TOTAL WEALTH PLANNING, LLC

HTTP://TWPTEAM.COM/ CINCINNATI, OH Investment Advisor How do I update this listing?

Total Wealth Planning is based out of Cincinnati. Total Wealth Planning is a large advisory firm with 406 clients and discretionary assets under management (AUM) of $395,166,298 (Form ADV from 2018-12-01). Their last reported 13F filing for Q3 2019 included $175,982,000 in managed 13F securities and a top 10 holdings concentration of 79.9%. Total Wealth Planning's largest holding is Vanguard Short-Term Corporate Bond ETF with shares held of 457,362. Whalewisdom has at least 4 13F filings

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09/30/2019

13F Sector Allocation Over Time

09/30/2019

13F Activity

  • Market Value $175.982 Million
  • Prior Market Value $169.27 Million
  • New Purchases0 stocks
  • Additional Purchases15 stocks
  • Sold out of0 stocks
  • Reduced holdings in10 stocks
  • Top 10 Holdings % 79.90 %
  • Turnover % [1]:%
  • Turnover Alt % [2]: 3.33 %
  • Time Held Top20:2.85 quarters
  • Time Held Top10:2.80 quarters
  • Time Held All:2.88 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-11-14

Performance for Q3 2019: 5.03%
Performance Last 4 Quarters: 0.0%
Performance Metrics
Stats are not available for the latest quarter

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13F Filings Available:
  • 2019-09-30 - 13F-HR (Subscription required)
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

TOTAL WEALTH PLANNING, LLC
4665 CORNELL RD. STE. 160
CINCINNATI OH    45241
Country: United States

Business Phone: 513-984-6696
Fax: 513-984-9270
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: OH
Number of employees: 10
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges,Fixed fees
Amount of client funds and securities: 38,000,000
Total Number of Clients: 406
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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TOTAL WEALTH PLANNING, LLC

ownership team - last updated 2019-03-13
Name Title Start Date Direct/Indirect % Ownership
SIEGMANN, ROBERT, NORMAN CCO AND MEMBER 01/01/2015 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
FINANCIAL MANAGEMENT GROUP INC CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER & SR. ADVISOR direct 1994-06-01
TOTAL WEALTH PLANNING, LLC CCO AND MEMBER direct 2015-01-01
FINANCIAL MANAGEMENT GROUP INC CHIEF COMPLIANCE OFFICER direct 1994-06-01 2008-02-28
FINANCIAL MANAGEMENT GROUP INC EXECUTIVE VICE PRESIDENT direct 1994-06-01 2009-03-16
LEMMONS, ROBERT, JOSEPH MEMBER 01/01/2015 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
FINANCIAL MANAGEMENT GROUP INC DIRECTOR OF FINANCIAL PLANNING direct 2010-03-01
DRR PARTNERS LLC MEMBER direct 2015-01-01
WILDER, DAVID, DEAN MEMBER 01/01/2015 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
FINANCIAL MANAGEMENT GROUP INC CHIEF INVESTMENT OFFICE & SR. ADVISOR direct 2000-10-01
TOTAL WEALTH PLANNING, LLC MEMBER direct 2015-01-01
FINANCIAL MANAGEMENT GROUP INC EXECUTIVE VICE PRESIDENT direct 2000-10-01 2009-03-16

TOTAL WEALTH PLANNING, LLC

ownership team - last updated 2017-03-27
Name Title Start Date Direct/Indirect % Ownership
LEMMONS, ROBERT, JOSEPH MEMBER 01/01/2015 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
FINANCIAL MANAGEMENT GROUP INC DIRECTOR OF FINANCIAL PLANNING direct 2010-03-01
DRR PARTNERS LLC MEMBER direct 2015-01-01
SIEGMANN, ROBERT, NORMAN CCO AND MEMBER 01/01/2015 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
FINANCIAL MANAGEMENT GROUP INC CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER & SR. ADVISOR direct 1994-06-01
TOTAL WEALTH PLANNING, LLC CCO AND MEMBER direct 2015-01-01
FINANCIAL MANAGEMENT GROUP INC CHIEF COMPLIANCE OFFICER direct 1994-06-01 2008-02-28
FINANCIAL MANAGEMENT GROUP INC EXECUTIVE VICE PRESIDENT direct 1994-06-01 2009-03-16
WILDER, DAVID, DEAN MEMBER 01/01/2015 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
FINANCIAL MANAGEMENT GROUP INC CHIEF INVESTMENT OFFICE & SR. ADVISOR direct 2000-10-01
TOTAL WEALTH PLANNING, LLC MEMBER direct 2015-01-01
FINANCIAL MANAGEMENT GROUP INC EXECUTIVE VICE PRESIDENT direct 2000-10-01 2009-03-16

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