SPECTRUM WEALTH ADVISORY GROUP, LLC

http://www.SpectrumW.com GRANITE BAY, CA Investment Advisor How do I update this listing?

Spectrum Wealth Advisory Group is based out of Granite Bay. Spectrum Wealth Advisory Group is a large advisory firm with 273 clients and discretionary assets under management (AUM) of $126,770,000 (Form ADV from 2019-08-14). Their last reported 13F filing for Q3 2019 included $50,324,000 in managed 13F securities and a top 10 holdings concentration of 75.63%. Spectrum Wealth Advisory Group's largest holding is First Trust Capital Strength ETF with shares held of 173,462. Whalewisdom has at least 3 13F filings

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09/30/2019

13F Sector Allocation Over Time

09/30/2019

13F Activity

  • Market Value $50.324 Million
  • Prior Market Value $48.963 Million
  • New Purchases0 stocks
  • Additional Purchases11 stocks
  • Sold out of7 stocks
  • Reduced holdings in13 stocks
  • Top 10 Holdings % 75.63 %
  • Turnover % [1]:26.92%
  • Turnover Alt % [2]: 15.11 %
  • Time Held Top20:1.70 quarters
  • Time Held Top10:1.30 quarters
  • Time Held All:1.77 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-11-14

Performance for Q3 2019: 5.98%
Performance Last 4 Quarters: 0.0%
Performance Metrics
Stats are not available for the latest quarter

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13F Filings Available:
  • 2019-09-30 - 13F-HR (Subscription required)
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

SPECTRUM WEALTH ADVISORY GROUP, LLC
5925 GRANITE LAKE DRIVE SUITE 130
GRANITE BAY CA    95746
Country: United States

Business Phone: (916) 772-5970
Fax:
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: CA
Number of employees: 2
Other Business Activities: registered representative of a broker-dealer
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges,Fixed fees
Amount of client funds and securities:
Total Number of Clients: 273
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

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SPECTRUM WEALTH ADVISORY GROUP, LLC

ownership team - last updated 2019-08-14
Name Title Start Date Direct/Indirect % Ownership
CHRISTIE, KENNETH, LEE CHIEF COMPLIANCE OFFICER & MANAGING MEMBER 09/01/2018 Direct 75% or more
Fund Name Position direct/indirect start date end date
SPECTRUM WEALTH ADVISORY GROUP, LLC CHIEF COMPLIANCE OFFICER & MANAGING MEMBER direct 2018-09-01

SPECTRUM WEALTH ADVISORY GROUP, LLC

ownership team - last updated 2019-01-30
Name Title Start Date Direct/Indirect % Ownership
CHRISTIE, KENNETH, LEE CHIEF COMPLIANCE OFFICER & MANAGING MEMBER 09/01/2018 Direct 75% or more
Fund Name Position direct/indirect start date end date
SPECTRUM WEALTH ADVISORY GROUP, LLC CHIEF COMPLIANCE OFFICER & MANAGING MEMBER direct 2018-09-01

SPECTRUM WEALTH ADVISORY GROUP, LLC

ownership team - last updated 2018-12-21
Name Title Start Date Direct/Indirect % Ownership
CHRISTIE, KENNETH, LEE CHIEF COMPLIANCE OFFICER & MANAGING MEMBER 09/01/2018 Direct 75% or more
Fund Name Position direct/indirect start date end date
SPECTRUM WEALTH ADVISORY GROUP, LLC CHIEF COMPLIANCE OFFICER & MANAGING MEMBER direct 2018-09-01

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