TDAM USA INC.

HTTP://WWW.TDAMUSA.COM TORONTO, A6 Investment Advisor How do I update this listing?

Tdam USA is based out of Toronto. Tdam USA is a large advisory firm with 1807 clients and discretionary assets under management (AUM) of $4,771,477,413 (Form ADV from 2019-07-17). Their last reported 13F filing for Q3 2019 included $1,409,035,000 in managed 13F securities and a top 10 holdings concentration of 23.1%. Tdam USA's largest holding is Microsoft Corp. with shares held of 521,155. Tdam USA has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 80 13F filings

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09/30/2019

13F Sector Allocation Over Time

09/30/2019

13F Activity

  • Market Value $1.409 Billion
  • Prior Market Value $1.429 Billion
  • New Purchases14 stocks
  • Additional Purchases78 stocks
  • Sold out of15 stocks
  • Reduced holdings in142 stocks
  • Top 10 Holdings % 23.10 %
  • Turnover % [1]:11.93%
  • Turnover Alt % [2]: 10.82 %
  • Time Held Top20:15.15 quarters
  • Time Held Top10:12.50 quarters
  • Time Held All:29.25 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-11-14

Performance for Q3 2019: 5.68%
Performance Last 4 Quarters: 6.16%
Performance Metrics
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13F Filings Available:
  • 2019-09-30 - 13F-HR (Subscription required)
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)
  • 2016-09-30 - 13F-HR (Subscription required)
  • 2016-06-30 - 13F-HR (Subscription required)
  • 2016-03-31 - 13F-HR (Subscription required)
  • 2015-12-31 - 13F-HR (Subscription required)
  • 2015-09-30 - 13F-HR (Subscription required)
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  • 2015-03-31 - 13F-HR (Subscription required)
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  • 2014-03-31 - 13F-HR (Subscription required)
  • 2013-12-31 - 13F-HR (Subscription required)
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This lets you look at individual sub managers or subsidiaries within the 13F filing.

13F Managers

Subsidiaries/Managers included in latest 13F
Name
TD Bank N.A

View Last Form Adv Compilation Report on Record

TD ASSET MANAGEMENT
161 BAY STREET 35TH FLOOR, TD CANADA TRUST TOWER
TORONTO, ONTARIO    M5J 2T2
Country: Canada

Business Phone: 866-416-4031
Fax: 416-983-3837
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm,Principal Office Outside the US,Investment advisor to an investment company
Form of Organization: Corporation
Organized in: DE
Number of employees: 396
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Fixed fees
Amount of client funds and securities:
Total Number of Clients: 1807
Amount of client funds and securities by related persons: 3,413,450,000
Total Number of clients from related persons: 1774
Disclosures: 11.D (2),11.D (4)
Data above was derived from SEC filings.

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TDAM USA INC.

ownership team - last updated 2019-07-17
Name Title Start Date Direct/Indirect % Ownership
DAVIS, GLENN, S DIRECTOR 06/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
TDAM USA INC. DIRECTOR direct 2015-06-01
THORFINNSON, RODNEY, MICHAEL CHIEF ADMINISTRATIVE OFFICER, CHIEF RISK OFFICER AND DIRECTOR 12/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
TD INVESTMENT MANAGEMENT INC DIRECTOR, CRO (INSTITUTIONAL) direct 2002-09-01
TDAM USA INC. CHIEF ADMINISTRATIVE OFFICER, CHIEF RISK OFFICER AND DIRECTOR direct 2010-12-01
TD INVESTMENT MANAGEMENT INC COO, CFO AND DIRECTOR direct 1999-07-01 2002-01-07
TD INVESTMENT MANAGEMENT INC CFO AND DIRECTOR direct 2002-02-01 2002-07-08
TD INVESTMENT MANAGEMENT INC DIRECTOR direct 2002-09-01 2004-10-01
TD ASSET MANAGEMENT USA INC. DIRECTOR, CHIEF OPERATING OFFICER, CHIEF RISK OFFICER direct 2002-09-01 2005-06-03
TDAM USA INC. DIRECTOR, CHIEF OPERATING OFFICER, CHIEF RISK OFFICER direct 2005-06-01 2010-01-29
TDAM USA INC. CHIEF OPERATING OFFICER, CHIEF RISK OFFICER direct 2010-04-01 2010-04-19
TDAM USA INC. CHIEF RISK OFFICER AND CHIEF ADMINISTRATION OFFICER direct 2010-12-01 2015-01-26
TDAM USA INC. CHIEF ADMINISTRATION OFFICER direct 2010-12-01 2015-05-15
COOPER, BRUCE CHIEF EXECUTIVE OFFICER & DIRECTOR 10/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
TDAM USA INC. CHIEF INVESTMENT OFFICER direct 2016-01-01
TDAM USA INC. CHIEF EXECUTIVE OFFICER & DIRECTOR direct 2016-10-01
CALVERT, JASON DIRECTOR 03/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
TDAM USA INC. DIRECTOR direct 2017-03-01
TD BANK US HOLDING CO SHAREHOLDER 07/01/2017 Direct 75% or more
Fund Name Position direct/indirect start date end date
TDAM USA INC. SHAREHOLDER direct 2017-07-01
BARNETT, DAVID, ANDREW CHIEF COMPLIANCE OFFICER 07/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
JL ADVISORS, LLC GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER direct 2005-07-01
EPOCH INVESTMENT PARTNERS, INC. CHIEF COMPLIANCE OFFICER direct 2010-12-01
WHITNEY HOLDINGS LLC CHIEF COMPLIANCE OFFICER direct 2000-05-01 2002-08-22
SALMAN, SALMA CHIEF FINANCIAL OFFICER 07/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
GREYSTONE MANAGED INVESTMENTS INC. DIRECTOR direct 2018-11-01
THE TORONTO-DOMINION BANK DIRECT OWNER TD GROUP US HOLDINGS LLC 07/01/2017 Indirect 75% or more
Fund Name Position direct/indirect start date end date
TD BANKNORTH, N.A. INDIRECT SHAREHOLDER indirect 2005-03-01
COMMERCE CAPITAL MARKETS, INC. INDIRECT OWNER indirect 2008-03-01
EPOCH INVESTMENT PARTNERS, INC. DIRECT OWNER indirect 2013-03-01
TD PRIVATE CLIENT WEALTH LLC OWNER indirect 2015-07-01
TDAM USA INC. DIRECT OWNER indirect 2017-07-01
TD WATERHOUSE ASSET MANAGEMENT, INC INDIRECT SHAREHOLDER indirect 1996-10-01 2001-04-27
TD WATERHOUSE ASSET MANAGEMENT, INC INDIRECT SHAREHOLDER indirect 1996-10-01 2005-05-20
TD ASSET MANAGEMENT USA INC. DIRECT OWNER direct 2005-05-01 2005-06-03
TD CAPITAL PRIVATE EQUITY ADVISORS LTD. DIRECT OWNER direct 2007-08-01 2009-01-28
EPOCH INVESTMENT PARTNERS, INC. DIRECT OWNER indirect 2013-03-01 2015-01-28
TD PRIVATE CLIENT WEALTH LLC OWNER indirect 2005-03-01 2015-01-29
TDAM USA INC. DIRECT OWNER direct 2005-06-01 2017-02-02
TD GROUP US HOLDINGS LLC DIRECT OWNER TD BANK US HOLDING CO 07/01/2017 Indirect 75% or more
Fund Name Position direct/indirect start date end date
TDAM USA INC. DIRECT OWNER indirect 2017-07-01
EPOCH INVESTMENT PARTNERS, INC. DIRECT OWNER indirect 2015-07-01
TD PRIVATE CLIENT WEALTH LLC OWNER indirect 2015-07-01

TDAM USA INC.

ownership team - last updated 2019-01-29
Name Title Start Date Direct/Indirect % Ownership
THORFINNSON, RODNEY, MICHAEL CHIEF ADMINISTRATIVE OFFICER, CHIEF RISK OFFICER AND DIRECTOR 12/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
TD INVESTMENT MANAGEMENT INC DIRECTOR, CRO (INSTITUTIONAL) direct 2002-09-01
TDAM USA INC. CHIEF ADMINISTRATIVE OFFICER, CHIEF RISK OFFICER AND DIRECTOR direct 2010-12-01
TD INVESTMENT MANAGEMENT INC COO, CFO AND DIRECTOR direct 1999-07-01 2002-01-07
TD INVESTMENT MANAGEMENT INC CFO AND DIRECTOR direct 2002-02-01 2002-07-08
TD INVESTMENT MANAGEMENT INC DIRECTOR direct 2002-09-01 2004-10-01
TD ASSET MANAGEMENT USA INC. DIRECTOR, CHIEF OPERATING OFFICER, CHIEF RISK OFFICER direct 2002-09-01 2005-06-03
TDAM USA INC. DIRECTOR, CHIEF OPERATING OFFICER, CHIEF RISK OFFICER direct 2005-06-01 2010-01-29
TDAM USA INC. CHIEF OPERATING OFFICER, CHIEF RISK OFFICER direct 2010-04-01 2010-04-19
TDAM USA INC. CHIEF RISK OFFICER AND CHIEF ADMINISTRATION OFFICER direct 2010-12-01 2015-01-26
TDAM USA INC. CHIEF ADMINISTRATION OFFICER direct 2010-12-01 2015-05-15
DAVIS, GLENN, S DIRECTOR 06/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
TDAM USA INC. DIRECTOR direct 2015-06-01
COOPER, BRUCE CHIEF EXECUTIVE OFFICER & DIRECTOR 10/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
TDAM USA INC. CHIEF INVESTMENT OFFICER direct 2016-01-01
TDAM USA INC. CHIEF EXECUTIVE OFFICER & DIRECTOR direct 2016-10-01
CALVERT, JASON DIRECTOR 03/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
TDAM USA INC. DIRECTOR direct 2017-03-01
TD BANK US HOLDING CO SHAREHOLDER 07/01/2017 Direct 75% or more
Fund Name Position direct/indirect start date end date
TDAM USA INC. SHAREHOLDER direct 2017-07-01
PAVLAKOS, IOANNIS, GEORGE CHIEF COMPLIANCE OFFICER 09/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
TDAM USA INC. CHIEF COMPLIANCE OFFICER direct 2017-09-01
Chiu, Sally, Chee Ying CHIEF FINANCIAL OFFICER 04/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
TDAM USA INC. CHIEF FINANCIAL OFFICER direct 2018-04-01
THE TORONTO-DOMINION BANK DIRECT OWNER TD GROUP US HOLDINGS LLC 07/01/2017 Indirect 75% or more
Fund Name Position direct/indirect start date end date
TD BANKNORTH, N.A. INDIRECT SHAREHOLDER indirect 2005-03-01
COMMERCE CAPITAL MARKETS, INC. INDIRECT OWNER indirect 2008-03-01
EPOCH INVESTMENT PARTNERS, INC. DIRECT OWNER indirect 2013-03-01
TD PRIVATE CLIENT WEALTH LLC OWNER indirect 2015-07-01
TDAM USA INC. DIRECT OWNER indirect 2017-07-01
TD WATERHOUSE ASSET MANAGEMENT, INC INDIRECT SHAREHOLDER indirect 1996-10-01 2001-04-27
TD WATERHOUSE ASSET MANAGEMENT, INC INDIRECT SHAREHOLDER indirect 1996-10-01 2005-05-20
TD ASSET MANAGEMENT USA INC. DIRECT OWNER direct 2005-05-01 2005-06-03
TD CAPITAL PRIVATE EQUITY ADVISORS LTD. DIRECT OWNER direct 2007-08-01 2009-01-28
EPOCH INVESTMENT PARTNERS, INC. DIRECT OWNER indirect 2013-03-01 2015-01-28
TD PRIVATE CLIENT WEALTH LLC OWNER indirect 2005-03-01 2015-01-29
TDAM USA INC. DIRECT OWNER direct 2005-06-01 2017-02-02
TD GROUP US HOLDINGS LLC DIRECT OWNER TD BANK US HOLDING CO 07/01/2017 Indirect 75% or more
Fund Name Position direct/indirect start date end date
TDAM USA INC. DIRECT OWNER indirect 2017-07-01
EPOCH INVESTMENT PARTNERS, INC. DIRECT OWNER indirect 2015-07-01
TD PRIVATE CLIENT WEALTH LLC OWNER indirect 2015-07-01

TDAM USA INC.

ownership team - last updated 2018-04-19
Name Title Start Date Direct/Indirect % Ownership
THORFINNSON, RODNEY, MICHAEL CHIEF ADMINISTRATIVE OFFICER, CHIEF RISK OFFICER AND DIRECTOR 12/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
TD INVESTMENT MANAGEMENT INC DIRECTOR, CRO (INSTITUTIONAL) direct 2002-09-01
TDAM USA INC. CHIEF ADMINISTRATIVE OFFICER, CHIEF RISK OFFICER AND DIRECTOR direct 2010-12-01
TD INVESTMENT MANAGEMENT INC COO, CFO AND DIRECTOR direct 1999-07-01 2002-01-07
TD INVESTMENT MANAGEMENT INC CFO AND DIRECTOR direct 2002-02-01 2002-07-08
TD INVESTMENT MANAGEMENT INC DIRECTOR direct 2002-09-01 2004-10-01
TD ASSET MANAGEMENT USA INC. DIRECTOR, CHIEF OPERATING OFFICER, CHIEF RISK OFFICER direct 2002-09-01 2005-06-03
TDAM USA INC. DIRECTOR, CHIEF OPERATING OFFICER, CHIEF RISK OFFICER direct 2005-06-01 2010-01-29
TDAM USA INC. CHIEF OPERATING OFFICER, CHIEF RISK OFFICER direct 2010-04-01 2010-04-19
TDAM USA INC. CHIEF RISK OFFICER AND CHIEF ADMINISTRATION OFFICER direct 2010-12-01 2015-01-26
TDAM USA INC. CHIEF ADMINISTRATION OFFICER direct 2010-12-01 2015-05-15
DAVIS, GLENN, S DIRECTOR 06/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
TDAM USA INC. DIRECTOR direct 2015-06-01
COOPER, BRUCE CHIEF EXECUTIVE OFFICER & DIRECTOR 10/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
TDAM USA INC. CHIEF INVESTMENT OFFICER direct 2016-01-01
TDAM USA INC. CHIEF EXECUTIVE OFFICER & DIRECTOR direct 2016-10-01
CALVERT, JASON DIRECTOR 03/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
TDAM USA INC. DIRECTOR direct 2017-03-01
TD BANK US HOLDING CO SHAREHOLDER 07/01/2017 Direct 75% or more
Fund Name Position direct/indirect start date end date
TDAM USA INC. SHAREHOLDER direct 2017-07-01
PAVLAKOS, IOANNIS, GEORGE CHIEF COMPLIANCE OFFICER 09/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
TDAM USA INC. CHIEF COMPLIANCE OFFICER direct 2017-09-01
Chiu, Sally, Chee Ying CHIEF FINANCIAL OFFICER 04/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
TDAM USA INC. CHIEF FINANCIAL OFFICER direct 2018-04-01
THE TORONTO-DOMINION BANK DIRECT OWNER TD GROUP US HOLDINGS LLC 07/01/2017 Indirect 75% or more
Fund Name Position direct/indirect start date end date
TD BANKNORTH, N.A. INDIRECT SHAREHOLDER indirect 2005-03-01
COMMERCE CAPITAL MARKETS, INC. INDIRECT OWNER indirect 2008-03-01
EPOCH INVESTMENT PARTNERS, INC. DIRECT OWNER indirect 2013-03-01
TD PRIVATE CLIENT WEALTH LLC OWNER indirect 2015-07-01
TDAM USA INC. DIRECT OWNER indirect 2017-07-01
TD WATERHOUSE ASSET MANAGEMENT, INC INDIRECT SHAREHOLDER indirect 1996-10-01 2001-04-27
TD WATERHOUSE ASSET MANAGEMENT, INC INDIRECT SHAREHOLDER indirect 1996-10-01 2005-05-20
TD ASSET MANAGEMENT USA INC. DIRECT OWNER direct 2005-05-01 2005-06-03
TD CAPITAL PRIVATE EQUITY ADVISORS LTD. DIRECT OWNER direct 2007-08-01 2009-01-28
EPOCH INVESTMENT PARTNERS, INC. DIRECT OWNER indirect 2013-03-01 2015-01-28
TD PRIVATE CLIENT WEALTH LLC OWNER indirect 2005-03-01 2015-01-29
TDAM USA INC. DIRECT OWNER direct 2005-06-01 2017-02-02
TD GROUP US HOLDINGS LLC DIRECT OWNER TD BANK US HOLDING CO 07/01/2017 Indirect 75% or more
Fund Name Position direct/indirect start date end date
TDAM USA INC. DIRECT OWNER indirect 2017-07-01
EPOCH INVESTMENT PARTNERS, INC. DIRECT OWNER indirect 2015-07-01
TD PRIVATE CLIENT WEALTH LLC OWNER indirect 2015-07-01

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