STERLING FUND MANAGEMENT LLC

HTTPS://WWW.STERLINGPARTNERS.COM CHICAGO, IL Investment Advisor Hedge Fund How do I update this listing?

Sterling Fund Management is based out of Chicago. Sterling Fund Management is a hedge fund with 25 clients and discretionary assets under management (AUM) of $1,200,000,115 (Form ADV from 2020-03-30). Whalewisdom has at least 4 13F filings, and 1 13D filings

Download 13F Summary Create Alert

12/31/2020

Top Buys

  • Name% Change

12/31/2020

Top Sells

  • Name% Change

12/31/2020

13F Holdings Summary

No holdings for current quarter

12/31/2020

13F Sector Allocation Over Time


View Last Form Adv Compilation Report on Record

STERLING FUND MANAGEMENT, LLC
Classified as Hedge Fund
401 NORTH MICHIGAN AVENUE SUITE 3300
CHICAGO IL    60611
Country: United States

Business Phone: 312-465-7000
Fax: 312-465-7001
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: DE
Number of employees: 38
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Performance-based fees
Amount of client funds and securities:
Total Number of Clients: 25
Amount of client funds and securities by related persons: 1,990,490,000
Total Number of clients from related persons: 25
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

Sign in to see

Insider Transactions in the past year

Loading...

STERLING FUND MANAGEMENT, LLC

ownership team - last updated 2020-03-30
Name Title Start Date Direct/Indirect % Ownership

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
STERLING SVP EXECUTIVE FUND, L.P. United States 805-1244178124 Private Equity Fund 55,861 50,000
STERLING PARTNERS - SMALL MARKET GROWTH 2009, L.P. United States 805-9098926607 Private Equity Fund 62,241,334 100,000 Master Fund
MANAGED DATA CENTERS INVESTORS, LLC United States 805-2736339820 Private Equity Fund 5,545,403 10,206
STERLING SMALL MARKET EDUCATION FUND, L.P. United States 805-4956470196 Private Equity Fund 421,822,792 200,000,000
PEG IO INVESTOR II, LLC United States 805-8757040920 Private Equity Fund 574,031 23,711,651
ILM INVESTMENTS LIMITED PARTNERSHIP Canada 805-7884266753 Private Equity Fund 135,019,800 522,569
LAUREATE CO-INVESTORS I LIMITED PARTNERSHIP Canada 805-4813224930 Private Equity Fund 320,636,152 10,451,379
LAUREATE CO-INVESTORS IV LIMITED PARTNERSHIP Canada 805-5023386028 Private Equity Fund 18,300,933 45,101
LAUREATE CO-INVESTORS V LIMITED PARTNERSHIP Canada 805-2368076864 Private Equity Fund 23,039,176 56,240
STERLING LAUREATE, LP United States 805-1488379098 Private Equity Fund 20,531,826 70,754
STERLING LAUREATE EXECUTIVES FUND, LP United States 805-5826324990 Private Equity Fund 8,290,439 5,000
LAUREATE CO-INVESTORS II LIMITED PARTNERSHIP Canada 805-3924972501 Private Equity Fund 175,837,239 5,000,000
STERLING LAUREATE ROLLOVER, LP United States 805-9796084324 Private Equity Fund 4,052,337 420,843
SECONDARY OPPORTUNITY BOOK, LLC United States 805-4646663744 Private Equity Fund 565,594 7,882 Feeder Fund
PEG IO INVESTOR I, LLC United States 805-4128039348 Private Equity Fund 95,569 345,742
STERLING CAPITAL PARTNERS, L.P. United States 805-9770276474 Private Equity Fund 14,820,330 100,000 Master Fund
STERLING CAPITAL PARTNERS GMBH & CO., KG Germany 805-7771208133 Private Equity Fund 113,766 500,000
STERLING CAPITAL PARTNERS II, L.P. United States 805-1358814660 Private Equity Fund 43,701,390 100,000
LAUREATE CO-INVESTORS III LIMITED PARTNERSHIP Canada 805-4422271371 Private Equity Fund 6,809,773 2,256,897
STERLING CAPITAL PARTNERS III, L.P. United States 805-7214306700 Private Equity Fund 102,951,824 100,000
SCP IV PARALLEL, L.P. United States 805-8633068203 Private Equity Fund 7,252,872 100,000
STERLING CAPITAL PARTNERS IV, L.P. United States 805-5066166712 Private Equity Fund 388,817,926 200,000
STERLING VENTURE PARTNERS, L.P. United States 805-7618148907 Private Equity Fund 291,808 50,000
STERLING STH INVESTOR, LLC United States 805-4157776581 Private Equity Fund 104,628,342 10,000
STERLING PARTNERS - SMALL MARKET GROWTH SECONDARY, L.P. United States 805-8761214342 Private Equity Fund 67,772,113 8,676,438
STERLING VENTURE PARTNERS II, L.P. United States 805-2371885569 Private Equity Fund 57,283,472 20,000

STERLING FUND MANAGEMENT, LLC

ownership team - last updated 2019-03-31
Name Title Start Date Direct/Indirect % Ownership
ELBURN, JEFFREY, WILLIAM MANAGING DIRECTOR OF STERLING FUND MANAGEMENT, LLC AND CHIEF FINANCIAL OFFICER 02/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
STERLING FUND MANAGEMENT, LLC CHIEF FINANCIAL OFFICER direct 2013-02-01
STERLING FUND MANAGEMENT, LLC MANAGING DIRECTOR OF STERLING FUND MANAGEMENT, LLC AND CHIEF FINANCIAL OFFICER direct 2013-02-01
STERLING PARTNERS EQUITY ADVISORS LLC CHIEF FINANCIAL OFFICER direct 2017-01-01
TASLITZ, STEVEN, MICHAEL MANAGER AND SENIOR MANAGING DIRECTOR OF STERLING FUND MANAGEMENT, LLC AND MANAGER OF STERLING FUND MANAGEMENT HOLDINGS GP, LLC 05/01/2000 Direct less than 5%
Fund Name Position direct/indirect start date end date
STERLING FUND MANAGEMENT, LLC MANAGING MEMBER, MEMBER, SENIOR MANAGING DIRECTOR direct 2000-05-01
STERLING FUND MANAGEMENT, LLC MANAGER AND SENIOR MANAGING DIRECTOR OF STERLING FUND MANAGEMENT, LLC AND MANAGER OF STERLING FUND MANAGEMENT HOLDINGS GP, LLC direct 2000-05-01
STERLING FUND MANAGEMENT, LLC MEMBER indirect 2014-01-01
PINGORA ASSET MANAGEMENT, LLC MANAGER OF STERLING CAPITAL PARTNERS IV, LLC AND DIRECTOR OF SP GP AIV CORPORATION indirect 2011-05-01
MSR FUND MANAGER, LLC MANAGER OF STERLING CAPITAL PARTNERS IV, LLC indirect 2011-05-01
PINGORA ASSET MANAGEMENT, LLC BOARD MEMBER direct 2013-03-01
STERLING PARTNERS EQUITY ADVISORS LLC MEMBER indirect 2017-01-01
HOEHNSARIC, RUDOLF, CHRISTOPHER MANAGER AND SENIOR MANAGING DIRECTOR OF STERLING FUND MANAGEMENT, LLC AND MANAGER OF STERLING FUND MANAGEMENT HOLDINGS GP, LLC 05/01/2000 Direct less than 5%
Fund Name Position direct/indirect start date end date
STERLING FUND MANAGEMENT, LLC MANAGING MEMBER, MEMBER, SENIOR MANAGING DIRECTOR direct 2000-05-01
STERLING FUND MANAGEMENT, LLC MANAGER AND SENIOR MANAGING DIRECTOR OF STERLING FUND MANAGEMENT, LLC AND MANAGER OF STERLING FUND MANAGEMENT HOLDINGS GP, LLC direct 2000-05-01
PINGORA ASSET MANAGEMENT, LLC MANAGER OF STERLING CAPITAL PARTNERS IV, LLC AND DIRECTOR OF SP GP AIV CORPORATION indirect 2011-05-01
MSR FUND MANAGER, LLC MANAGER OF STERLING CAPITAL PARTNERS IV, LLC indirect 2011-05-01
EPSTEIN, MAURY, AVRAM MANAGING DIRECTOR OF STERLING FUND MANAGEMENT, LLC AND CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL 04/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
STERLING FUND MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2008-04-01
STERLING FUND MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL direct 2008-04-01
STERLING FUND MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER AND VICE PRESIDENT LEGAL AFFAIRS direct 2008-04-01
STERLING FUND MANAGEMENT, LLC MANAGING DIRECTOR OF STERLING FUND MANAGEMENT, LLC AND CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL direct 2008-04-01
MSR FUND MANAGER, LLC CHIEF COMPLIANCE OFFICER direct 2012-11-01
STERLING PARTNERS EQUITY ADVISORS LLC CHIEF COMPLIANCE OFFICER direct 2017-01-01
BECKER, DOUGLAS, LEE MANAGER AND SENIOR MANAGING DIRECTOR OF STERLING FUND MANAGEMENT, LLC AND MANAGER OF STERLING FUND MANAGEMENT HOLDINGS GP, LLC 05/01/2000 Direct less than 5%
Fund Name Position direct/indirect start date end date
STERLING FUND MANAGEMENT, LLC MANAGING MEMBER, MEMBER direct 2000-05-01
STERLING FUND MANAGEMENT, LLC MANAGER OF STERLING FUND MANAGEMENT, LLC AND MANAGER OF STERLING FUND MANAGEMENT HOLDINGS GP, LLC direct 2000-05-01
STERLING FUND MANAGEMENT, LLC MEMBER indirect 2014-01-01
PINGORA ASSET MANAGEMENT, LLC MANAGER OF STERLING CAPITAL PARTNERS IV, LLC AND DIRECTOR OF SP GP AIV CORPORATION indirect 2011-05-01
MSR FUND MANAGER, LLC MANAGER OF STERLING CAPITAL PARTNERS IV, LLC indirect 2011-05-01
STERLING PARTNERS EQUITY ADVISORS LLC MEMBER indirect 2017-01-01
STERLING FUND MANAGEMENT HOLDINGS, L.P. MEMBER 01/01/2014 Direct 75% or more
Fund Name Position direct/indirect start date end date
STERLING FUND MANAGEMENT, LLC MEMBER direct 2014-01-01
STERLING FUND MANAGEMENT HOLDINGS GP, LLC GENERAL PARTNER OF THE SOLE MEMBER OF STERLING FUND MANAGEMENT, LLC STERLING FUND MANAGEMENT HOLDINGS, L.P. 01/01/2014 Indirect Other
Fund Name Position direct/indirect start date end date
STERLING FUND MANAGEMENT, LLC GENERAL PARTNER OF THE SOLE MEMBER OF STERLING FUND MANAGEMENT, LLC indirect 2014-01-01
TASLITZ, STEVEN, MICHAEL MEMBER STERLING FUND MANAGEMENT HOLDINGS GP, LLC 01/01/2014 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
STERLING FUND MANAGEMENT, LLC MANAGING MEMBER, MEMBER, SENIOR MANAGING DIRECTOR direct 2000-05-01
STERLING FUND MANAGEMENT, LLC MANAGER AND SENIOR MANAGING DIRECTOR OF STERLING FUND MANAGEMENT, LLC AND MANAGER OF STERLING FUND MANAGEMENT HOLDINGS GP, LLC direct 2000-05-01
STERLING FUND MANAGEMENT, LLC MEMBER indirect 2014-01-01
PINGORA ASSET MANAGEMENT, LLC MANAGER OF STERLING CAPITAL PARTNERS IV, LLC AND DIRECTOR OF SP GP AIV CORPORATION indirect 2011-05-01
MSR FUND MANAGER, LLC MANAGER OF STERLING CAPITAL PARTNERS IV, LLC indirect 2011-05-01
PINGORA ASSET MANAGEMENT, LLC BOARD MEMBER direct 2013-03-01
STERLING PARTNERS EQUITY ADVISORS LLC MEMBER indirect 2017-01-01
HOEHN-SARIC, RUDOLF, CHRISTOPHER MEMBER STERLING FUND MANAGEMENT HOLDINGS GP, LLC 01/01/2014 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
STERLING FUND MANAGEMENT, LLC MEMBER indirect 2014-01-01
STERLING PARTNERS EQUITY ADVISORS LLC MEMBER indirect 2017-01-01
BECKER, DOUGLAS, LEE MEMBER STERLING FUND MANAGEMENT HOLDINGS GP, LLC 01/01/2014 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
STERLING FUND MANAGEMENT, LLC MANAGING MEMBER, MEMBER direct 2000-05-01
STERLING FUND MANAGEMENT, LLC MANAGER OF STERLING FUND MANAGEMENT, LLC AND MANAGER OF STERLING FUND MANAGEMENT HOLDINGS GP, LLC direct 2000-05-01
STERLING FUND MANAGEMENT, LLC MEMBER indirect 2014-01-01
PINGORA ASSET MANAGEMENT, LLC MANAGER OF STERLING CAPITAL PARTNERS IV, LLC AND DIRECTOR OF SP GP AIV CORPORATION indirect 2011-05-01
MSR FUND MANAGER, LLC MANAGER OF STERLING CAPITAL PARTNERS IV, LLC indirect 2011-05-01
STERLING PARTNERS EQUITY ADVISORS LLC MEMBER indirect 2017-01-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
STERLING SVP EXECUTIVE FUND, L.P. United States 805-1244178124 Private Equity Fund 59,740 50,000
STERLING VENTURE PARTNERS II, L.P. United States 805-2371885569 Private Equity Fund 76,282,632 20,000
STERLING PARTNERS - SMALL MARKET GROWTH 2009, L.P. United States 805-9098926607 Private Equity Fund 52,842,752 100,000 Master Fund
MANAGED DATA CENTERS INVESTORS, LLC United States 805-2736339820 Private Equity Fund 21,460,577 10,206
STERLING SMALL MARKET EDUCATION FUND, L.P. United States 805-4956470196 Private Equity Fund 274,936,118 200,000,000
PEG IO INVESTOR II, LLC United States 805-8757040920 Private Equity Fund 1,243,386 23,711,651
ILM INVESTMENTS LIMITED PARTNERSHIP Canada 805-7884266753 Private Equity Fund 225,473,508 522,569
LAUREATE CO-INVESTORS I LIMITED PARTNERSHIP Canada 805-4813224930 Private Equity Fund 344,231,730 10,451,379
LAUREATE CO-INVESTORS IV LIMITED PARTNERSHIP Canada 805-5023386028 Private Equity Fund 28,237,009 45,101
LAUREATE CO-INVESTORS V LIMITED PARTNERSHIP Canada 805-2368076864 Private Equity Fund 31,636,829 56,240
STERLING LAUREATE, LP United States 805-1488379098 Private Equity Fund 18,456,233 70,754
STERLING LAUREATE EXECUTIVES FUND, LP United States 805-5826324990 Private Equity Fund 7,176,082 5,000
LAUREATE CO-INVESTORS II LIMITED PARTNERSHIP Canada 805-3924972501 Private Equity Fund 211,239,457 5,000,000
STERLING LAUREATE ROLLOVER, LP United States 805-9796084324 Private Equity Fund 3,507,714 420,843
SECONDARY OPPORTUNITY BOOK, LLC United States 805-4646663744 Private Equity Fund 679,957 7,882 Feeder Fund
PEG IO INVESTOR I, LLC United States 805-4128039348 Private Equity Fund 207,009 345,742
STERLING CAPITAL PARTNERS, L.P. United States 805-9770276474 Private Equity Fund 19,148,849 100,000 Master Fund
STERLING CAPITAL PARTNERS GMBH & CO., KG Germany 805-7771208133 Private Equity Fund 187,766 500,000
STERLING CAPITAL PARTNERS II, L.P. United States 805-1358814660 Private Equity Fund 58,938,047 100,000
LAUREATE CO-INVESTORS III LIMITED PARTNERSHIP Canada 805-4422271371 Private Equity Fund 8,095,631 2,256,897
STERLING CAPITAL PARTNERS III, L.P. United States 805-7214306700 Private Equity Fund 101,365,808 100,000
SCP IV PARALLEL, L.P. United States 805-8633068203 Private Equity Fund 8,392,215 100,000
STERLING CAPITAL PARTNERS IV, L.P. United States 805-5066166712 Private Equity Fund 452,514,818 200,000
STERLING VENTURE PARTNERS, L.P. United States 805-7618148907 Private Equity Fund 327,745 50,000
STERLING STH INVESTOR, LLC United States 805-4157776581 Private Equity Fund 25,500,000 10,000
STERLING PARTNERS - SMALL MARKET GROWTH SECONDARY, L.P. United States 805-8761214342 Private Equity Fund 65,179,159 8,676,438

STERLING FUND MANAGEMENT, LLC

ownership team - last updated 2017-09-29
Name Title Start Date Direct/Indirect % Ownership
STERLING FUND MANAGEMENT HOLDINGS, L.P. MEMBER 01/01/2014 Direct 75% or more
Fund Name Position direct/indirect start date end date
STERLING FUND MANAGEMENT, LLC MEMBER direct 2014-01-01
ELBURN, JEFFREY, WILLIAM MANAGING DIRECTOR OF STERLING FUND MANAGEMENT, LLC AND CHIEF FINANCIAL OFFICER 02/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
STERLING FUND MANAGEMENT, LLC CHIEF FINANCIAL OFFICER direct 2013-02-01
STERLING FUND MANAGEMENT, LLC MANAGING DIRECTOR OF STERLING FUND MANAGEMENT, LLC AND CHIEF FINANCIAL OFFICER direct 2013-02-01
STERLING PARTNERS EQUITY ADVISORS LLC CHIEF FINANCIAL OFFICER direct 2017-01-01
BECKER, DOUGLAS, LEE MANAGER OF STERLING FUND MANAGEMENT, LLC AND MANAGER OF STERLING FUND MANAGEMENT HOLDINGS GP, LLC 05/01/2000 Direct less than 5%
Fund Name Position direct/indirect start date end date
STERLING FUND MANAGEMENT, LLC MANAGING MEMBER, MEMBER direct 2000-05-01
STERLING FUND MANAGEMENT, LLC MANAGER OF STERLING FUND MANAGEMENT, LLC AND MANAGER OF STERLING FUND MANAGEMENT HOLDINGS GP, LLC direct 2000-05-01
STERLING FUND MANAGEMENT, LLC MEMBER indirect 2014-01-01
PINGORA ASSET MANAGEMENT, LLC MANAGER OF STERLING CAPITAL PARTNERS IV, LLC AND DIRECTOR OF SP GP AIV CORPORATION indirect 2011-05-01
MSR FUND MANAGER, LLC MANAGER OF STERLING CAPITAL PARTNERS IV, LLC indirect 2011-05-01
STERLING PARTNERS EQUITY ADVISORS LLC MEMBER indirect 2017-01-01
EPSTEIN, MAURY, AVRAM MANAGING DIRECTOR OF STERLING FUND MANAGEMENT, LLC AND CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL 04/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
STERLING FUND MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2008-04-01
STERLING FUND MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL direct 2008-04-01
STERLING FUND MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER AND VICE PRESIDENT LEGAL AFFAIRS direct 2008-04-01
STERLING FUND MANAGEMENT, LLC MANAGING DIRECTOR OF STERLING FUND MANAGEMENT, LLC AND CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL direct 2008-04-01
MSR FUND MANAGER, LLC CHIEF COMPLIANCE OFFICER direct 2012-11-01
STERLING PARTNERS EQUITY ADVISORS LLC CHIEF COMPLIANCE OFFICER direct 2017-01-01
HOEHNSARIC, RUDOLF, CHRISTOPHER MANAGER AND SENIOR MANAGING DIRECTOR OF STERLING FUND MANAGEMENT, LLC AND MANAGER OF STERLING FUND MANAGEMENT HOLDINGS GP, LLC 05/01/2000 Direct less than 5%
Fund Name Position direct/indirect start date end date
STERLING FUND MANAGEMENT, LLC MANAGING MEMBER, MEMBER, SENIOR MANAGING DIRECTOR direct 2000-05-01
STERLING FUND MANAGEMENT, LLC MANAGER AND SENIOR MANAGING DIRECTOR OF STERLING FUND MANAGEMENT, LLC AND MANAGER OF STERLING FUND MANAGEMENT HOLDINGS GP, LLC direct 2000-05-01
PINGORA ASSET MANAGEMENT, LLC MANAGER OF STERLING CAPITAL PARTNERS IV, LLC AND DIRECTOR OF SP GP AIV CORPORATION indirect 2011-05-01
MSR FUND MANAGER, LLC MANAGER OF STERLING CAPITAL PARTNERS IV, LLC indirect 2011-05-01
TASLITZ, STEVEN, MICHAEL MANAGER AND SENIOR MANAGING DIRECTOR OF STERLING FUND MANAGEMENT, LLC AND MANAGER OF STERLING FUND MANAGEMENT HOLDINGS GP, LLC 05/01/2000 Direct less than 5%
Fund Name Position direct/indirect start date end date
STERLING FUND MANAGEMENT, LLC MANAGING MEMBER, MEMBER, SENIOR MANAGING DIRECTOR direct 2000-05-01
STERLING FUND MANAGEMENT, LLC MANAGER AND SENIOR MANAGING DIRECTOR OF STERLING FUND MANAGEMENT, LLC AND MANAGER OF STERLING FUND MANAGEMENT HOLDINGS GP, LLC direct 2000-05-01
STERLING FUND MANAGEMENT, LLC MEMBER indirect 2014-01-01
PINGORA ASSET MANAGEMENT, LLC MANAGER OF STERLING CAPITAL PARTNERS IV, LLC AND DIRECTOR OF SP GP AIV CORPORATION indirect 2011-05-01
MSR FUND MANAGER, LLC MANAGER OF STERLING CAPITAL PARTNERS IV, LLC indirect 2011-05-01
PINGORA ASSET MANAGEMENT, LLC BOARD MEMBER direct 2013-03-01
STERLING PARTNERS EQUITY ADVISORS LLC MEMBER indirect 2017-01-01
BECKER, DOUGLAS, LEE MEMBER STERLING FUND MANAGEMENT HOLDINGS GP, LLC 01/01/2014 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
STERLING FUND MANAGEMENT, LLC MANAGING MEMBER, MEMBER direct 2000-05-01
STERLING FUND MANAGEMENT, LLC MANAGER OF STERLING FUND MANAGEMENT, LLC AND MANAGER OF STERLING FUND MANAGEMENT HOLDINGS GP, LLC direct 2000-05-01
STERLING FUND MANAGEMENT, LLC MEMBER indirect 2014-01-01
PINGORA ASSET MANAGEMENT, LLC MANAGER OF STERLING CAPITAL PARTNERS IV, LLC AND DIRECTOR OF SP GP AIV CORPORATION indirect 2011-05-01
MSR FUND MANAGER, LLC MANAGER OF STERLING CAPITAL PARTNERS IV, LLC indirect 2011-05-01
STERLING PARTNERS EQUITY ADVISORS LLC MEMBER indirect 2017-01-01
HOEHN-SARIC, RUDOLF, CHRISTOPHER MEMBER STERLING FUND MANAGEMENT HOLDINGS GP, LLC 01/01/2014 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
STERLING FUND MANAGEMENT, LLC MEMBER indirect 2014-01-01
STERLING PARTNERS EQUITY ADVISORS LLC MEMBER indirect 2017-01-01
TASLITZ, STEVEN, MICHAEL MEMBER STERLING FUND MANAGEMENT HOLDINGS GP, LLC 01/01/2014 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
STERLING FUND MANAGEMENT, LLC MANAGING MEMBER, MEMBER, SENIOR MANAGING DIRECTOR direct 2000-05-01
STERLING FUND MANAGEMENT, LLC MANAGER AND SENIOR MANAGING DIRECTOR OF STERLING FUND MANAGEMENT, LLC AND MANAGER OF STERLING FUND MANAGEMENT HOLDINGS GP, LLC direct 2000-05-01
STERLING FUND MANAGEMENT, LLC MEMBER indirect 2014-01-01
PINGORA ASSET MANAGEMENT, LLC MANAGER OF STERLING CAPITAL PARTNERS IV, LLC AND DIRECTOR OF SP GP AIV CORPORATION indirect 2011-05-01
MSR FUND MANAGER, LLC MANAGER OF STERLING CAPITAL PARTNERS IV, LLC indirect 2011-05-01
PINGORA ASSET MANAGEMENT, LLC BOARD MEMBER direct 2013-03-01
STERLING PARTNERS EQUITY ADVISORS LLC MEMBER indirect 2017-01-01
STERLING FUND MANAGEMENT HOLDINGS GP, LLC GENERAL PARTNER OF THE SOLE MEMBER OF STERLING FUND MANAGEMENT, LLC STERLING FUND MANAGEMENT HOLDINGS, L.P. 01/01/2014 Indirect Other
Fund Name Position direct/indirect start date end date
STERLING FUND MANAGEMENT, LLC GENERAL PARTNER OF THE SOLE MEMBER OF STERLING FUND MANAGEMENT, LLC indirect 2014-01-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
STERLING SVP EXECUTIVE FUND, L.P. United States 805-1244178124 Private Equity Fund 108,714 50,000
STERLING VENTURE PARTNERS II, L.P. United States 805-2371885569 Private Equity Fund 85,559,997 20,000
STERLING PARTNERS - SMALL MARKET GROWTH 2009, L.P. United States 805-9098926607 Private Equity Fund 112,803,831 100,000 Master Fund
STERLING RESTRUCTURE HOLDINGS CO-INVESTOR V, LLC United States 805-8424543282 Private Equity Fund 0 1,290,237
STERLING RESTRUCTURE HOLDINGS CO-INVESTOR VI, LLC United States 805-4856779457 Private Equity Fund 0 234,157
STERLING RESTRUCTURE HOLDINGS CO-INVESTOR VII, LLC United States 805-9573461190 Private Equity Fund 0 23,181,537
MANAGED DATA CENTERS INVESTORS, LLC United States 805-2736339820 Private Equity Fund 88,197,972 10,206
STERLING SMALL MARKET EDUCATION FUND, L.P. United States 805-4956470196 Private Equity Fund 206,620,898 200,000,000
PEG IO INVESTOR II, LLC United States 805-8757040920 Private Equity Fund 23,711,651 23,711,651
ILM INVESTMENTS LIMITED PARTNERSHIP Canada 805-7884266753 Private Equity Fund 196,109,604 522,569
LAUREATE CO-INVESTORS I LIMITED PARTNERSHIP Canada 805-4813224930 Private Equity Fund 299,401,343 10,451,379
LAUREATE CO-INVESTORS IV LIMITED PARTNERSHIP Canada 805-5023386028 Private Equity Fund 29,093,690 45,101
LAUREATE CO-INVESTORS V LIMITED PARTNERSHIP Canada 805-2368076864 Private Equity Fund 32,543,696 56,240
STERLING LAUREATE, LP United States 805-1488379098 Private Equity Fund 16,052,714 70,754
STERLING LAUREATE EXECUTIVES FUND, LP United States 805-5826324990 Private Equity Fund 6,241,635 5,000
LAUREATE CO-INVESTORS II LIMITED PARTNERSHIP Canada 805-3924972501 Private Equity Fund 291,069,407 5,000,000
STERLING LAUREATE ROLLOVER, LP United States 805-9796084324 Private Equity Fund 3,051,017 420,843
SECONDARY OPPORTUNITY BOOK, LLC United States 805-4646663744 Private Equity Fund 971,682 7,882 Feeder Fund
PEG IO INVESTOR I, LLC United States 805-4128039348 Private Equity Fund 3,593,724 345,742
STERLING CAPITAL PARTNERS, L.P. United States 805-9770276474 Private Equity Fund 30,343,535 100,000 Master Fund
STERLING CAPITAL PARTNERS GMBH & CO., KG Germany 805-7771208133 Private Equity Fund 393,425 500,000
STERLING CAPITAL PARTNERS II, L.P. United States 805-1358814660 Private Equity Fund 99,923,282 100,000
LAUREATE CO-INVESTORS III LIMITED PARTNERSHIP Canada 805-4422271371 Private Equity Fund 11,218,761 2,256,897
STERLING CAPITAL PARTNERS III, L.P. United States 805-7214306700 Private Equity Fund 356,571,869 100,000
SCP IV PARALLEL, L.P. United States 805-8633068203 Private Equity Fund 13,104,290 100,000
STERLING CAPITAL PARTNERS IV, L.P. United States 805-5066166712 Private Equity Fund 720,082,991 200,000
STERLING VENTURE PARTNERS, L.P. United States 805-7618148907 Private Equity Fund 819,996 50,000

Elevate your investments