SPC FINANCIAL, INC.

HTTP://SPCFINANCIAL.COM ROCKVILLE, MD Investment Advisor How do I update this listing?

SPC Financial is based out of Rockville. SPC Financial is a large advisory firm with 795 clients and discretionary assets under management (AUM) of $784,278,523 (Form ADV from 2019-12-01). Their last reported 13F filing for Q2 2020 included $480,148,000 in managed 13F securities and a top 10 holdings concentration of 44.88%. SPC Financial's largest holding is iShares Core MSCI EAFE ETF with shares held of 695,524. SPC Financial has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 41 13F filings

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06/30/2020

13F Activity

  • Market Value $480.148 Million
  • Prior Market Value $392.098 Million
  • New Purchases11 stocks
  • Additional Purchases63 stocks
  • Sold out of12 stocks
  • Reduced holdings in44 stocks
  • Top 10 Holdings % 44.88 %
  • Turnover % [1]:17.42%
  • Turnover Alt % [2]: 22.86 %
  • Time Held Top20:13.30 quarters
  • Time Held Top10:4.80 quarters
  • Time Held All:15.47 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

06/30/2020

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2020-05-15

Performance for Q1 2020: 27.93%
Performance Last 4 Quarters: -3.38%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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*Shares are split adjusted

View Last Form Adv Compilation Report on Record

SPC FINANCIAL INC
3202 TOWER OAKS BLVD SUITE 400
ROCKVILLE MD    20852-4219
Country: United States

Business Phone: 301-770-6800
Fax: 301-770-9031
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Corporation
Organized in: MD
Number of employees: 27
Other Business Activities: registered representative of a broker-dealer,insurance broker or agent,accountant or accounting firm
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges,Fixed fees,Commissions
Amount of client funds and securities: 7,014,270
Total Number of Clients: 795
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Form 4 - Recent Insider Transactions

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SPC FINANCIAL INC

ownership team - last updated 2020-06-19
Name Title Start Date Direct/Indirect % Ownership
SELLA, EDWARD, GEOFFREY CEO 07/01/1989 Direct 75% or more
Fund Name Position direct/indirect start date end date
SPC FINANCIAL INC CEO direct 1989-07-01
SPC FINANCIAL INC PRESIDENT/CEO direct 1989-07-01 2010-03-16
SPC FINANCIAL INC CHIEF COMPLIANCE OFFICER / CEO direct 1989-07-01 2010-06-10
SPC FINANCIAL INC CEO, CCO direct 1989-07-01 2015-09-14
CHATFIELD, WILLIAM, GREGORY SECRETARY 07/01/1989 Direct less than 5%
Fund Name Position direct/indirect start date end date
SPC FINANCIAL INC SECRETARY direct 1989-07-01
SPC FINANCIAL INC TREASURER/SECRETARY direct 1989-07-01 2002-03-21
MARTINIC, LEO, DANIEL TREASURER 12/01/2002 Direct less than 5%
Fund Name Position direct/indirect start date end date
SPC FINANCIAL INC TREASURER direct 2002-12-01
BALL, DANIEL, ABRAHAM GENERAL COUNSEL AND CCO 10/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
SPC FINANCIAL INC GENERAL COUNSEL AND CCO direct 2015-10-01

SPC FINANCIAL INC

ownership team - last updated 2020-03-30
Name Title Start Date Direct/Indirect % Ownership

SPC FINANCIAL INC

ownership team - last updated 2019-03-29
Name Title Start Date Direct/Indirect % Ownership
SELLA, EDWARD, GEOFFREY CEO 07/01/1989 Direct 75% or more
Fund Name Position direct/indirect start date end date
SPC FINANCIAL INC CEO direct 1989-07-01
SPC FINANCIAL INC PRESIDENT/CEO direct 1989-07-01 2010-03-16
SPC FINANCIAL INC CHIEF COMPLIANCE OFFICER / CEO direct 1989-07-01 2010-06-10
SPC FINANCIAL INC CEO, CCO direct 1989-07-01 2015-09-14
CHATFIELD, WILLIAM, GREGORY SECRETARY 07/01/1989 Direct less than 5%
Fund Name Position direct/indirect start date end date
SPC FINANCIAL INC SECRETARY direct 1989-07-01
SPC FINANCIAL INC TREASURER/SECRETARY direct 1989-07-01 2002-03-21
MARTINIC, LEO, DANIEL TREASURER 12/01/2002 Direct less than 5%
Fund Name Position direct/indirect start date end date
SPC FINANCIAL INC TREASURER direct 2002-12-01
BALL, DANIEL, ABRAHAM GENERAL COUNSEL AND CCO 10/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
SPC FINANCIAL INC GENERAL COUNSEL AND CCO direct 2015-10-01

SPC FINANCIAL INC

ownership team - last updated 2018-05-11
Name Title Start Date Direct/Indirect % Ownership
SELLA, EDWARD, GEOFFREY CEO 07/01/1989 Direct 75% or more
Fund Name Position direct/indirect start date end date
SPC FINANCIAL INC CEO direct 1989-07-01
SPC FINANCIAL INC PRESIDENT/CEO direct 1989-07-01 2010-03-16
SPC FINANCIAL INC CHIEF COMPLIANCE OFFICER / CEO direct 1989-07-01 2010-06-10
SPC FINANCIAL INC CEO, CCO direct 1989-07-01 2015-09-14
CHATFIELD, WILLIAM, GREGORY SECRETARY 07/01/1989 Direct less than 5%
Fund Name Position direct/indirect start date end date
SPC FINANCIAL INC SECRETARY direct 1989-07-01
SPC FINANCIAL INC TREASURER/SECRETARY direct 1989-07-01 2002-03-21
MARTINIC, LEO, DANIEL TREASURER 12/01/2002 Direct less than 5%
Fund Name Position direct/indirect start date end date
SPC FINANCIAL INC TREASURER direct 2002-12-01
BALL, DANIEL, ABRAHAM GENERAL COUNSEL AND CCO 10/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
SPC FINANCIAL INC GENERAL COUNSEL AND CCO direct 2015-10-01

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