TPG FINANCIAL ADVISORS, LLC

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TPG Financial Advisors is based out of Portland. TPG Financial Advisors is a large advisory firm with 563 clients and discretionary assets under management (AUM) of $194,174,963 (Form ADV from 2021-03-15). Their last reported 13F filing for Q1 2021 included $168,861,000 in managed 13F securities and a top 10 holdings concentration of 64.54%. TPG Financial Advisors's largest holding is iShares 5-10 Year Investment Grade Corporate Bond ETF-iShares 5-10 Year Investment Grade Corporate Bond ETF with shares held of 584,462. Whalewisdom has at least 10 13F filings

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03/31/2021

13F Activity

  • Market Value $168.861 Million
  • Prior Market Value $146.472 Million
  • New Purchases38 stocks
  • Additional Purchases37 stocks
  • Sold out of2 stocks
  • Reduced holdings in27 stocks
  • Top 10 Holdings % 64.54 %
  • Turnover % [1]:37.38%
  • Turnover Alt % [2]: 4.18 %
  • Time Held Top20:5.80 quarters
  • Time Held Top10:5.60 quarters
  • Time Held All:3.26 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

03/31/2021

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2021-02-16

Performance for Q4 2020: 13.66%
Performance Last 4 Quarters: 13.6%
Performance Metrics
Stats are not available for the latest quarter

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*Shares are split adjusted

View Last Form Adv Compilation Report on Record

TPG FINANCIAL ADVISORS, LLC
11850 SW 67TH AVENUE SUITE 100
PORTLAND OR    97223
Country: United States

Business Phone: 503-241-9550
Fax:
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: OR
Number of employees: 17
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges,Fixed fees
Amount of client funds and securities: 199,968,000
Total Number of Clients: 563
Amount of client funds and securities by related persons: 82,786,400
Total Number of clients from related persons: 194
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Insider Transactions in the past year

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TPG FINANCIAL ADVISORS, LLC

ownership team - last updated 2021-03-15
Name Title Start Date Direct/Indirect % Ownership
THE PARTNERS GROUP, LTD. OWNER 01/01/2012 Direct 75% or more
Fund Name Position direct/indirect start date end date
TPG FINANCIAL ADVISORS, LLC OWNER direct 2012-01-01
SHAFER, JACOB, ANDERS CHIEF FINANCIAL OFFICER 07/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
TPG FINANCIAL ADVISORS, LLC CHIEF FINANCIAL OFFICER direct 2006-07-01
WOOLLEY, JOHN, SPRING MANAGING DIRECTOR OF WEALTH MANAGEMENT & PRESIDENT 01/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
NORTHWEST INVESTMENT COUNSELORS LLC MEMBER direct 2010-12-01
SWEENEY, JOANNE DIRECTOR OF WEALTH MANAGEMENT & CHIEF COMPLIANCE OFFICER 04/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
TPG FINANCIAL ADVISORS, LLC DIRECTOR OF WEALTH MANAGEMENT direct 2015-04-01
CRUICKSHANK, RODERICK, BYRON OWNER THE PARTNERS GROUP, LTD 06/01/2016 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
TPG FINANCIAL ADVISORS, LLC CEO AND PRESIDENT direct 2006-07-01
TPG FINANCIAL ADVISORS, LLC OWNER indirect 2016-06-01

TPG FINANCIAL ADVISORS, LLC

ownership team - last updated 2020-06-29
Name Title Start Date Direct/Indirect % Ownership
THE PARTNERS GROUP, LTD. OWNER 01/01/2012 Direct 75% or more
Fund Name Position direct/indirect start date end date
TPG FINANCIAL ADVISORS, LLC OWNER direct 2012-01-01
SHAFER, JACOB, ANDERS CHIEF FINANCIAL OFFICER 07/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
TPG FINANCIAL ADVISORS, LLC CHIEF FINANCIAL OFFICER direct 2006-07-01
WOOLLEY, JOHN, SPRING MANAGING DIRECTOR OF WEALTH MANAGEMENT & PRESIDENT 01/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
NORTHWEST INVESTMENT COUNSELORS LLC MEMBER direct 2010-12-01
SWEENEY, JOANNE DIRECTOR OF WEALTH MANAGEMENT & CHIEF COMPLIANCE OFFICER 04/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
TPG FINANCIAL ADVISORS, LLC DIRECTOR OF WEALTH MANAGEMENT direct 2015-04-01
CRUICKSHANK, RODERICK, BYRON OWNER THE PARTNERS GROUP, LTD 06/01/2016 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
TPG FINANCIAL ADVISORS, LLC CEO AND PRESIDENT direct 2006-07-01
TPG FINANCIAL ADVISORS, LLC OWNER indirect 2016-06-01

TPG FINANCIAL ADVISORS, LLC

ownership team - last updated 2020-02-20
Name Title Start Date Direct/Indirect % Ownership

TPG FINANCIAL ADVISORS, LLC

ownership team - last updated 2019-11-19
Name Title Start Date Direct/Indirect % Ownership
THE PARTNERS GROUP, LTD. OWNER 01/01/2012 Direct 75% or more
Fund Name Position direct/indirect start date end date
TPG FINANCIAL ADVISORS, LLC OWNER direct 2012-01-01
SHAFER, JACOB, ANDERS CHIEF FINANCIAL OFFICER 07/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
TPG FINANCIAL ADVISORS, LLC CHIEF FINANCIAL OFFICER direct 2006-07-01
WOOLLEY, JOHN, SPRING MANAGING DIRECTOR OF WEALTH MANAGEMENT, PRESIDENT & CHIEF COMPLIANCE OFFICER 01/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
NORTHWEST INVESTMENT COUNSELORS LLC MEMBER direct 2010-12-01
SWEENEY, JOANNE DIRECTOR OF WEALTH MANAGEMENT 04/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
TPG FINANCIAL ADVISORS, LLC DIRECTOR OF WEALTH MANAGEMENT direct 2015-04-01
CRUICKSHANK, RODERICK, BYRON OWNER THE PARTNERS GROUP, LTD 06/01/2016 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
TPG FINANCIAL ADVISORS, LLC CEO AND PRESIDENT direct 2006-07-01
TPG FINANCIAL ADVISORS, LLC OWNER indirect 2016-06-01

TPG FINANCIAL ADVISORS, LLC

ownership team - last updated 2019-06-28
Name Title Start Date Direct/Indirect % Ownership
THE PARTNERS GROUP, LTD. OWNER 01/01/2012 Direct 75% or more
Fund Name Position direct/indirect start date end date
TPG FINANCIAL ADVISORS, LLC OWNER direct 2012-01-01
SHAFER, JACOB, ANDERS CHIEF FINANCIAL OFFICER 07/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
TPG FINANCIAL ADVISORS, LLC CHIEF FINANCIAL OFFICER direct 2006-07-01
WOOLLEY, JOHN, SPRING MANAGING DIRECTOR OF WEALTH MANAGEMENT, PRESIDENT & CHIEF COMPLIANCE OFFICER 01/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
NORTHWEST INVESTMENT COUNSELORS LLC MEMBER direct 2010-12-01
SWEENEY, JOANNE DIRECTOR OF WEALTH MANAGEMENT 04/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
TPG FINANCIAL ADVISORS, LLC DIRECTOR OF WEALTH MANAGEMENT direct 2015-04-01
CRUICKSHANK, RODERICK, BYRON OWNER THE PARTNERS GROUP, LTD 06/01/2016 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
TPG FINANCIAL ADVISORS, LLC CEO AND PRESIDENT direct 2006-07-01
TPG FINANCIAL ADVISORS, LLC OWNER indirect 2016-06-01

TPG FINANCIAL ADVISORS, LLC

ownership team - last updated 2019-03-19
Name Title Start Date Direct/Indirect % Ownership
THE PARTNERS GROUP, LTD. OWNER 01/01/2012 Direct 75% or more
Fund Name Position direct/indirect start date end date
TPG FINANCIAL ADVISORS, LLC OWNER direct 2012-01-01
SHAFER, JACOB, ANDERS CHIEF FINANCIAL OFFICER 07/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
TPG FINANCIAL ADVISORS, LLC CHIEF FINANCIAL OFFICER direct 2006-07-01
BARNHOUSE, DOREEN, GAY VP OF OPERATIONS 07/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
TPG FINANCIAL ADVISORS, LLC VP OF OPERATIONS direct 2006-07-01
CRUICKSHANK, RODERICK, BYRON CEO AND PRESIDENT 07/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
TPG FINANCIAL ADVISORS, LLC CEO AND PRESIDENT direct 2006-07-01
TPG FINANCIAL ADVISORS, LLC OWNER indirect 2016-06-01
WOOLLEY, JOHN, SPRING DIRECTOR OF WEALTH MANAGEMENT & CHIEF COMPLIANCE OFFICER 01/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
NORTHWEST INVESTMENT COUNSELORS LLC MEMBER direct 2010-12-01
CRUICKSHANK, RODERICK, BYRON OWNER THE PARTNERS GROUP, LTD 06/01/2016 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
TPG FINANCIAL ADVISORS, LLC CEO AND PRESIDENT direct 2006-07-01
TPG FINANCIAL ADVISORS, LLC OWNER indirect 2016-06-01

TPG FINANCIAL ADVISORS, LLC

ownership team - last updated 2018-06-01
Name Title Start Date Direct/Indirect % Ownership
THE PARTNERS GROUP, LTD. OWNER 01/01/2012 Direct 75% or more
Fund Name Position direct/indirect start date end date
TPG FINANCIAL ADVISORS, LLC OWNER direct 2012-01-01
SHAFER, JACOB, ANDERS CHIEF FINANCIAL OFFICER 07/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
TPG FINANCIAL ADVISORS, LLC CHIEF FINANCIAL OFFICER direct 2006-07-01
BARNHOUSE, DOREEN, GAY VP OF OPERATIONS 07/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
TPG FINANCIAL ADVISORS, LLC VP OF OPERATIONS direct 2006-07-01
CRUICKSHANK, RODERICK, BYRON CEO AND PRESIDENT 07/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
TPG FINANCIAL ADVISORS, LLC CEO AND PRESIDENT direct 2006-07-01
TPG FINANCIAL ADVISORS, LLC OWNER indirect 2016-06-01
ROTHENFLUCH, ANTHONY, ERIC CHIEF COMPLIANCE OFFICER 01/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
TPG FINANCIAL ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2018-01-01
CRUICKSHANK, RODERICK, BYRON OWNER THE PARTNERS GROUP, LTD 06/01/2016 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
TPG FINANCIAL ADVISORS, LLC CEO AND PRESIDENT direct 2006-07-01
TPG FINANCIAL ADVISORS, LLC OWNER indirect 2016-06-01

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