SPENCE ASSET MANAGEMENT

HTTP://WWW.SPENCEASSETMANAGEMENT.COM LAS CRUCES, NM Investment Advisor How do I update this listing?

Spence Asset Management is based out of Las Cruces. Spence Asset Management is a large advisory firm with 814 clients and discretionary assets under management (AUM) of $218,225,170 (Form ADV from 2019-02-06). Their last reported 13F filing for Q3 2019 included $189,380,000 in managed 13F securities and a top 10 holdings concentration of 68.04%. Spence Asset Management's largest holding is Mastercard Inc with shares held of 71,395. Whalewisdom has at least 8 13F filings

Download 13F Summary to Excel Create Email Alert

09/30/2019

13F Sector Allocation Over Time

09/30/2019

13F Activity

  • Market Value $189.38 Million
  • Prior Market Value $176.047 Million
  • New Purchases3 stocks
  • Additional Purchases16 stocks
  • Sold out of7 stocks
  • Reduced holdings in12 stocks
  • Top 10 Holdings % 68.04 %
  • Turnover % [1]:23.26%
  • Turnover Alt % [2]: 11.05 %
  • Time Held Top20:4.70 quarters
  • Time Held Top10:4.40 quarters
  • Time Held All:5.63 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-08-14

Performance for Q2 2019: 3.6%
Performance Last 4 Quarters: 15.57%
Performance Metrics
Stats are not available for the latest quarter

Refresh Advanced Export Download CSV Download Excel (.xlsx) Download TSV
Filter by:

Security Types:

Refresh
*Shares are split adjusted
Click here to report any possible errors with this listing.
13F Filings Available:
  • 2019-09-30 - 13F-HR (Subscription required)
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

SPENCE ASSET MANAGEMENT
3529 FOOTHILLS ROAD
LAS CRUCES NM    88011
Country: United States

Business Phone: 575-556-8500
Fax: 575-556-8510
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Corporation
Organized in: NM
Number of employees: 7
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management
Amount of client funds and securities:
Total Number of Clients: 814
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

Sign in to see

Form 4 - Recent Insider Transactions

Loading...

SPENCE ASSET MANAGEMENT

ownership team - last updated 2019-02-06
Name Title Start Date Direct/Indirect % Ownership
SPENCE, JAMES, WILLIAM DIRECTOR 01/01/2010 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
SPENCE ASSET MANAGEMENT DIRECTOR direct 2010-01-01
LORD SPENCE & ASSOCIATES PRESIDENT direct 2000-11-01 2009-02-21
SPENCE ASSET MANAGEMENT CHIEF COMPLIANCE OFFICER direct 1993-02-01 2011-03-25
SPENCE ASSET MANAGEMENT CHIEF COMPLIANCE OFFICER direct 2010-09-01 2013-02-07
WALTON, ERIC, MARSHALL PRESIDENT 01/01/2010 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
SPENCE ASSET MANAGEMENT VICE PRESIDENT direct 2005-12-01
SPENCE ASSET MANAGEMENT PRESIDENT direct 2010-01-01
WALTON, SHEILA, CHRISTINE VICE-PRESIDENT/TREASURER 01/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
SPENCE ASSET MANAGEMENT TREASURER direct 2005-12-01
SPENCE ASSET MANAGEMENT VICE-PRESIDENT/TREASURER direct 2010-01-01
SPENCE ASSET MANAGEMENT CHIEF COMPLIANCE OFFICER direct 2010-09-01
SPENCE, KRISTI, K SECRETARY 02/01/1993 Direct less than 5%
Fund Name Position direct/indirect start date end date
SPENCE ASSET MANAGEMENT SHAREHOLDER direct 1993-02-01
WALTON, SHEILA, CHRISTINE CHIEF COMPLIANCE OFFICER 09/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
SPENCE ASSET MANAGEMENT TREASURER direct 2005-12-01
SPENCE ASSET MANAGEMENT VICE-PRESIDENT/TREASURER direct 2010-01-01
SPENCE ASSET MANAGEMENT CHIEF COMPLIANCE OFFICER direct 2010-09-01
GROOMS, PATRICK, M SHAREHOLDER 01/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
SPENCE ASSET MANAGEMENT SHAREHOLDER direct 2018-01-01
KOZNEY, SCOTT, FREDERICK SHAREHOLDER 01/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
CORDILLERA ASSET MANAGEMENT DIRECTOR direct 2006-09-01

SPENCE ASSET MANAGEMENT

ownership team - last updated 2017-01-12
Name Title Start Date Direct/Indirect % Ownership
SPENCE, JAMES, WILLIAM DIRECTOR 01/01/2010 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
SPENCE ASSET MANAGEMENT DIRECTOR direct 2010-01-01
LORD SPENCE & ASSOCIATES PRESIDENT direct 2000-11-01 2009-02-21
SPENCE ASSET MANAGEMENT CHIEF COMPLIANCE OFFICER direct 1993-02-01 2011-03-25
SPENCE ASSET MANAGEMENT CHIEF COMPLIANCE OFFICER direct 2010-09-01 2013-02-07
WALTON, ERIC, MARSHALL PRESIDENT 01/01/2010 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
SPENCE ASSET MANAGEMENT VICE PRESIDENT direct 2005-12-01
SPENCE ASSET MANAGEMENT PRESIDENT direct 2010-01-01
WALTON, SHEILA, CHRISTINE VICE-PRESIDENT/TREASURER 01/01/2010 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
SPENCE ASSET MANAGEMENT TREASURER direct 2005-12-01
SPENCE ASSET MANAGEMENT VICE-PRESIDENT/TREASURER direct 2010-01-01
SPENCE ASSET MANAGEMENT CHIEF COMPLIANCE OFFICER direct 2010-09-01
SPENCE, KRISTI, K SHAREHOLDER 02/01/1993 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
SPENCE ASSET MANAGEMENT SHAREHOLDER direct 1993-02-01
WALTON, SHEILA, CHRISTINE CHIEF COMPLIANCE OFFICER 09/01/2010 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
SPENCE ASSET MANAGEMENT TREASURER direct 2005-12-01
SPENCE ASSET MANAGEMENT VICE-PRESIDENT/TREASURER direct 2010-01-01
SPENCE ASSET MANAGEMENT CHIEF COMPLIANCE OFFICER direct 2010-09-01

Elevate your investments