SOUTHEASTERN ASSET MANAGEMENT INC

HTTP://SOUTHEASTERNASSET.COM MEMPHIS, TN Investment Advisor How do I update this listing?

Also known as:

  • PROFESSIONAL PORTFOLIO MANAGEMENT INC

Southeastern Asset Management is based out of Memphis. Southeastern Asset Management is a large advisory firm with More than 100 clients and discretionary assets under management (AUM) of $19,468,945,420 (Form ADV from 2017-07-10). Their last reported 13F filing for Q3 2017 included $8,316,550,000 in managed 13F securities and a top 10 holdings concentration of 79.12%. Southeastern Asset Management's largest holding is Level 3 Communications, Inc. with shares held of 27,783,714. Southeastern Asset Management has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 70 13F filings, 105 13D filings, and 390 13G filings

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09/30/2017

13F Activity

  • Market Value $8.317 Billion
  • Prior Market Value $9.109 Billion
  • New Purchases2 stocks
  • Additional Purchases5 stocks
  • Sold out of3 stocks
  • Reduced holdings in14 stocks
  • Top 10 Holdings % 79.12 %
  • Turnover % [1]:17.86%
  • Turnover Alt % [2]: 15.77 %
  • Time Held Top20:9.10 quarters
  • Time Held Top10:8.80 quarters
  • Time Held All:12.18 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

09/30/2017

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Last updated on 2017-11-28

Performance for Q3 2017: 5.06%
Performance Last 4 Quarters: 14.14%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
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*Shares are split adjusted
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13F Filings Available:
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)
  • 2016-09-30 - 13F-HR (Subscription required)
  • 2016-06-30 - 13F-HR (Subscription required)
  • 2016-03-31 - 13F-HR (Subscription required)
  • 2015-12-31 - 13F-HR (Subscription required)
  • 2015-09-30 - 13F-HR (Subscription required)
  • 2015-06-30 - 13F-HR (Subscription required)
  • 2015-03-31 - 13F-HR (Subscription required)
  • 2014-12-31 - 13F-HR (Subscription required)
  • 2014-09-30 - 13F-HR (Subscription required)
  • 2014-06-30 - 13F-HR (Subscription required)
  • 2014-03-31 - 13F-HR (Subscription required)
  • 2013-12-31 - 13F-HR (Subscription required)
  • 2013-09-30 - 13F-HR (Subscription required)
  • 2013-06-30 - 13F-HR (Subscription required)
  • 2013-03-31 - 13F-HR (Subscription required)
  • 2012-12-31 - 13F-HR (Subscription required)
  • 2012-09-30 - 13F-HR (Subscription required)
  • 2012-06-30 - 13F-HR (Subscription required)
  • 2012-03-31 - 13F-HR (Subscription required)
  • 2011-12-31 - 13F-HR (Subscription required)
  • 2011-09-30 - 13F-HR (Subscription required)
  • 2011-06-30 - 13F-HR (Subscription required)
  • 2011-03-31 - 13F-HR (Subscription required)
  • 2010-12-31 - 13F-HR (Subscription required)
  • 2010-09-30 - 13F-HR (Subscription required)
  • 2010-06-30 - 13F-HR (Subscription required)
  • 2010-03-31 - 13F-HR (Subscription required)
  • 2009-12-31 - 13F-HR (Subscription required)
  • 2009-09-30 - 13F-HR (Subscription required)
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  • 2008-12-31 - 13F-HR (Subscription required)
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  • 2004-12-31 - 13F-HR/A (Subscription required)
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  • 2003-03-31 - 13F-HR (Subscription required)
  • 2002-12-31 - 13F-HR/A (Subscription required)
  • 2002-12-31 - 13F-HR (Subscription required)
  • 2002-09-30 - 13F-HR (Subscription required)
  • 2002-06-30 - 13F-HR (Subscription required)
  • 2002-03-31 - 13F-HR (Subscription required)
  • 2001-12-31 - 13F-HR (Subscription required)
  • 2001-09-30 - 13F-HR (Subscription required)
  • 2001-06-30 - 13F-HR (Subscription required)
  • 2001-03-31 - 13F-HR (Subscription required)
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View Last Form Adv Compilation Report on Record

SOUTHEASTERN ASSET MANAGEMENT INC.
Classified as Hedge Fund
6410 POPLAR AVE., STE. 900
MEMPHIS TN    38119-4843
Country: United States

Business Phone: 901-761-2474
Fax: 901-818-5160
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm,Investment advisor to an investment company
Form of Organization: Corporation
Organized in: TN
Number of employees: 63
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Performance-based fees
Amount of client funds and securities: 883,134,000
Total Number of Clients: 4
Amount of client funds and securities by related persons: 28,309,400
Total Number of clients from related persons: 2
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Form 4 - Non-derivative Insider Transactions Since 09/30/2017

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SOUTHEASTERN ASSET MANAGEMENT INC. Data last updated 2017-07-10

Fund Ownership

Name Title Start Date Direct/Indirect % Ownership
SHORES, JOSHUA, DAVID DIRECTOR 08/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
SOUTHEASTERN ASSET MANAGEMENT INC. DIRECTOR direct 2016-08-01
SMITH, SALLEY & ASSOCIATES, LLC CHIEF OPERATIONS OFFICER direct 2005-01-01
SMITH, SALLEY & ASSOCIATES, LLC CHIEF COMPLIANCE OFFICER direct 2005-05-01
GLOTZBACH, RAYMOND, EUGENE PRESIDENT / SHAREHOLDER / DIRECTOR 08/01/2016 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
SOUTHEASTERN ASSET MANAGEMENT INC. DIRECT OWNER OVER 5% direct 2011-10-01
SOUTHEASTERN ASSET MANAGEMENT INC. DIRECT OWNER OVER 5% / DIRECTOR direct 2016-08-01
SOUTHEASTERN ASSET MANAGEMENT INC. PRESIDENT / SHAREHOLDER / DIRECTOR direct 2016-08-01
FRACCHIA, STEVEN, GEORGE CHIEF FINANCIAL OFFICER / CHIEF OPERATING OFFICER/ SHAREHOLDER 10/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
SOUTHEASTERN ASSET MANAGEMENT INC. CHIEF FINANCIAL OFFICER direct 2008-01-01
SOUTHEASTERN ASSET MANAGEMENT INC. CHIEF FINANCIAL OFFICER / SECRETARY / SHAREHOLDER direct 2008-01-01
SOUTHEASTERN ASSET MANAGEMENT INC. CHIEF FINANCIAL OFFICER / CHIEF OPERATING OFFICER/ SHAREHOLDER direct 2016-10-01
SOUTHEASTERN ASSET MANAGEMENT INTERNATIONAL (UK) LTD. CHIEF FINANCIAL OFFICER direct 2008-02-01
SOUTHEASTERN ASSET MANAGEMENT INTERNATIONAL (SINGAPORE) PTE. LTD CHIEF FINANCIAL OFFICER direct 2008-08-01
WITTKE, MICHAEL, JASON CHIEF COMPLIANCE OFFICER 01/01/2005 Direct less than 5%
Fund Name Position direct/indirect start date end date
SOUTHEASTERN ASSET MANAGEMENT INC. CHIEF COMPLIANCE OFFICER direct 2005-01-01
SOUTHEASTERN ASSET MANAGEMENT INTERNATIONAL (UK) LTD. CHIEF COMPLIANCE OFFICER direct 2007-09-01
MCCARROLL, ANDREW, ROWAN GENERAL COUNSEL / SHAREHOLDER / SECRETARY 01/01/2003 Direct less than 5%
Fund Name Position direct/indirect start date end date
SOUTHEASTERN ASSET MANAGEMENT INC. GENERAL COUNSEL / SHAREHOLDER direct 2003-01-01
SOUTHEASTERN ASSET MANAGEMENT INC. VICE PRESIDENT & GENERAL COUNSEL direct 2003-01-01
SOUTHEASTERN ASSET MANAGEMENT INC. VICE PRESIDENT,GENERAL COUNSEL, SECRETARY/ SHAREHOLDER direct 2003-01-01
SOUTHEASTERN ASSET MANAGEMENT INC. VICE PRESIDENT,GENERAL COUNSEL/ SHAREHOLDER direct 2003-01-01
SOUTHEASTERN ASSET MANAGEMENT INC. GENERAL COUNSEL / SHAREHOLDER / SECRETARY direct 2003-01-01
SOUTHEASTERN ASSET MANAGEMENT INTERNATIONAL (UK) LTD. GENERAL COUNSEL direct 2007-09-01
CATES, GEORGE, STALEY VICE CHAIRMAN/SHAREHOLDER/DIRECTOR 08/01/1987 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
SOUTHEASTERN ASSET MANAGEMENT INTERNATIONAL (UK) LTD. PRESIDENT/SHAREHOLDER/DIRECTOR indirect 1987-08-01
SOUTHEASTERN ASSET MANAGEMENT INC. VICE CHAIRMAN/SHAREHOLDER/DIRECTOR direct 1987-08-01
SOUTHEASTERN ASSET MANAGEMENT INTERNATIONAL (SINGAPORE) PTE. LTD PRESIDENT/SHAREHOLDER/DIRECTOR indirect 1987-08-01
ADDITIVE ADVISORY AND CAPITAL, LLC PRESIDENT/SHAREHOLDER/DIRECTOR indirect 1987-08-01 2016-05-18
SOUTHEASTERN ASSET MANAGEMENT INC. PRESIDENT/SHAREHOLDER/DIRECTOR direct 1987-08-01 2017-03-30
HAWKINS, OTIS, MASON CHAIRMAN-CEO/SHAREHOLDER/DIRECTOR 09/01/1975 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
SOUTHEASTERN ASSET MANAGEMENT INC. CHAIRMAN-CEO/SHAREHOLDER/DIRECTOR direct 1975-09-01
SOUTHEASTERN ASSET MANAGEMENT INTERNATIONAL (UK) LTD. CHAIRMAN-CEO/SHAREHOLDER/DIRECTOR indirect 1975-09-01
SOUTHEASTERN ASSET MANAGEMENT INTERNATIONAL (SINGAPORE) PTE. LTD CEO/SHAREHOLDER/DIRECTOR indirect 1975-09-01
ADDITIVE ADVISORY AND CAPITAL, LLC CHAIRMAN-CEO/SHAREHOLDER/DIRECTOR indirect 1975-09-01 2016-05-18

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
SAM ASIA PACIFIC OPPORTUNITIES FUND LP United States 805-2442013695 Hedge Fund 20,183,708 1,000,000
SOUTHEASTERN CONCENTRATED VALUE MASTER FUND LTD Cayman Islands 805-8578250495 Hedge Fund 862,950,679 5,000,000 Master Fund

WhaleScore history for SOUTHEASTERN ASSET MANAGEMENT INC

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**EXPERIMENTAL** Current UK Positions

Updated daily

Contains transactions from January 1st, 2015 on.

Holder Issuer Transaction Date Number of Voting Rights % of Voting Rights
SOUTHEASTERN ASSET MANAGEMENT INC C&C Group PLC 2016-02-08 23,016,502 7.12%
SOUTHEASTERN ASSET MANAGEMENT INC COLT GROUP 2015-08-13 29,465,240 3.29%

Position History

Holder Issuer Transaction Date Number of Voting Rights % of Voting Rights
SOUTHEASTERN ASSET MANAGEMENT INC C&C Group PLC 2015-12-03 22,425,149 6.67%
SOUTHEASTERN ASSET MANAGEMENT INC C&C Group PLC 2015-12-02 16,824,649 5.0%
SOUTHEASTERN ASSET MANAGEMENT INC C&C Group PLC 2015-09-08 13,921,250 4.1%
SOUTHEASTERN ASSET MANAGEMENT INC C&C Group PLC 2015-08-21 11,011,884 3.24%

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