STIFEL FINANCIAL CORP

ST. LOUIS, MO How do I update this listing?

Stifel Financial Corp is based out of St. Louis. Their last reported 13F filing for Q3 2019 included $39,194,257,000 in managed 13F securities and a top 10 holdings concentration of 13.32%. Stifel Financial Corp's largest holding is SPDR S&P 500 ETF Trust with shares held of 3,046,934. Whalewisdom has at least 29 13F filings, 3 13D filings, 2 13G filings, and 400 Form 4 filings The firm last filed a Form D notice of exempt offering of securities on 2017-01-17. The notice included securities offered of Equity

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09/30/2019

13F Sector Allocation Over Time

09/30/2019

13F Activity

  • Market Value $39.194 Billion
  • Prior Market Value $38.781 Billion
  • New Purchases172 stocks
  • Additional Purchases1309 stocks
  • Sold out of274 stocks
  • Reduced holdings in1250 stocks
  • Top 10 Holdings % 13.32 %
  • Turnover % [1]:15.70%
  • Turnover Alt % [2]: 5.65 %
  • Time Held Top20:10.35 quarters
  • Time Held Top10:8.90 quarters
  • Time Held All:13.29 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-11-14

Performance for Q3 2019: 7.18%
Performance Last 4 Quarters: 12.36%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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13F Filings Available:
  • 2019-09-30 - 13F-HR/A (Subscription required)
  • 2019-09-30 - 13F-HR (Subscription required)
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR/A (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)
  • 2016-09-30 - 13F-HR (Subscription required)
  • 2016-06-30 - 13F-HR (Subscription required)
  • 2016-03-31 - 13F-HR (Subscription required)
  • 2015-12-31 - 13F-HR/A (Subscription required)
  • 2015-12-31 - 13F-HR/A (Subscription required)
  • 2015-12-31 - 13F-HR (Subscription required)
  • 2015-09-30 - 13F-HR (Subscription required)
  • 2015-06-30 - 13F-HR/A (Subscription required)
  • 2015-06-30 - 13F-HR (Subscription required)
  • 2015-03-31 - 13F-HR (Subscription required)
  • 2014-12-31 - 13F-HR (Subscription required)
  • 2014-09-30 - 13F-HR (Subscription required)
  • 2014-06-30 - 13F-HR (Subscription required)
  • 2014-03-31 - 13F-HR (Subscription required)

Active Schedule 13D and 13G events

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Form 4 - Recent Insider Transactions

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Form D Filings

Form D is a form to be used to file a notice of an exempt offering of securities with the Securities and Exchange Commission. Form D contains basic information about the offering and the company.

Form D Filings
Filing Date Form Type Industry Group Securities Offered Total Offering Amount Total Amount Sold Total Remaining
2017-01-17 D OTHER BANKING AND FINANCIAL SERVICES Equity 9,357,543 9,357,543 0
2015-06-17 D OTHER BANKING AND FINANCIAL SERVICES Equity 73,199,144 73,199,144 0
Other Issuers in Filings
Name Address
No Other Issuers
Related Parties included in filings
Name Address Relationship
ALTON F. IRBY III subscription required
    DIRECTOR
BEN A. PLOTKIN subscription required
    EXECUTIVE OFFICER DIRECTOR
BRUCE A. BEDA subscription required
    DIRECTOR
CHARLES A. DILL subscription required
    DIRECTOR
DAVID M. MINNICK subscription required
    EXECUTIVE OFFICER
DAVID D. SLINEY subscription required
    EXECUTIVE OFFICER
FREDERICK O. HANSER subscription required
    DIRECTOR
JAMES M. MARISCHEN subscription required
    EXECUTIVE OFFICER
JAMES M. OATES subscription required
    DIRECTOR
JAMES M. ZEMLYAK subscription required
    EXECUTIVE OFFICER DIRECTOR
JOHN P. DUBINSKY subscription required
    DIRECTOR
KATHLEEN BROWN subscription required
    DIRECTOR
KELVIN R. WESTBROOK subscription required
    DIRECTOR
MARK P. FISHER subscription required
    EXECUTIVE OFFICER
MAURA F. MARKUS subscription required
    DIRECTOR
MICHAEL W. BROWN subscription required
    DIRECTOR
MICHAEL J. ZIMMERMAN subscription required
    DIRECTOR
RICHARD J. HIMELFARB subscription required
    EXECUTIVE OFFICER DIRECTOR
ROBERT E. GRADY subscription required
    DIRECTOR
RONALD J. KRUSZEWSKI subscription required
    EXECUTIVE OFFICER DIRECTOR
THOMAS B. MICHAUD subscription required
    EXECUTIVE OFFICER DIRECTOR
THOMAS P. MULROY subscription required
    EXECUTIVE OFFICER DIRECTOR
THOMAS W. WEISEL subscription required
    EXECUTIVE OFFICER DIRECTOR
VICTOR J. NESI subscription required
    EXECUTIVE OFFICER DIRECTOR

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