SUMITOMO MITSUI FINANCIAL GROUP, INC.

TOKYO, M0 How do I update this listing?

Sumitomo Mitsui Financial Group is based out of Tokyo. Their last reported 13F filing for Q3 2019 included $1,207,265,000 in managed 13F securities and a top 10 holdings concentration of 78.73%. Sumitomo Mitsui Financial Group's largest holding is Vanguard S&P 500 ETF with shares held of 1,020,000. Whalewisdom has at least 12 13F filings The firm last filed a Form D notice of exempt offering of securities on 2019-07-30. The notice included securities offered of Equity

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09/30/2019

13F Sector Allocation Over Time

09/30/2019

13F Activity

  • Market Value $1.207 Billion
  • Prior Market Value $1.265 Billion
  • New Purchases28 stocks
  • Additional Purchases66 stocks
  • Sold out of17 stocks
  • Reduced holdings in24 stocks
  • Top 10 Holdings % 78.73 %
  • Turnover % [1]:35.16%
  • Turnover Alt % [2]: 55.80 %
  • Time Held Top20:4.75 quarters
  • Time Held Top10:2.80 quarters
  • Time Held All:5.91 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-11-14

Performance for Q3 2019: 4.3%
Performance Last 4 Quarters: 0.0%
Performance Metrics
Stats are not available for the latest quarter

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13F Filings Available:
  • 2019-09-30 - 13F-HR (Subscription required)
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)
This lets you look at individual sub managers or subsidiaries within the 13F filing.

13F Managers

Subsidiaries/Managers included in latest 13F
Name
SMBC Trust Bank Ltd.
Sumitomo Mitsui Banking Corporation

Active Schedule 13D and 13G events

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Form D Filings

Form D is a form to be used to file a notice of an exempt offering of securities with the Securities and Exchange Commission. Form D contains basic information about the offering and the company.

Form D Filings
Filing Date Form Type Industry Group Securities Offered Total Offering Amount Total Amount Sold Total Remaining
2019-07-30 D COMMERCIAL BANKING Equity 289,090 289,090 0
2018-08-06 D COMMERCIAL BANKING Equity 324,072 324,072 0
Other Issuers in Filings
Name Address
No Other Issuers
Related Parties included in filings
Name Address Relationship
ARTHUR MITCHELL subscription required
    DIRECTOR
ATSUHIKO INOUE subscription required
    DIRECTOR
ERIKO SAKURAI subscription required
    DIRECTOR
GOTARO MICHIHIRO subscription required
    EXECUTIVE OFFICER
HIROSHI MUNEMASA subscription required
    EXECUTIVE OFFICER
JUN OHTA subscription required
    EXECUTIVE OFFICER DIRECTOR
KATSUNORI TANIZAKI subscription required
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KATSUYOSHI SHINBO subscription required
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KIMIO MATSUURA subscription required
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KOICHI MIYATA subscription required
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KOZO OGINO subscription required
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MAKOTO TAKASHIMA subscription required
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MANABU NARITA subscription required
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MASAHARU KOHNO subscription required
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MASAHIKO OSHIMA subscription required
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MASAYUKI MATSUMOTO subscription required
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NAGATA HARUYUKI subscription required
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SHOJI MASUDA subscription required
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SHOZO YAMAZAKI subscription required
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TAKESHI KUNIBE subscription required
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TETSUYA KUBO subscription required
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TORU MIKAMI subscription required
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TOSHIKAZU YAKU subscription required
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TOSHIYUKI TERAMOTO subscription required
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YOSHINOBU TSUTSUI subscription required
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