 200,000

SMITH CAPITAL MANAGEMENT INC

ownership team - last updated 2019-03-29
Name Title Start Date Direct/Indirect % Ownership
CHAFFIN, STEPHEN, WARD PRESIDENT 07/01/2000 Direct 75% or more
Fund Name Position direct/indirect start date end date
SMITH CAPITAL MANAGEMENT INC PRESIDENT direct 2000-07-01
MOBLEY, LINDA, CAROL CHIEF COMPLIANCE OFFICER 01/01/2004 Direct less than 5%
Fund Name Position direct/indirect start date end date
SMITH CAPITAL MANAGEMENT INC CHIEF COMPLIANCE OFFICER direct 2004-01-01
WASCHKA CAPITAL INVESTMENT INC DIRECTOR OF OPERATIONS AND COMPLIANCE direct 1993-03-01 2002-08-29
SMITH CAPITAL MANAGEMENT INC COMPLIANCE OFFICER direct 2004-01-01 2005-02-23
CRAFTON, HAROLD INVESTOR 03/01/2015 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
SMITH CAPITAL MANAGEMENT INC INVESTOR direct 2015-03-01
WHITE, JAY, KELLY PRINCIPAL AND CHIEF INVESTMENT OFFICER 01/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
SMITH CAPITAL MANAGEMENT INC PRINCIPAL AND CHIEF INVESTMENT OFFICER direct 2019-01-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
FIXED OPPORTUNITY PARTNERS I, LLC United States 805-7846160952 Other Private Fund FIXED INCOME SECURITIES 55,676,738 200,000

SMITH CAPITAL MANAGEMENT INC

ownership team - last updated 2018-05-04
Name Title Start Date Direct/Indirect % Ownership
CHAFFIN, STEPHEN, WARD PRESIDENT 07/01/2000 Direct 75% or more
Fund Name Position direct/indirect start date end date
SMITH CAPITAL MANAGEMENT INC PRESIDENT direct 2000-07-01
MOBLEY, LINDA, CAROL CHIEF COMPLIANCE OFFICER 01/01/2004 Direct less than 5%
Fund Name Position direct/indirect start date end date
SMITH CAPITAL MANAGEMENT INC CHIEF COMPLIANCE OFFICER direct 2004-01-01
WASCHKA CAPITAL INVESTMENT INC DIRECTOR OF OPERATIONS AND COMPLIANCE direct 1993-03-01 2002-08-29
SMITH CAPITAL MANAGEMENT INC COMPLIANCE OFFICER direct 2004-01-01 2005-02-23
CRAFTON, HAROLD INVESTOR 03/01/2015 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
SMITH CAPITAL MANAGEMENT INC INVESTOR direct 2015-03-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
FIXED OPPORTUNITY PARTNERS I, LLC United States 805-7846160952 Other Private Fund FIXED INCOME SECURITIES 57,277,977 208,000

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