TLWM

http://www.tdfplatinumwm.com/ SAN ANTONIO, TX Investment Advisor How do I update this listing?

Tlwm is based out of San Antonio. Tlwm is a large advisory firm with 723 clients and discretionary assets under management (AUM) of $298,660,715 (Form ADV from 2021-02-23). Their last reported 13F filing for Q1 2021 included $263,535,000 in managed 13F securities and a top 10 holdings concentration of 77.55%. Tlwm's largest holding is SPDR S&P 500 ETF Trust with shares held of 125,255. Whalewisdom has at least 14 13F filings

Download 13F Summary Create Alert

03/31/2021

13F Activity

  • Market Value $263.535 Million
  • Prior Market Value $250.22 Million
  • New Purchases10 stocks
  • Additional Purchases39 stocks
  • Sold out of5 stocks
  • Reduced holdings in12 stocks
  • Top 10 Holdings % 77.55 %
  • Turnover % [1]:21.74%
  • Turnover Alt % [2]: 10.32 %
  • Time Held Top20:5.80 quarters
  • Time Held Top10:5.40 quarters
  • Time Held All:6.94 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

03/31/2021

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2021-02-16

Performance for Q4 2020: 5.82%
Performance Last 4 Quarters: 9.5%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

Refresh Advanced Export Download CSV Download Excel (.xlsx) Download TSV
Filter by:

Security Types:

Refresh
*Shares are split adjusted

View Last Form Adv Compilation Report on Record

TEXAS LEGACY WEALTH MANAGEMENT
40 NE LOOP 410 SUITE 644
SAN ANTONIO TX    78216
Country: United States

Business Phone: 210-541-8600
Fax: 210-541-8650
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: TX
Number of employees: 8
Other Business Activities: registered representative of a broker-dealer,insurance broker or agent
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges,Fixed fees
Amount of client funds and securities: 116,665,000
Total Number of Clients: 723
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

Sign in to see

Insider Transactions in the past year

Loading...

TLWM, LLC

ownership team - last updated 2021-02-23
Name Title Start Date Direct/Indirect % Ownership
PELLEGRINO, ENZO, THOMAS CHIEF COMPLIANCE OFFICER 10/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
PELLEGRINO AND ASSOCIATES FINANCIAL SERVICES, LLC MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER direct 2011-07-01
TLWM, LLC CHIEF COMPLIANCE OFFICER direct 2011-10-01
PELLEGRINO AND ASSOCIATES FINANCIAL SERVICES, LLC MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER direct 2011-10-01
TLWM, LLC MANAGING MEMBER indirect 2014-01-01
TLHC, LLC OWNER 01/01/2014 Direct 75% or more
Fund Name Position direct/indirect start date end date
PELLEGRINO AND ASSOCIATES FINANCIAL SERVICES, LLC OWNER direct 2014-01-01
PELLEGRINO, ENZO, THOMAS MANAGING MEMBER TLHC, LLC 01/01/2014 Indirect 75% or more
Fund Name Position direct/indirect start date end date
PELLEGRINO AND ASSOCIATES FINANCIAL SERVICES, LLC MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER direct 2011-07-01
TLWM, LLC CHIEF COMPLIANCE OFFICER direct 2011-10-01
PELLEGRINO AND ASSOCIATES FINANCIAL SERVICES, LLC MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER direct 2011-10-01
TLWM, LLC MANAGING MEMBER indirect 2014-01-01

TLWM, LLC

ownership team - last updated 2020-08-17
Name Title Start Date Direct/Indirect % Ownership
PELLEGRINO, ENZO, THOMAS CHIEF COMPLIANCE OFFICER 10/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
PELLEGRINO AND ASSOCIATES FINANCIAL SERVICES, LLC MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER direct 2011-07-01
TLWM, LLC CHIEF COMPLIANCE OFFICER direct 2011-10-01
PELLEGRINO AND ASSOCIATES FINANCIAL SERVICES, LLC MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER direct 2011-10-01
TLWM, LLC MANAGING MEMBER indirect 2014-01-01
TLHC, LLC OWNER 01/01/2014 Direct 75% or more
Fund Name Position direct/indirect start date end date
PELLEGRINO AND ASSOCIATES FINANCIAL SERVICES, LLC OWNER direct 2014-01-01
PELLEGRINO, ENZO, THOMAS MANAGING MEMBER TLHC, LLC 01/01/2014 Indirect 75% or more
Fund Name Position direct/indirect start date end date
PELLEGRINO AND ASSOCIATES FINANCIAL SERVICES, LLC MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER direct 2011-07-01
TLWM, LLC CHIEF COMPLIANCE OFFICER direct 2011-10-01
PELLEGRINO AND ASSOCIATES FINANCIAL SERVICES, LLC MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER direct 2011-10-01
TLWM, LLC MANAGING MEMBER indirect 2014-01-01

TLWM, LLC

ownership team - last updated 2020-05-12
Name Title Start Date Direct/Indirect % Ownership
PELLEGRINO, ENZO, THOMAS CHIEF COMPLIANCE OFFICER 10/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
PELLEGRINO AND ASSOCIATES FINANCIAL SERVICES, LLC MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER direct 2011-07-01
TLWM, LLC CHIEF COMPLIANCE OFFICER direct 2011-10-01
PELLEGRINO AND ASSOCIATES FINANCIAL SERVICES, LLC MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER direct 2011-10-01
TLWM, LLC MANAGING MEMBER indirect 2014-01-01
TLHC, LLC OWNER 01/01/2014 Direct 75% or more
Fund Name Position direct/indirect start date end date
PELLEGRINO AND ASSOCIATES FINANCIAL SERVICES, LLC OWNER direct 2014-01-01
PELLEGRINO, ENZO, THOMAS MANAGING MEMBER TLHC, LLC 01/01/2014 Indirect 75% or more
Fund Name Position direct/indirect start date end date
PELLEGRINO AND ASSOCIATES FINANCIAL SERVICES, LLC MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER direct 2011-07-01
TLWM, LLC CHIEF COMPLIANCE OFFICER direct 2011-10-01
PELLEGRINO AND ASSOCIATES FINANCIAL SERVICES, LLC MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER direct 2011-10-01
TLWM, LLC MANAGING MEMBER indirect 2014-01-01

TLWM, LLC

ownership team - last updated 2020-02-24
Name Title Start Date Direct/Indirect % Ownership

TLWM, LLC

ownership team - last updated 2019-01-30
Name Title Start Date Direct/Indirect % Ownership
PELLEGRINO, ENZO, THOMAS CHIEF COMPLIANCE OFFICER 10/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
PELLEGRINO AND ASSOCIATES FINANCIAL SERVICES, LLC MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER direct 2011-07-01
TLWM, LLC CHIEF COMPLIANCE OFFICER direct 2011-10-01
PELLEGRINO AND ASSOCIATES FINANCIAL SERVICES, LLC MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER direct 2011-10-01
TLWM, LLC MANAGING MEMBER indirect 2014-01-01
TLHC, LLC OWNER 01/01/2014 Direct 75% or more
Fund Name Position direct/indirect start date end date
PELLEGRINO AND ASSOCIATES FINANCIAL SERVICES, LLC OWNER direct 2014-01-01
PELLEGRINO, ENZO, THOMAS MANAGING MEMBER TLHC, LLC 01/01/2014 Indirect 75% or more
Fund Name Position direct/indirect start date end date
PELLEGRINO AND ASSOCIATES FINANCIAL SERVICES, LLC MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER direct 2011-07-01
TLWM, LLC CHIEF COMPLIANCE OFFICER direct 2011-10-01
PELLEGRINO AND ASSOCIATES FINANCIAL SERVICES, LLC MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER direct 2011-10-01
TLWM, LLC MANAGING MEMBER indirect 2014-01-01

TLWM, LLC

ownership team - last updated 2018-10-31
Name Title Start Date Direct/Indirect % Ownership
PELLEGRINO, ENZO, THOMAS CHIEF COMPLIANCE OFFICER 10/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
PELLEGRINO AND ASSOCIATES FINANCIAL SERVICES, LLC MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER direct 2011-07-01
TLWM, LLC CHIEF COMPLIANCE OFFICER direct 2011-10-01
PELLEGRINO AND ASSOCIATES FINANCIAL SERVICES, LLC MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER direct 2011-10-01
TLWM, LLC MANAGING MEMBER indirect 2014-01-01
TLHC, LLC OWNER 01/01/2014 Direct 75% or more
Fund Name Position direct/indirect start date end date
PELLEGRINO AND ASSOCIATES FINANCIAL SERVICES, LLC OWNER direct 2014-01-01
PELLEGRINO, ENZO, THOMAS MANAGING MEMBER TLHC, LLC 01/01/2014 Indirect 75% or more
Fund Name Position direct/indirect start date end date
PELLEGRINO AND ASSOCIATES FINANCIAL SERVICES, LLC MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER direct 2011-07-01
TLWM, LLC CHIEF COMPLIANCE OFFICER direct 2011-10-01
PELLEGRINO AND ASSOCIATES FINANCIAL SERVICES, LLC MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER direct 2011-10-01
TLWM, LLC MANAGING MEMBER indirect 2014-01-01

TLWM, LLC

ownership team - last updated 2018-06-21
Name Title Start Date Direct/Indirect % Ownership
PELLEGRINO, ENZO, THOMAS CHIEF COMPLIANCE OFFICER 10/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
PELLEGRINO AND ASSOCIATES FINANCIAL SERVICES, LLC MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER direct 2011-07-01
TLWM, LLC CHIEF COMPLIANCE OFFICER direct 2011-10-01
PELLEGRINO AND ASSOCIATES FINANCIAL SERVICES, LLC MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER direct 2011-10-01
TLWM, LLC MANAGING MEMBER indirect 2014-01-01
TLHC, LLC OWNER 01/01/2014 Direct 75% or more
Fund Name Position direct/indirect start date end date
PELLEGRINO AND ASSOCIATES FINANCIAL SERVICES, LLC OWNER direct 2014-01-01
PELLEGRINO, ENZO, THOMAS MANAGING MEMBER TLHC, LLC 01/01/2014 Indirect 75% or more
Fund Name Position direct/indirect start date end date
PELLEGRINO AND ASSOCIATES FINANCIAL SERVICES, LLC MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER direct 2011-07-01
TLWM, LLC CHIEF COMPLIANCE OFFICER direct 2011-10-01
PELLEGRINO AND ASSOCIATES FINANCIAL SERVICES, LLC MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER direct 2011-10-01
TLWM, LLC MANAGING MEMBER indirect 2014-01-01

Elevate your investments