SYM FINANCIAL CORP

HTTPS://WWW.LINKEDIN.COM/COMPANY/4809811/ WINONA LAKE, IN Investment Advisor How do I update this listing?

SYM Financial Corp is based out of Winona Lake. SYM Financial Corp is a large advisory firm with 1128 clients and discretionary assets under management (AUM) of $2,203,644,673 (Form ADV from 2019-10-01). Their last reported 13F filing for Q2 2020 included $123,982,000 in managed 13F securities and a top 10 holdings concentration of 92.22%. SYM Financial Corp's largest holding is Schwab U.S. Broad Market ETF with shares held of 401,825. Whalewisdom has at least 11 13F filings

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06/30/2020

13F Activity

  • Market Value $123.982 Million
  • Prior Market Value $99.462 Million
  • New Purchases7 stocks
  • Additional Purchases18 stocks
  • Sold out of13 stocks
  • Reduced holdings in15 stocks
  • Top 10 Holdings % 92.22 %
  • Turnover % [1]:31.75%
  • Turnover Alt % [2]: 8.27 %
  • Time Held Top20:3.90 quarters
  • Time Held Top10:4.50 quarters
  • Time Held All:6.71 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

06/30/2020

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2020-05-15

Performance for Q1 2020: 29.04%
Performance Last 4 Quarters: -4.54%
Performance Metrics
Stats are not available for the latest quarter

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*Shares are split adjusted

View Last Form Adv Compilation Report on Record

SYM FINANCIAL ADVISORS
801 PARK AVE
WINONA LAKE IN    46590
Country: United States

Business Phone: 800-888-7968
Fax: 574-269-5905
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Corporation
Organized in: IN
Number of employees: 57
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges,Fixed fees
Amount of client funds and securities: 877,626,000
Total Number of Clients: 1128
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

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SYM FINANCIAL CORPORATION

ownership team - last updated 2020-06-29
Name Title Start Date Direct/Indirect % Ownership
YEAGER, JERALD, WILLIAM CHIEF EXECUTIVE OFFICER 05/01/2003 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
SYM FINANCIAL CORPORATION CHIEF EXECUTIVE OFFICER direct 2003-05-01
SYM FINANCIAL CORP. VP, FINANCIAL ADVISORY SERVICES direct 1997-01-01 2002-07-22
SYM FINANCIAL CORP. CHIEF OPERATING OFFICER direct 1997-01-01 2003-11-06
SYM FINANCIAL CORP. CHIEF EXECUTIVE OFFICER direct 1997-01-01 2006-03-21
SYM FINANCIAL CORP. PRESIDENT,CHIEF EXECUTIVE OFFICER direct 2006-05-01 2010-08-25
YEAGER, STEPHEN, CHARLES SENIOR FINANCIAL ADVISOR 10/01/2000 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
SYM FINANCIAL CORPORATION SENIOR VICE PRESIDENT direct 2000-10-01
SYM FINANCIAL CORP. VP, CORPORATE ADVISORY SERVICES direct 2000-10-01 2003-11-06
COLEMAN, RODNEY, SCOTT PRESIDENT 05/01/2010 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
SYM FINANCIAL CORP. MANAGING ADVISOR direct 2001-03-01
SYM FINANCIAL CORP. SENIOR VICE PRESIDENT direct 2001-03-01
SYM FINANCIAL CORP. SENIOR VICE PRESIDENT direct 2003-05-01
SYM FINANCIAL CORPORATION PRESIDENT direct 2010-05-01
CREEKMORE, CRYSTAL, LYNN CHIEF COMPLIANCE OFFICER 01/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
SYM FINANCIAL CORPORATION VICE PRESIDENT OF OPERATIONS, CHIEF COMPLIANCE OFFICER direct 2009-01-01
SYM FINANCIAL CORP. VICE PRESIDENT direct 2010-08-01
SYM FINANCIAL CORPORATION VICE PRESIDENT OF OPERATIONS, CHIEF COMPLIANCE OFFICER direct 2016-01-01
HELFRICH, JOHN, FREDERICK SENIOR FINANCIAL ADVISOR 08/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
SYM FINANCIAL CORP. VICE PRESIDENT direct 2010-08-01
WHICKER, ROBERT, SETH SENIOR FINANCIAL ADVISOR 08/01/2010 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
SYM FINANCIAL CORPORATION VICE PRESIDENT direct 2010-08-01
GALECKI FINANCIAL MANAGEMENT INC DIRECTOR OF ASSET MANAGEMENT direct 1999-02-01 2007-03-23
GALECKI FINANCIAL MANAGEMENT INC DIRECTOR OF ASSET MANAGEMENT/OWNER direct 1999-02-01 2007-03-28
ACKMANN, THOMAS, ROBERT SENIOR RETIREMENT PLAN ADVISOR 07/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
SYM FINANCIAL CORPORATION VICE PRESIDENT direct 2011-07-01
HARRISON, RICHARD, EDWARD SENIOR FINANCIAL ADVISOR 12/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
SYM FINANCIAL CORPORATION VICE PRESIDENT direct 2015-12-01
HARRINGTON WEALTH MANAGEMENT CO PRESIDENT, COO AND CHIEF COMPLIANCE OFFICER direct 1998-02-01
POPENFOOSE, ANDREW, LEE CHIEF INVESTMENT OFFICER 10/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
SYM FINANCIAL CORPORATION CHIEF INVESTMENT OFFICER direct 2016-10-01
DELAHANTY, SARAH, LEE SENIOR FINANCIAL ADVISOR 01/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
SYM FINANCIAL CORPORATION SENIOR FINANCIAL ADVISOR direct 2015-01-01
DULING, BRADLEY, SCOTT SENIOR FINANCIAL ADVISOR 01/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
SYM FINANCIAL CORPORATION SENIOR FINANCIAL ADVISOR direct 2015-01-01
SLOCUM, JONATHAN, THOMAS SENIOR FINANCIAL ADVISOR 02/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
SYM FINANCIAL CORPORATION SENIOR FINANCIAL ADVISOR direct 2018-02-01
BLACK, KRISTIN, MARIE CHIEF FINANCIAL OFFICER 01/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
SYM FINANCIAL CORPORATION CHIEF FINANCIAL OFFICER direct 2019-01-01

SYM FINANCIAL CORPORATION

ownership team - last updated 2020-03-30
Name Title Start Date Direct/Indirect % Ownership

SYM FINANCIAL CORPORATION

ownership team - last updated 2019-11-21
Name Title Start Date Direct/Indirect % Ownership
YEAGER, JERALD, WILLIAM CHIEF EXECUTIVE OFFICER 05/01/2003 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
SYM FINANCIAL CORPORATION CHIEF EXECUTIVE OFFICER direct 2003-05-01
SYM FINANCIAL CORP. VP, FINANCIAL ADVISORY SERVICES direct 1997-01-01 2002-07-22
SYM FINANCIAL CORP. CHIEF OPERATING OFFICER direct 1997-01-01 2003-11-06
SYM FINANCIAL CORP. CHIEF EXECUTIVE OFFICER direct 1997-01-01 2006-03-21
SYM FINANCIAL CORP. PRESIDENT,CHIEF EXECUTIVE OFFICER direct 2006-05-01 2010-08-25
YEAGER, STEPHEN, CHARLES SENIOR FINANCIAL ADVISOR 10/01/2000 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
SYM FINANCIAL CORPORATION SENIOR VICE PRESIDENT direct 2000-10-01
SYM FINANCIAL CORP. VP, CORPORATE ADVISORY SERVICES direct 2000-10-01 2003-11-06
COLEMAN, RODNEY, SCOTT PRESIDENT 05/01/2010 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
SYM FINANCIAL CORP. MANAGING ADVISOR direct 2001-03-01
SYM FINANCIAL CORP. SENIOR VICE PRESIDENT direct 2001-03-01
SYM FINANCIAL CORP. SENIOR VICE PRESIDENT direct 2003-05-01
SYM FINANCIAL CORPORATION PRESIDENT direct 2010-05-01
CREEKMORE, CRYSTAL, LYNN CHIEF COMPLIANCE OFFICER 01/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
SYM FINANCIAL CORPORATION VICE PRESIDENT OF OPERATIONS, CHIEF COMPLIANCE OFFICER direct 2009-01-01
SYM FINANCIAL CORP. VICE PRESIDENT direct 2010-08-01
SYM FINANCIAL CORPORATION VICE PRESIDENT OF OPERATIONS, CHIEF COMPLIANCE OFFICER direct 2016-01-01
HELFRICH, JOHN, FREDERICK SENIOR FINANCIAL ADVISOR 08/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
SYM FINANCIAL CORP. VICE PRESIDENT direct 2010-08-01
WHICKER, ROBERT, SETH SENIOR FINANCIAL ADVISOR 08/01/2010 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
SYM FINANCIAL CORPORATION VICE PRESIDENT direct 2010-08-01
GALECKI FINANCIAL MANAGEMENT INC DIRECTOR OF ASSET MANAGEMENT direct 1999-02-01 2007-03-23
GALECKI FINANCIAL MANAGEMENT INC DIRECTOR OF ASSET MANAGEMENT/OWNER direct 1999-02-01 2007-03-28
ACKMANN, THOMAS, ROBERT SENIOR RETIREMENT PLAN ADVISOR 07/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
SYM FINANCIAL CORPORATION VICE PRESIDENT direct 2011-07-01
HARRISON, RICHARD, EDWARD SENIOR FINANCIAL ADVISOR 12/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
SYM FINANCIAL CORPORATION VICE PRESIDENT direct 2015-12-01
HARRINGTON WEALTH MANAGEMENT CO PRESIDENT, COO AND CHIEF COMPLIANCE OFFICER direct 1998-02-01
POPENFOOSE, ANDREW, LEE CHIEF INVESTMENT OFFICER 10/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
SYM FINANCIAL CORPORATION CHIEF INVESTMENT OFFICER direct 2016-10-01
DELAHANTY, SARAH, LEE SENIOR FINANCIAL ADVISOR 01/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
SYM FINANCIAL CORPORATION SENIOR FINANCIAL ADVISOR direct 2015-01-01
DULING, BRADLEY, SCOTT SENIOR FINANCIAL ADVISOR 01/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
SYM FINANCIAL CORPORATION SENIOR FINANCIAL ADVISOR direct 2015-01-01
SLOCUM, JONATHAN, THOMAS SENIOR FINANCIAL ADVISOR 02/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
SYM FINANCIAL CORPORATION SENIOR FINANCIAL ADVISOR direct 2018-02-01
BLACK, KRISTIN, MARIE CHIEF FINANCIAL OFFICER 01/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
SYM FINANCIAL CORPORATION CHIEF FINANCIAL OFFICER direct 2019-01-01

SYM FINANCIAL CORPORATION

ownership team - last updated 2019-05-01
Name Title Start Date Direct/Indirect % Ownership
YEAGER, JERALD, WILLIAM CHIEF EXECUTIVE OFFICER 05/01/2003 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
SYM FINANCIAL CORPORATION CHIEF EXECUTIVE OFFICER direct 2003-05-01
SYM FINANCIAL CORP. VP, FINANCIAL ADVISORY SERVICES direct 1997-01-01 2002-07-22
SYM FINANCIAL CORP. CHIEF OPERATING OFFICER direct 1997-01-01 2003-11-06
SYM FINANCIAL CORP. CHIEF EXECUTIVE OFFICER direct 1997-01-01 2006-03-21
SYM FINANCIAL CORP. PRESIDENT,CHIEF EXECUTIVE OFFICER direct 2006-05-01 2010-08-25
YEAGER, STEPHEN, CHARLES SENIOR FINANCIAL ADVISOR 10/01/2000 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
SYM FINANCIAL CORPORATION SENIOR VICE PRESIDENT direct 2000-10-01
SYM FINANCIAL CORP. VP, CORPORATE ADVISORY SERVICES direct 2000-10-01 2003-11-06
COLEMAN, RODNEY, SCOTT PRESIDENT 05/01/2010 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
SYM FINANCIAL CORP. MANAGING ADVISOR direct 2001-03-01
SYM FINANCIAL CORP. SENIOR VICE PRESIDENT direct 2001-03-01
SYM FINANCIAL CORP. SENIOR VICE PRESIDENT direct 2003-05-01
SYM FINANCIAL CORPORATION PRESIDENT direct 2010-05-01
CREEKMORE, CRYSTAL, LYNN CHIEF COMPLIANCE OFFICER 01/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
SYM FINANCIAL CORPORATION VICE PRESIDENT OF OPERATIONS, CHIEF COMPLIANCE OFFICER direct 2009-01-01
SYM FINANCIAL CORP. VICE PRESIDENT direct 2010-08-01
SYM FINANCIAL CORPORATION VICE PRESIDENT OF OPERATIONS, CHIEF COMPLIANCE OFFICER direct 2016-01-01
HELFRICH, JOHN, FREDERICK SENIOR FINANCIAL ADVISOR 08/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
SYM FINANCIAL CORP. VICE PRESIDENT direct 2010-08-01
WHICKER, ROBERT, SETH SENIOR FINANCIAL ADVISOR 08/01/2010 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
SYM FINANCIAL CORPORATION VICE PRESIDENT direct 2010-08-01
GALECKI FINANCIAL MANAGEMENT INC DIRECTOR OF ASSET MANAGEMENT direct 1999-02-01 2007-03-23
GALECKI FINANCIAL MANAGEMENT INC DIRECTOR OF ASSET MANAGEMENT/OWNER direct 1999-02-01 2007-03-28
ACKMANN, THOMAS, ROBERT SENIOR RETIREMENT PLAN ADVISOR 07/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
SYM FINANCIAL CORPORATION VICE PRESIDENT direct 2011-07-01
HARRISON, RICHARD, EDWARD SENIOR FINANCIAL ADVISOR 12/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
SYM FINANCIAL CORPORATION VICE PRESIDENT direct 2015-12-01
HARRINGTON WEALTH MANAGEMENT CO PRESIDENT, COO AND CHIEF COMPLIANCE OFFICER direct 1998-02-01
POPENFOOSE, ANDREW, LEE CHIEF INVESTMENT OFFICER 10/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
SYM FINANCIAL CORPORATION CHIEF INVESTMENT OFFICER direct 2016-10-01
DELAHANTY, SARAH, LEE SENIOR FINANCIAL ADVISOR 01/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
SYM FINANCIAL CORPORATION SENIOR FINANCIAL ADVISOR direct 2015-01-01
DULING, BRADLEY, SCOTT SENIOR FINANCIAL ADVISOR 01/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
SYM FINANCIAL CORPORATION SENIOR FINANCIAL ADVISOR direct 2015-01-01
SLOCUM, JONATHAN, THOMAS SENIOR FINANCIAL ADVISOR 02/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
SYM FINANCIAL CORPORATION SENIOR FINANCIAL ADVISOR direct 2018-02-01
BLACK, KRISTIN, MARIE CHIEF FINANCIAL OFFICER 01/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
SYM FINANCIAL CORPORATION CHIEF FINANCIAL OFFICER direct 2019-01-01

SYM FINANCIAL CORPORATION

ownership team - last updated 2019-03-27
Name Title Start Date Direct/Indirect % Ownership
YEAGER, JERALD, WILLIAM CHIEF EXECUTIVE OFFICER 05/01/2003 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
SYM FINANCIAL CORPORATION CHIEF EXECUTIVE OFFICER direct 2003-05-01
SYM FINANCIAL CORP. VP, FINANCIAL ADVISORY SERVICES direct 1997-01-01 2002-07-22
SYM FINANCIAL CORP. CHIEF OPERATING OFFICER direct 1997-01-01 2003-11-06
SYM FINANCIAL CORP. CHIEF EXECUTIVE OFFICER direct 1997-01-01 2006-03-21
SYM FINANCIAL CORP. PRESIDENT,CHIEF EXECUTIVE OFFICER direct 2006-05-01 2010-08-25
YEAGER, STEPHEN, CHARLES SENIOR FINANCIAL ADVISOR 10/01/2000 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
SYM FINANCIAL CORPORATION SENIOR VICE PRESIDENT direct 2000-10-01
SYM FINANCIAL CORP. VP, CORPORATE ADVISORY SERVICES direct 2000-10-01 2003-11-06
COLEMAN, RODNEY, SCOTT PRESIDENT 05/01/2010 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
SYM FINANCIAL CORP. MANAGING ADVISOR direct 2001-03-01
SYM FINANCIAL CORP. SENIOR VICE PRESIDENT direct 2001-03-01
SYM FINANCIAL CORP. SENIOR VICE PRESIDENT direct 2003-05-01
SYM FINANCIAL CORPORATION PRESIDENT direct 2010-05-01
CREEKMORE, CRYSTAL, LYNN CHIEF COMPLIANCE OFFICER 01/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
SYM FINANCIAL CORPORATION VICE PRESIDENT OF OPERATIONS, CHIEF COMPLIANCE OFFICER direct 2009-01-01
SYM FINANCIAL CORP. VICE PRESIDENT direct 2010-08-01
SYM FINANCIAL CORPORATION VICE PRESIDENT OF OPERATIONS, CHIEF COMPLIANCE OFFICER direct 2016-01-01
HELFRICH, JOHN, FREDERICK SENIOR FINANCIAL ADVISOR 08/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
SYM FINANCIAL CORP. VICE PRESIDENT direct 2010-08-01
WHICKER, ROBERT, SETH SENIOR FINANCIAL ADVISOR 08/01/2010 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
SYM FINANCIAL CORPORATION VICE PRESIDENT direct 2010-08-01
GALECKI FINANCIAL MANAGEMENT INC DIRECTOR OF ASSET MANAGEMENT direct 1999-02-01 2007-03-23
GALECKI FINANCIAL MANAGEMENT INC DIRECTOR OF ASSET MANAGEMENT/OWNER direct 1999-02-01 2007-03-28
ACKMANN, THOMAS, ROBERT SENIOR RETIREMENT PLAN ADVISOR 07/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
SYM FINANCIAL CORPORATION VICE PRESIDENT direct 2011-07-01
HARRISON, RICHARD, EDWARD SENIOR FINANCIAL ADVISOR 12/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
SYM FINANCIAL CORPORATION VICE PRESIDENT direct 2015-12-01
HARRINGTON WEALTH MANAGEMENT CO PRESIDENT, COO AND CHIEF COMPLIANCE OFFICER direct 1998-02-01
POPENFOOSE, ANDREW, LEE CHIEF INVESTMENT OFFICER 10/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
SYM FINANCIAL CORPORATION CHIEF INVESTMENT OFFICER direct 2016-10-01
DELAHANTY, SARAH, LEE SENIOR FINANCIAL ADVISOR 01/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
SYM FINANCIAL CORPORATION SENIOR FINANCIAL ADVISOR direct 2015-01-01
DULING, BRADLEY, SCOTT SENIOR FINANCIAL ADVISOR 01/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
SYM FINANCIAL CORPORATION SENIOR FINANCIAL ADVISOR direct 2015-01-01
SLOCUM, JONATHAN, THOMAS SENIOR FINANCIAL ADVISOR 02/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
SYM FINANCIAL CORPORATION SENIOR FINANCIAL ADVISOR direct 2018-02-01
BLACK, KRISTIN, MARIE CHIEF FINANCIAL OFFICER 01/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
SYM FINANCIAL CORPORATION CHIEF FINANCIAL OFFICER direct 2019-01-01

SYM FINANCIAL CORPORATION

ownership team - last updated 2017-10-04
Name Title Start Date Direct/Indirect % Ownership
WOLFSON, GEORGE, STEPHEN SENIOR VICE PRESIDENT 07/01/2000 Direct less than 5%
Fund Name Position direct/indirect start date end date
SYM FINANCIAL CORPORATION SENIOR VICE PRESIDENT direct 2000-07-01
SYM FINANCIAL CORP. VP, SOUTH BEND DIVISION direct 2000-07-01 2003-11-06
YEAGER, JERALD, WILLIAM CHIEF EXECUTIVE OFFICER 05/01/2003 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
SYM FINANCIAL CORPORATION CHIEF EXECUTIVE OFFICER direct 2003-05-01
SYM FINANCIAL CORP. VP, FINANCIAL ADVISORY SERVICES direct 1997-01-01 2002-07-22
SYM FINANCIAL CORP. CHIEF OPERATING OFFICER direct 1997-01-01 2003-11-06
SYM FINANCIAL CORP. CHIEF EXECUTIVE OFFICER direct 1997-01-01 2006-03-21
SYM FINANCIAL CORP. PRESIDENT,CHIEF EXECUTIVE OFFICER direct 2006-05-01 2010-08-25
YEAGER, STEPHEN, CHARLES SENIOR VICE PRESIDENT 10/01/2000 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
SYM FINANCIAL CORPORATION SENIOR VICE PRESIDENT direct 2000-10-01
SYM FINANCIAL CORP. VP, CORPORATE ADVISORY SERVICES direct 2000-10-01 2003-11-06
COLEMAN, RODNEY, SCOTT PRESIDENT 05/01/2010 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
SYM FINANCIAL CORP. MANAGING ADVISOR direct 2001-03-01
SYM FINANCIAL CORP. SENIOR VICE PRESIDENT direct 2001-03-01
SYM FINANCIAL CORP. SENIOR VICE PRESIDENT direct 2003-05-01
SYM FINANCIAL CORPORATION PRESIDENT direct 2010-05-01
CREEKMORE, CRYSTAL, LYNN VICE PRESIDENT OF OPERATIONS, CHIEF COMPLIANCE OFFICER 01/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
SYM FINANCIAL CORPORATION VICE PRESIDENT OF OPERATIONS, CHIEF COMPLIANCE OFFICER direct 2009-01-01
SYM FINANCIAL CORP. VICE PRESIDENT direct 2010-08-01
SYM FINANCIAL CORPORATION VICE PRESIDENT OF OPERATIONS, CHIEF COMPLIANCE OFFICER direct 2016-01-01
HELFRICH, JOHN, FREDERICK VICE PRESIDENT 08/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
SYM FINANCIAL CORP. VICE PRESIDENT direct 2010-08-01
WHICKER, ROBERT, SETH VICE PRESIDENT 08/01/2010 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
SYM FINANCIAL CORPORATION VICE PRESIDENT direct 2010-08-01
GALECKI FINANCIAL MANAGEMENT INC DIRECTOR OF ASSET MANAGEMENT direct 1999-02-01 2007-03-23
GALECKI FINANCIAL MANAGEMENT INC DIRECTOR OF ASSET MANAGEMENT/OWNER direct 1999-02-01 2007-03-28
ACKMANN, THOMAS, ROBERT VICE PRESIDENT 07/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
SYM FINANCIAL CORPORATION VICE PRESIDENT direct 2011-07-01
HARRISON, RICHARD, EDWARD VICE PRESIDENT 12/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
SYM FINANCIAL CORPORATION VICE PRESIDENT direct 2015-12-01
HARRINGTON WEALTH MANAGEMENT CO PRESIDENT, COO AND CHIEF COMPLIANCE OFFICER direct 1998-02-01
POPENFOOSE, ANDREW, LEE CHIEF INVESTMENT OFFICER 10/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
SYM FINANCIAL CORPORATION CHIEF INVESTMENT OFFICER direct 2016-10-01

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