SUMMIT FINANCIAL STRATEGIES, INC.

HTTP://WWW.SUMMITFIN.COM COLUMBUS, OH Investment Advisor How do I update this listing?

Summit Financial Strategies is based out of Columbus. Summit Financial Strategies is a large advisory firm with 795 clients and discretionary assets under management (AUM) of $1,111,081,232 (Form ADV from 2019-06-01). Their last reported 13F filing for Q2 2020 included $224,942,000 in managed 13F securities and a top 10 holdings concentration of 81.62%. Summit Financial Strategies's largest holding is iShares Core S&P 500 ETF with shares held of 130,139. Summit Financial Strategies has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 23 13F filings

Subscription Required

Equal-WT
WhaleScore 2.0

?

83

S&P 500
WhaleScore

?

Subscription Required

Original
WhaleScore

?
Download 13F Summary to Excel Create Email Alert

06/30/2020

13F Activity

  • Market Value $224.942 Million
  • Prior Market Value $184.381 Million
  • New Purchases13 stocks
  • Additional Purchases24 stocks
  • Sold out of2 stocks
  • Reduced holdings in21 stocks
  • Top 10 Holdings % 81.62 %
  • Turnover % [1]:22.06%
  • Turnover Alt % [2]: 3.70 %
  • Time Held Top20:15.00 quarters
  • Time Held Top10:16.80 quarters
  • Time Held All:13.32 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

06/30/2020

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2020-05-15

Performance for Q1 2020: 27.26%
Performance Last 4 Quarters: -1.99%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

Refresh Advanced Export Download CSV Download Excel (.xlsx) Download TSV
Filter by:

Security Types:

Refresh
*Shares are split adjusted

View Last Form Adv Compilation Report on Record

SUMMIT FINANCIAL STRATEGIES INC
7965 NORTH HIGH STREET SUITE 350
COLUMBUS OH    43235-8446
Country: United States

Business Phone: 614-885-1115
Fax: 614-885-1495
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Corporation
Organized in: OH
Number of employees: 28
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,FINANCIAL PLANNING FEE CALCULATED ON TOTAL NET WORTH
Amount of client funds and securities: 709,520,000
Total Number of Clients: 795
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

Sign in to see

Form 4 - Recent Insider Transactions

Loading...

SUMMIT FINANCIAL STRATEGIES INC

ownership team - last updated 2020-06-18
Name Title Start Date Direct/Indirect % Ownership
MACCHIA, SAMANTHA, ALISE LYMAN PRESIDENT/CHIEF EXECUTIVE OFFICER 01/01/2002 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
SUMMIT FINANCIAL STRATEGIES INC PRESIDENT/CHIEF EXECUTIVE OFFICER direct 2002-01-01
SUMMIT FINANCIAL STRATEGIES INC SECRETARY direct 2001-01-01 2002-04-29
SUMMIT FINANCIAL STRATEGIES INC VICE PRESIDENT/SECRETARY direct 2001-01-01 2006-03-16
SUMMIT FINANCIAL STRATEGIES INC VICE PRESIDENT/SECRETARY/CHIEF COMPLIANCE OFFICER direct 2002-01-01 2009-09-11
SUMMIT FINANCIAL STRATEGIES INC VICE PRESIDENT/SECRETARY/CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER/DIRECTOR OF WEALTH MANAGEMENT direct 2002-01-01 2016-01-21
SANEHOLTZ, TED, KEVIN VICE PRESIDENT 09/01/1998 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
SUMMIT FINANCIAL STRATEGIES INC VICE PRESIDENT/TREASURER/CHIEF FINANCIAL OFFICER direct 1998-09-01
SUMMIT FINANCIAL STRATEGIES INC PRESIDENT/TREASURER/CHIEF COMPLIANCE OFFICER direct 1998-09-01 2006-03-16
SUMMIT FINANCIAL STRATEGIES INC PRESIDENT/TREASURER direct 1998-09-01 2009-09-11
SUMMIT FINANCIAL STRATEGIES INC PRESIDENT/TREASURER/CHIEF FINANCIAL OFFICER direct 1998-09-01 2016-01-21
SUTLIFF, BRIAN, TODD VICE PRESIDENT/CHIEF MARKETING OFFICER 01/01/2005 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
SUTLIFF FINANCIAL PLANNING, INC. PRESIDENT direct 2000-11-01
SUMMIT FINANCIAL STRATEGIES INC VICE PRESIDENT/CHIEF MARKETING OFFICER direct 2005-01-01
SUMMIT FINANCIAL STRATEGIES INC VICE PRESIDENT direct 2005-01-01 2009-09-11
SUMMIT FINANCIAL STRATEGIES INC VICE PRESIDENT/DIRECTOR OF MARKETING direct 2005-01-01 2016-01-21
HURLEY, LIAM, JOHN VICE PRESIDENT/CHIEF INVESTMENT OFFICER 01/01/2005 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
SUMMIT FINANCIAL STRATEGIES INC VICE PRESIDENT direct 2005-01-01
SUMMIT FINANCIAL STRATEGIES INC VICE PRESIDENT/CHIEF INVESTMENT OFFICER direct 2005-01-01
SWAIN, TIMOTHY, WILLIAM VICE PRESIDENT/CHIEF COMPLIANCE OFFICER 01/01/2016 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
SUMMIT FINANCIAL STRATEGIES INC VICE PRESIDENT/CHIEF COMPLIANCE OFFICER direct 2016-01-01
TROUT, WENDY, S VICE PRESIDENT 01/01/2017 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
SUMMIT FINANCIAL STRATEGIES INC VICE PRESIDENT direct 2017-01-01
SCHERER, MICHAEL, ROBERT VICE PRESIDENT/TREASURER/CHIEF FINANCIAL OFFICER 05/01/2020 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
SUMMIT FINANCIAL STRATEGIES INC VICE PRESIDENT direct 2017-01-01

SUMMIT FINANCIAL STRATEGIES INC

ownership team - last updated 2020-03-09
Name Title Start Date Direct/Indirect % Ownership

SUMMIT FINANCIAL STRATEGIES INC

ownership team - last updated 2019-11-01
Name Title Start Date Direct/Indirect % Ownership
MACCHIA, SAMANTHA, ALISE LYMAN PRESIDENT/CHIEF EXECUTIVE OFFICER 01/01/2002 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
SUMMIT FINANCIAL STRATEGIES INC PRESIDENT/CHIEF EXECUTIVE OFFICER direct 2002-01-01
SUMMIT FINANCIAL STRATEGIES INC SECRETARY direct 2001-01-01 2002-04-29
SUMMIT FINANCIAL STRATEGIES INC VICE PRESIDENT/SECRETARY direct 2001-01-01 2006-03-16
SUMMIT FINANCIAL STRATEGIES INC VICE PRESIDENT/SECRETARY/CHIEF COMPLIANCE OFFICER direct 2002-01-01 2009-09-11
SUMMIT FINANCIAL STRATEGIES INC VICE PRESIDENT/SECRETARY/CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER/DIRECTOR OF WEALTH MANAGEMENT direct 2002-01-01 2016-01-21
SANEHOLTZ, TED, KEVIN VICE PRESIDENT/TREASURER/CHIEF FINANCIAL OFFICER 09/01/1998 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
SUMMIT FINANCIAL STRATEGIES INC VICE PRESIDENT/TREASURER/CHIEF FINANCIAL OFFICER direct 1998-09-01
SUMMIT FINANCIAL STRATEGIES INC PRESIDENT/TREASURER/CHIEF COMPLIANCE OFFICER direct 1998-09-01 2006-03-16
SUMMIT FINANCIAL STRATEGIES INC PRESIDENT/TREASURER direct 1998-09-01 2009-09-11
SUMMIT FINANCIAL STRATEGIES INC PRESIDENT/TREASURER/CHIEF FINANCIAL OFFICER direct 1998-09-01 2016-01-21
SUTLIFF, BRIAN, TODD VICE PRESIDENT/CHIEF MARKETING OFFICER 01/01/2005 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
SUTLIFF FINANCIAL PLANNING, INC. PRESIDENT direct 2000-11-01
SUMMIT FINANCIAL STRATEGIES INC VICE PRESIDENT/CHIEF MARKETING OFFICER direct 2005-01-01
SUMMIT FINANCIAL STRATEGIES INC VICE PRESIDENT direct 2005-01-01 2009-09-11
SUMMIT FINANCIAL STRATEGIES INC VICE PRESIDENT/DIRECTOR OF MARKETING direct 2005-01-01 2016-01-21
HURLEY, LIAM, JOHN VICE PRESIDENT/CHIEF INVESTMENT OFFICER 01/01/2005 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
SUMMIT FINANCIAL STRATEGIES INC VICE PRESIDENT direct 2005-01-01
SUMMIT FINANCIAL STRATEGIES INC VICE PRESIDENT/CHIEF INVESTMENT OFFICER direct 2005-01-01
SWAIN, TIMOTHY, WILLIAM VICE PRESIDENT/CHIEF COMPLIANCE OFFICER 01/01/2016 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
SUMMIT FINANCIAL STRATEGIES INC VICE PRESIDENT/CHIEF COMPLIANCE OFFICER direct 2016-01-01
TROUT, WENDY, S VICE PRESIDENT 01/01/2017 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
SUMMIT FINANCIAL STRATEGIES INC VICE PRESIDENT direct 2017-01-01
SCHERER, MICHAEL, ROBERT VICE PRESIDENT 01/01/2017 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
SUMMIT FINANCIAL STRATEGIES INC VICE PRESIDENT direct 2017-01-01

SUMMIT FINANCIAL STRATEGIES INC

ownership team - last updated 2019-03-26
Name Title Start Date Direct/Indirect % Ownership
MACCHIA, SAMANTHA, ALISE LYMAN PRESIDENT/CHIEF EXECUTIVE OFFICER 01/01/2002 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
SUMMIT FINANCIAL STRATEGIES INC PRESIDENT/CHIEF EXECUTIVE OFFICER direct 2002-01-01
SUMMIT FINANCIAL STRATEGIES INC SECRETARY direct 2001-01-01 2002-04-29
SUMMIT FINANCIAL STRATEGIES INC VICE PRESIDENT/SECRETARY direct 2001-01-01 2006-03-16
SUMMIT FINANCIAL STRATEGIES INC VICE PRESIDENT/SECRETARY/CHIEF COMPLIANCE OFFICER direct 2002-01-01 2009-09-11
SUMMIT FINANCIAL STRATEGIES INC VICE PRESIDENT/SECRETARY/CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER/DIRECTOR OF WEALTH MANAGEMENT direct 2002-01-01 2016-01-21
SANEHOLTZ, TED, KEVIN VICE PRESIDENT/TREASURER/CHIEF FINANCIAL OFFICER 09/01/1998 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
SUMMIT FINANCIAL STRATEGIES INC VICE PRESIDENT/TREASURER/CHIEF FINANCIAL OFFICER direct 1998-09-01
SUMMIT FINANCIAL STRATEGIES INC PRESIDENT/TREASURER/CHIEF COMPLIANCE OFFICER direct 1998-09-01 2006-03-16
SUMMIT FINANCIAL STRATEGIES INC PRESIDENT/TREASURER direct 1998-09-01 2009-09-11
SUMMIT FINANCIAL STRATEGIES INC PRESIDENT/TREASURER/CHIEF FINANCIAL OFFICER direct 1998-09-01 2016-01-21
SUTLIFF, BRIAN, TODD VICE PRESIDENT/CHIEF MARKETING OFFICER 01/01/2005 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
SUTLIFF FINANCIAL PLANNING, INC. PRESIDENT direct 2000-11-01
SUMMIT FINANCIAL STRATEGIES INC VICE PRESIDENT/CHIEF MARKETING OFFICER direct 2005-01-01
SUMMIT FINANCIAL STRATEGIES INC VICE PRESIDENT direct 2005-01-01 2009-09-11
SUMMIT FINANCIAL STRATEGIES INC VICE PRESIDENT/DIRECTOR OF MARKETING direct 2005-01-01 2016-01-21
HURLEY, LIAM, JOHN VICE PRESIDENT/CHIEF INVESTMENT OFFICER 01/01/2005 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
SUMMIT FINANCIAL STRATEGIES INC VICE PRESIDENT direct 2005-01-01
SUMMIT FINANCIAL STRATEGIES INC VICE PRESIDENT/CHIEF INVESTMENT OFFICER direct 2005-01-01
SWAIN, TIMOTHY, WILLIAM VICE PRESIDENT/CHIEF COMPLIANCE OFFICER 01/01/2016 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
SUMMIT FINANCIAL STRATEGIES INC VICE PRESIDENT/CHIEF COMPLIANCE OFFICER direct 2016-01-01
TROUT, WENDY, S VICE PRESIDENT 01/01/2017 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
SUMMIT FINANCIAL STRATEGIES INC VICE PRESIDENT direct 2017-01-01
SCHERER, MICHAEL, ROBERT VICE PRESIDENT 01/01/2017 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
SUMMIT FINANCIAL STRATEGIES INC VICE PRESIDENT direct 2017-01-01

SUMMIT FINANCIAL STRATEGIES INC

ownership team - last updated 2018-10-31
Name Title Start Date Direct/Indirect % Ownership
MACCHIA, SAMANTHA, ALISE LYMAN PRESIDENT/CHIEF EXECUTIVE OFFICER 01/01/2002 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
SUMMIT FINANCIAL STRATEGIES INC PRESIDENT/CHIEF EXECUTIVE OFFICER direct 2002-01-01
SUMMIT FINANCIAL STRATEGIES INC SECRETARY direct 2001-01-01 2002-04-29
SUMMIT FINANCIAL STRATEGIES INC VICE PRESIDENT/SECRETARY direct 2001-01-01 2006-03-16
SUMMIT FINANCIAL STRATEGIES INC VICE PRESIDENT/SECRETARY/CHIEF COMPLIANCE OFFICER direct 2002-01-01 2009-09-11
SUMMIT FINANCIAL STRATEGIES INC VICE PRESIDENT/SECRETARY/CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER/DIRECTOR OF WEALTH MANAGEMENT direct 2002-01-01 2016-01-21
SANEHOLTZ, TED, KEVIN VICE PRESIDENT/TREASURER/CHIEF FINANCIAL OFFICER 09/01/1998 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
SUMMIT FINANCIAL STRATEGIES INC VICE PRESIDENT/TREASURER/CHIEF FINANCIAL OFFICER direct 1998-09-01
SUMMIT FINANCIAL STRATEGIES INC PRESIDENT/TREASURER/CHIEF COMPLIANCE OFFICER direct 1998-09-01 2006-03-16
SUMMIT FINANCIAL STRATEGIES INC PRESIDENT/TREASURER direct 1998-09-01 2009-09-11
SUMMIT FINANCIAL STRATEGIES INC PRESIDENT/TREASURER/CHIEF FINANCIAL OFFICER direct 1998-09-01 2016-01-21
SUTLIFF, BRIAN, TODD VICE PRESIDENT/CHIEF MARKETING OFFICER 01/01/2005 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
SUTLIFF FINANCIAL PLANNING, INC. PRESIDENT direct 2000-11-01
SUMMIT FINANCIAL STRATEGIES INC VICE PRESIDENT/CHIEF MARKETING OFFICER direct 2005-01-01
SUMMIT FINANCIAL STRATEGIES INC VICE PRESIDENT direct 2005-01-01 2009-09-11
SUMMIT FINANCIAL STRATEGIES INC VICE PRESIDENT/DIRECTOR OF MARKETING direct 2005-01-01 2016-01-21
HURLEY, LIAM, JOHN VICE PRESIDENT/CHIEF INVESTMENT OFFICER 01/01/2005 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
SUMMIT FINANCIAL STRATEGIES INC VICE PRESIDENT direct 2005-01-01
SUMMIT FINANCIAL STRATEGIES INC VICE PRESIDENT/CHIEF INVESTMENT OFFICER direct 2005-01-01
SWAIN, TIMOTHY, WILLIAM VICE PRESIDENT/CHIEF COMPLIANCE OFFICER 01/01/2016 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
SUMMIT FINANCIAL STRATEGIES INC VICE PRESIDENT/CHIEF COMPLIANCE OFFICER direct 2016-01-01
TROUT, WENDY, S VICE PRESIDENT 01/01/2017 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
SUMMIT FINANCIAL STRATEGIES INC VICE PRESIDENT direct 2017-01-01
SCHERER, MICHAEL, ROBERT VICE PRESIDENT 01/01/2017 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
SUMMIT FINANCIAL STRATEGIES INC VICE PRESIDENT direct 2017-01-01

SUMMIT FINANCIAL STRATEGIES INC

ownership team - last updated 2018-04-18
Name Title Start Date Direct/Indirect % Ownership
MACCHIA, SAMANTHA, ALISE LYMAN PRESIDENT/CHIEF EXECUTIVE OFFICER 01/01/2002 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
SUMMIT FINANCIAL STRATEGIES INC PRESIDENT/CHIEF EXECUTIVE OFFICER direct 2002-01-01
SUMMIT FINANCIAL STRATEGIES INC SECRETARY direct 2001-01-01 2002-04-29
SUMMIT FINANCIAL STRATEGIES INC VICE PRESIDENT/SECRETARY direct 2001-01-01 2006-03-16
SUMMIT FINANCIAL STRATEGIES INC VICE PRESIDENT/SECRETARY/CHIEF COMPLIANCE OFFICER direct 2002-01-01 2009-09-11
SUMMIT FINANCIAL STRATEGIES INC VICE PRESIDENT/SECRETARY/CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER/DIRECTOR OF WEALTH MANAGEMENT direct 2002-01-01 2016-01-21
SANEHOLTZ, TED, KEVIN VICE PRESIDENT/TREASURER/CHIEF FINANCIAL OFFICER 09/01/1998 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
SUMMIT FINANCIAL STRATEGIES INC VICE PRESIDENT/TREASURER/CHIEF FINANCIAL OFFICER direct 1998-09-01
SUMMIT FINANCIAL STRATEGIES INC PRESIDENT/TREASURER/CHIEF COMPLIANCE OFFICER direct 1998-09-01 2006-03-16
SUMMIT FINANCIAL STRATEGIES INC PRESIDENT/TREASURER direct 1998-09-01 2009-09-11
SUMMIT FINANCIAL STRATEGIES INC PRESIDENT/TREASURER/CHIEF FINANCIAL OFFICER direct 1998-09-01 2016-01-21
SUTLIFF, BRIAN, TODD VICE PRESIDENT/CHIEF MARKETING OFFICER 01/01/2005 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
SUTLIFF FINANCIAL PLANNING, INC. PRESIDENT direct 2000-11-01
SUMMIT FINANCIAL STRATEGIES INC VICE PRESIDENT/CHIEF MARKETING OFFICER direct 2005-01-01
SUMMIT FINANCIAL STRATEGIES INC VICE PRESIDENT direct 2005-01-01 2009-09-11
SUMMIT FINANCIAL STRATEGIES INC VICE PRESIDENT/DIRECTOR OF MARKETING direct 2005-01-01 2016-01-21
HURLEY, LIAM, JOHN VICE PRESIDENT/CHIEF INVESTMENT OFFICER 01/01/2005 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
SUMMIT FINANCIAL STRATEGIES INC VICE PRESIDENT direct 2005-01-01
SUMMIT FINANCIAL STRATEGIES INC VICE PRESIDENT/CHIEF INVESTMENT OFFICER direct 2005-01-01
SWAIN, TIMOTHY, WILLIAM VICE PRESIDENT/CHIEF COMPLIANCE OFFICER 01/01/2016 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
SUMMIT FINANCIAL STRATEGIES INC VICE PRESIDENT/CHIEF COMPLIANCE OFFICER direct 2016-01-01
TROUT, WENDY, S VICE PRESIDENT 01/01/2017 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
SUMMIT FINANCIAL STRATEGIES INC VICE PRESIDENT direct 2017-01-01
SCHERER, MICHAEL, ROBERT VICE PRESIDENT 01/01/2017 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
SUMMIT FINANCIAL STRATEGIES INC VICE PRESIDENT direct 2017-01-01

WhaleScore history for SUMMIT FINANCIAL STRATEGIES, INC.

You must have a subscription to view WhaleScore histories

Elevate your investments