TRU INDEPENDENCE LLC

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TRU Independence is based out of Portland. TRU Independence is a large advisory firm with 2252 clients and discretionary assets under management (AUM) of $865,089,741 (Form ADV from 2020-09-30). Their last reported 13F filing for Q3 2020 included $352,779,000 in managed 13F securities and a top 10 holdings concentration of 21.3%. TRU Independence's largest holding is iShares Core S&P 500 ETF with shares held of 35,636. Whalewisdom has at least 4 13F filings

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09/30/2020

13F Activity

  • Market Value $352.779 Million
  • Prior Market Value $691.3 Million
  • New Purchases70 stocks
  • Additional Purchases46 stocks
  • Sold out of666 stocks
  • Reduced holdings in164 stocks
  • Top 10 Holdings % 21.30 %
  • Turnover % [1]:235.90%
  • Turnover Alt % [2]: 31.85 %
  • Time Held Top20:0.30 quarters
  • Time Held Top10:0.30 quarters
  • Time Held All:2.20 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

09/30/2020

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2020-05-15

Performance for Q1 2020: 23.91%
Performance Last 4 Quarters: 0.0%
Performance Metrics
Stats are not available for the latest quarter
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*Shares are split adjusted

View Last Form Adv Compilation Report on Record

TRU INDEPENDENCE ASSET MANAGEMENT, LLC
15350 SW SEQUOIA PARKWAY SUITE 250
PORTLAND OR    97224
Country: United States
Business Phone: (971) 371-3444
Fax:
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: OR
Number of employees: 31
Other Business Activities: registered representative of a broker-dealer,insurance broker or agent
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges,Fixed fees
Amount of client funds and securities:
Total Number of Clients: 2252
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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TRU INDEPENDENCE ASSET MANAGEMENT, LLC

ownership team - last updated 2020-09-30
Name Title Start Date Direct/Indirect % Ownership
Sizemore, Stacy, Leigh CHIEF COMPLIANCE OFFICER 05/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
MENGIS CAPITAL MANAGEMENT, INC. CHIEF COMPLIANCE OFFICER direct 2007-05-01
TRU INDEPENDENCE, LLC MEMBER 03/01/2015 Direct 75% or more
Fund Name Position direct/indirect start date end date
TRU INDEPENDENCE ASSET MANAGEMENT, LLC MEMBER direct 2015-03-01
STUVLAND, CRAIG, PATRICK MANAGING MEMBER, PRESIDENT, CEO TRU INDEPENDENCE, LLC 05/01/2014 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
TRU INDEPENDENCE ASSET MANAGEMENT, LLC MANAGING MEMBER, PRESIDENT, CEO indirect 2014-05-01
COMMON SENSE INVESTMENT MANAGEMENT, LLC MANAGING DIRECTOR direct 1999-10-01 2001-12-20
COMMON SENSE INVESTMENT MANAGEMENT, LLC MANAGING DIRECTOR/COO direct 1999-10-01 2003-03-28
COMMON SENSE INVESTMENT MANAGEMENT, LLC MANAGING DIRECTOR/PRESIDENT/COO direct 2003-04-01 2007-03-22
COMMON SENSE INVESTMENT MANAGEMENT, LLC PRESIDENT/CHIEF OPERATING OFFICER direct 2003-04-01 2007-11-01
COMMON SENSE INVESTMENT MANAGEMENT, LLC PRESIDENT direct 2003-04-01 2008-08-12
COMMON SENSE INVESTMENT MANAGEMENT, LLC MEMBER direct 2012-12-01 2013-12-09
AMBERBION CAPITAL ADVISORS, LLC PRINCIPAL/CHIEF COMPLIANCE OFFICER direct 2014-03-01 2014-03-13
AMBERBION CAPITAL ADVISORS, LLC MANAGING MEMBER/CHIEF COMPLIANCE OFFICER direct 2014-03-01 2014-03-21
TACTICAL ADVISOR 13, LLC CHIEF COMPLIANCE OFFICER AND MANAGING MEMBER direct 2014-05-01 2014-06-13
TRU INDEPENDENCE, LLC MANAGING MEMBER, PRESIDENT, CEO direct 2014-05-01 2015-01-02
BEATTY, DAVID, LEE MANAGING MEMBER ENTWOOD HOLDINGS, LLC 11/01/2019 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
TANAGER FINANCIAL SERVICES INC PRESIDENT, TRUSTEE direct 1995-10-01
DAINTREE ADVISORS LLC CEO, MANAGING PARTNER AND MEMBER direct 2010-02-01
TANAGER FINANCIAL SERVICES INC PRESIDENT direct 1995-10-01 2004-03-29
TANAGER FINANCIAL SERVICES INC BENEFICIARY/SHAREHOLDER indirect 2002-12-01 2004-03-29
CALIBRE ADVISORY SERVICES, INC. MANAGING DIRECTOR direct 2004-11-01 2004-12-16
CALIBRE ADVISORY SERVICES, INC. REGIONAL MANAGING DIRECTOR direct 2004-11-01 2009-03-30
DAINTREE ADVISORS LLC CEO AND MEMBER direct 2010-02-01 2014-03-18
DAINTREE ADVISORS LLC CEO, PARTNER AND MEMBER direct 2010-02-01 2014-08-02
DILWORTH, JAMES, KENDALL MANAGING MEMBER ENTWOOD HOLDINGS, LLC 11/01/2019 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
SIMPLE ALTERNATIVES, LLC MANAGING MEMBER, CHIEF COMPLIANCE OFFICER direct 2009-10-01
SIMPLE ALTERNATIVES, LLC MANAGING MEMBER direct 2009-10-01
ENTWOOD HOLDINGS, LLC MANAGING MEMBER TRU INDEPENDENCE, LLC 11/01/2019 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
STONEBRIDGE CAPITAL MANAGEMENT II LLC MANAGING MEMBER direct 1999-11-01
INVESTMENT CONSULTING GROUP LLC MEMBER direct 2002-09-01
CT FIXED INCOME MANAGEMENT, LLC MEMBER direct 2003-03-01
CT PREFERRED INVESTORS MANAGEMENT, LLC MEMBER direct 2003-05-01
MOUNT YALE PORTFOLIO ADVISORS, LLC MEMBER direct 2003-06-01
LYRICAL-ANTHEUS MANAGEMENT, L.P. GENERAL PARTNER direct 2004-12-01
TMFS-BIRMINGHAM, LLC OWNER direct 2005-10-01
AQUILINE HOLDINGS LLC GENERAL PARTNER indirect 2006-06-01
MARANON CAPITAL, L.P. LIMITED PARTNER OF MARANON MEZZANINE GP, L.P. direct 2008-07-01
ASSET ALLOCATION STRATEGIES, LLC 39 % OWNER; TRUSTEES : JP MORGAN CHASE N.A. & R.M. BARRON (379-44-1643) direct 2009-10-01
SAVANT INVESTMENT GROUP, LLC OWNER direct 2009-12-01
ESTANCIA CAPITAL MANAGEMENT, LLC OWNER indirect 2011-12-01
FTJ FUNDCHOICE, LLC GENERAL PARTNER indirect 2012-07-01
STONEBRIDGE CAPITAL MANAGEMENT II LLC MEMBER indirect 2012-12-01
CBRE GLOBAL INVESTMENT PARTNERS LIMITED GENERAL PARTNER indirect 2013-03-01
RESOURCES INVESTMENT ADVISORS INC OWNER direct 2013-10-01
MARANON CAPITAL, L.P. LIMITED PARTNER OF MARANON MEZZANINE GP II, L.P. direct 2013-12-01
FOURSTAR WEALTH ADVISORS, LLC MEMBER direct 2014-06-01
MANIKAY PARTNERS, LLC OWNER OF MANIKAY PARTNERS UK LLP (RELYING ADVISER) indirect 2014-08-01
PAXION PARTNERS LP GENERAL PARTNER direct 2015-05-01
HOULIHAN LOKEY FINANCIAL ADVISORS, INC. TRUSTEE / CLASS B COMMON indirect 2015-08-01
MASSEY QUICK WEALTH SOLUTIONS LLC MEMBER direct 2016-08-01
SABRETOOTH ADVISORS, LLC MANAGING MEMBER direct 2016-10-01
FIDUCIARY INVESTMENT ADVISORS, LLC MEMBER direct 2017-01-01
MELLON CAPITAL MANAGEMENT CORPORATION SHAREHOLDER indirect 2017-04-01
ARKADIOS WEALTH ADVISORS OWNER direct 2017-06-01
JOHN K DWIGHT ASSET MANAGEMENT COMPANY, INC. 100% SHAREHOLDER OF DWIGHT ASSET MANAGEMENT COMPANY direct 2001-04-01 2001-05-18
WEXFORD CLEARING SERVICES, LLC 62% STOCKHOLDER indirect 2003-07-01 2003-09-25
PLACEMARK INVESTMENTS, INC. SHAREHOLDER (PREFERRED B) indirect 2005-04-01 2005-07-26
FLAHERTY & CRUMRINE INC SHAREHOLDER direct 1997-01-01 2006-03-31
FLAHERTY & CRUMRINE INC SHAREHOLDER direct 1997-03-01 2006-03-31
FLAHERTY & CRUMRINE INC SHAREHOLDER direct 1997-04-01 2006-03-31
STONEBRIDGE CAPITAL MANAGEMENT II LLC MEMBER direct 1999-11-01 2006-03-31
PADCO ADVISORS II INC SHAREHOLDER indirect 2003-12-01 2006-03-31
STANDISH MELLON ASSET MANAGEMENT COMPANY LLC SOLE OWNER indirect 2003-07-01 2006-12-04
LARCH LANE ADVISORS LLC SPECIAL MEMBER direct 2005-10-01 2008-03-31
CORRIENTE ADVISORS, LLC TRUSTEE direct 2007-12-01 2010-03-25
RIVER STREET ADVISORS, LLC SOLE MEMBER direct 2010-04-01 2010-05-20
PINEBRIDGE INVESTMENTS LLC SHAREHOLDER indirect 2009-07-01 2010-07-20
PINEBRIDGE INVESTMENTS LLC SHAREHOLDER indirect 2009-07-01 2010-07-20
PINEBRIDGE INVESTMENTS LLC GENERAL PARTNER indirect 2009-08-01 2010-07-20
PINEBRIDGE INVESTMENTS LLC LIMITED PARTNER indirect 2009-08-01 2010-07-20
PINEBRIDGE INVESTMENTS LLC SHAREHOLDER indirect 2009-08-01 2010-07-20
PINEBRIDGE INVESTMENTS LLC GENERAL PARTNER indirect 2009-08-01 2010-07-20
PINEBRIDGE INVESTMENTS LLC SHAREHOLDER indirect 2009-08-01 2010-07-20
PINEBRIDGE INVESTMENTS LLC SHAREHOLDER indirect 2009-08-01 2010-07-20
PINEBRIDGE INVESTMENTS LLC SHAREHOLDER indirect 2009-10-01 2010-07-20
TERRA RESOURCE INVESTMENT MANAGEMENT, INC. SHAREHOLDER indirect 2011-02-01 2011-02-23
NOCTUA INTERNATIONAL WMG, LLC MEMBER direct 2009-05-01 2011-04-04
ALPHAHEDGE CAPITAL PARTNERS, LLC MEMBER direct 2011-09-01 2012-01-26
NOCTUA INTERNATIONAL WMG, LLC GENERAL PARTNER indirect 2009-08-01 2012-03-30
LYONROSS CAPITAL MANAGEMENT, LLC MANAGING MEMBER direct 2012-09-01 2012-12-21
FOXHAVEN ASSET MANAGEMENT, LP GENERAL PARTNER direct 2013-08-01 2013-09-26
EDGE PRINCIPAL ADVISORS, LLC GENERAL PARTNER/OWNER - ATERIAN INVESTMENT MANAGEMENT, LP (RELYING ADVISER) direct 2013-08-01 2013-11-13
SUB-SAHARA CAPITAL GROUP LP GENERAL PARTNER direct 2013-03-01 2013-12-02
NOCTUA INTERNATIONAL WMG, LLC SHAREHOLDER indirect 2009-07-01 2015-07-21
PROTERRA INVESTMENT PARTNERS LP GENERAL PARTNER direct 2015-09-01 2016-01-26
RIDGE RETIREMENT CONSULTANTS, LLC KLINGMAN HOLDINGS, LLC direct 2014-04-01 2016-02-25
HGI CAPITAL MANAGEMENT, LLC. MEMBER indirect 2013-07-01 2016-04-18
HGI CAPITAL MANAGEMENT, LLC. MANAGING MEMBER indirect 2013-07-01 2016-04-18
BLOOOM, INC. SHAREHOLDER direct 2016-03-01 2016-06-07
BLOOOM, INC. SHAREHOLDER direct 3016-03-01 2016-06-07
LAKEWOOD CAPITAL MANAGEMENT, LP GENERAL PARTNER direct 2007-01-01 2017-02-10
SAVANT INVESTMENT GROUP, LLC THE SAVANT GROUP, INC. direct 1991-09-01 2017-02-23

TRU INDEPENDENCE ASSET MANAGEMENT, LLC

ownership team - last updated 2020-06-25
Name Title Start Date Direct/Indirect % Ownership
Sizemore, Stacy, Leigh CHIEF COMPLIANCE OFFICER 05/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
MENGIS CAPITAL MANAGEMENT, INC. CHIEF COMPLIANCE OFFICER direct 2007-05-01
TRU INDEPENDENCE, LLC MEMBER 03/01/2015 Direct 75% or more
Fund Name Position direct/indirect start date end date
TRU INDEPENDENCE ASSET MANAGEMENT, LLC MEMBER direct 2015-03-01
STUVLAND, CRAIG, PATRICK MANAGING MEMBER, PRESIDENT, CEO TRU INDEPENDENCE, LLC 05/01/2014 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
TRU INDEPENDENCE ASSET MANAGEMENT, LLC MANAGING MEMBER, PRESIDENT, CEO indirect 2014-05-01
COMMON SENSE INVESTMENT MANAGEMENT, LLC MANAGING DIRECTOR direct 1999-10-01 2001-12-20
COMMON SENSE INVESTMENT MANAGEMENT, LLC MANAGING DIRECTOR/COO direct 1999-10-01 2003-03-28
COMMON SENSE INVESTMENT MANAGEMENT, LLC MANAGING DIRECTOR/PRESIDENT/COO direct 2003-04-01 2007-03-22
COMMON SENSE INVESTMENT MANAGEMENT, LLC PRESIDENT/CHIEF OPERATING OFFICER direct 2003-04-01 2007-11-01
COMMON SENSE INVESTMENT MANAGEMENT, LLC PRESIDENT direct 2003-04-01 2008-08-12
COMMON SENSE INVESTMENT MANAGEMENT, LLC MEMBER direct 2012-12-01 2013-12-09
AMBERBION CAPITAL ADVISORS, LLC PRINCIPAL/CHIEF COMPLIANCE OFFICER direct 2014-03-01 2014-03-13
AMBERBION CAPITAL ADVISORS, LLC MANAGING MEMBER/CHIEF COMPLIANCE OFFICER direct 2014-03-01 2014-03-21
TACTICAL ADVISOR 13, LLC CHIEF COMPLIANCE OFFICER AND MANAGING MEMBER direct 2014-05-01 2014-06-13
TRU INDEPENDENCE, LLC MANAGING MEMBER, PRESIDENT, CEO direct 2014-05-01 2015-01-02
BEATTY, DAVID, LEE MANAGING MEMBER ENTWOOD HOLDINGS, LLC 11/01/2019 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
TANAGER FINANCIAL SERVICES INC PRESIDENT, TRUSTEE direct 1995-10-01
DAINTREE ADVISORS LLC CEO, MANAGING PARTNER AND MEMBER direct 2010-02-01
TANAGER FINANCIAL SERVICES INC PRESIDENT direct 1995-10-01 2004-03-29
TANAGER FINANCIAL SERVICES INC BENEFICIARY/SHAREHOLDER indirect 2002-12-01 2004-03-29
CALIBRE ADVISORY SERVICES, INC. MANAGING DIRECTOR direct 2004-11-01 2004-12-16
CALIBRE ADVISORY SERVICES, INC. REGIONAL MANAGING DIRECTOR direct 2004-11-01 2009-03-30
DAINTREE ADVISORS LLC CEO AND MEMBER direct 2010-02-01 2014-03-18
DAINTREE ADVISORS LLC CEO, PARTNER AND MEMBER direct 2010-02-01 2014-08-02
DILWORTH, JAMES, KENDALL MANAGING MEMBER ENTWOOD HOLDINGS, LLC 11/01/2019 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
SIMPLE ALTERNATIVES, LLC MANAGING MEMBER, CHIEF COMPLIANCE OFFICER direct 2009-10-01
SIMPLE ALTERNATIVES, LLC MANAGING MEMBER direct 2009-10-01
ENTWOOD HOLDINGS, LLC MANAGING MEMBER TRU INDEPENDENCE, LLC 11/01/2019 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
STONEBRIDGE CAPITAL MANAGEMENT II LLC MANAGING MEMBER direct 1999-11-01
INVESTMENT CONSULTING GROUP LLC MEMBER direct 2002-09-01
CT FIXED INCOME MANAGEMENT, LLC MEMBER direct 2003-03-01
CT PREFERRED INVESTORS MANAGEMENT, LLC MEMBER direct 2003-05-01
MOUNT YALE PORTFOLIO ADVISORS, LLC MEMBER direct 2003-06-01
LYRICAL-ANTHEUS MANAGEMENT, L.P. GENERAL PARTNER direct 2004-12-01
TMFS-BIRMINGHAM, LLC OWNER direct 2005-10-01
AQUILINE HOLDINGS LLC GENERAL PARTNER indirect 2006-06-01
MARANON CAPITAL, L.P. LIMITED PARTNER OF MARANON MEZZANINE GP, L.P. direct 2008-07-01
ASSET ALLOCATION STRATEGIES, LLC 39 % OWNER; TRUSTEES : JP MORGAN CHASE N.A. & R.M. BARRON (379-44-1643) direct 2009-10-01
SAVANT INVESTMENT GROUP, LLC OWNER direct 2009-12-01
ESTANCIA CAPITAL MANAGEMENT, LLC OWNER indirect 2011-12-01
FTJ FUNDCHOICE, LLC GENERAL PARTNER indirect 2012-07-01
STONEBRIDGE CAPITAL MANAGEMENT II LLC MEMBER indirect 2012-12-01
CBRE GLOBAL INVESTMENT PARTNERS LIMITED GENERAL PARTNER indirect 2013-03-01
RESOURCES INVESTMENT ADVISORS INC OWNER direct 2013-10-01
MARANON CAPITAL, L.P. LIMITED PARTNER OF MARANON MEZZANINE GP II, L.P. direct 2013-12-01
FOURSTAR WEALTH ADVISORS, LLC MEMBER direct 2014-06-01
MANIKAY PARTNERS, LLC OWNER OF MANIKAY PARTNERS UK LLP (RELYING ADVISER) indirect 2014-08-01
PAXION PARTNERS LP GENERAL PARTNER direct 2015-05-01
HOULIHAN LOKEY FINANCIAL ADVISORS, INC. TRUSTEE / CLASS B COMMON indirect 2015-08-01
MASSEY QUICK WEALTH SOLUTIONS LLC MEMBER direct 2016-08-01
SABRETOOTH ADVISORS, LLC MANAGING MEMBER direct 2016-10-01
FIDUCIARY INVESTMENT ADVISORS, LLC MEMBER direct 2017-01-01
MELLON CAPITAL MANAGEMENT CORPORATION SHAREHOLDER indirect 2017-04-01
ARKADIOS WEALTH ADVISORS OWNER direct 2017-06-01
JOHN K DWIGHT ASSET MANAGEMENT COMPANY, INC. 100% SHAREHOLDER OF DWIGHT ASSET MANAGEMENT COMPANY direct 2001-04-01 2001-05-18
WEXFORD CLEARING SERVICES, LLC 62% STOCKHOLDER indirect 2003-07-01 2003-09-25
PLACEMARK INVESTMENTS, INC. SHAREHOLDER (PREFERRED B) indirect 2005-04-01 2005-07-26
FLAHERTY & CRUMRINE INC SHAREHOLDER direct 1997-01-01 2006-03-31
FLAHERTY & CRUMRINE INC SHAREHOLDER direct 1997-03-01 2006-03-31
FLAHERTY & CRUMRINE INC SHAREHOLDER direct 1997-04-01 2006-03-31
STONEBRIDGE CAPITAL MANAGEMENT II LLC MEMBER direct 1999-11-01 2006-03-31
PADCO ADVISORS II INC SHAREHOLDER indirect 2003-12-01 2006-03-31
STANDISH MELLON ASSET MANAGEMENT COMPANY LLC SOLE OWNER indirect 2003-07-01 2006-12-04
LARCH LANE ADVISORS LLC SPECIAL MEMBER direct 2005-10-01 2008-03-31
CORRIENTE ADVISORS, LLC TRUSTEE direct 2007-12-01 2010-03-25
RIVER STREET ADVISORS, LLC SOLE MEMBER direct 2010-04-01 2010-05-20
PINEBRIDGE INVESTMENTS LLC SHAREHOLDER indirect 2009-07-01 2010-07-20
PINEBRIDGE INVESTMENTS LLC SHAREHOLDER indirect 2009-07-01 2010-07-20
PINEBRIDGE INVESTMENTS LLC GENERAL PARTNER indirect 2009-08-01 2010-07-20
PINEBRIDGE INVESTMENTS LLC LIMITED PARTNER indirect 2009-08-01 2010-07-20
PINEBRIDGE INVESTMENTS LLC SHAREHOLDER indirect 2009-08-01 2010-07-20
PINEBRIDGE INVESTMENTS LLC GENERAL PARTNER indirect 2009-08-01 2010-07-20
PINEBRIDGE INVESTMENTS LLC SHAREHOLDER indirect 2009-08-01 2010-07-20
PINEBRIDGE INVESTMENTS LLC SHAREHOLDER indirect 2009-08-01 2010-07-20
PINEBRIDGE INVESTMENTS LLC SHAREHOLDER indirect 2009-10-01 2010-07-20
TERRA RESOURCE INVESTMENT MANAGEMENT, INC. SHAREHOLDER indirect 2011-02-01 2011-02-23
NOCTUA INTERNATIONAL WMG, LLC MEMBER direct 2009-05-01 2011-04-04
ALPHAHEDGE CAPITAL PARTNERS, LLC MEMBER direct 2011-09-01 2012-01-26
NOCTUA INTERNATIONAL WMG, LLC GENERAL PARTNER indirect 2009-08-01 2012-03-30
LYONROSS CAPITAL MANAGEMENT, LLC MANAGING MEMBER direct 2012-09-01 2012-12-21
FOXHAVEN ASSET MANAGEMENT, LP GENERAL PARTNER direct 2013-08-01 2013-09-26
EDGE PRINCIPAL ADVISORS, LLC GENERAL PARTNER/OWNER - ATERIAN INVESTMENT MANAGEMENT, LP (RELYING ADVISER) direct 2013-08-01 2013-11-13
SUB-SAHARA CAPITAL GROUP LP GENERAL PARTNER direct 2013-03-01 2013-12-02
NOCTUA INTERNATIONAL WMG, LLC SHAREHOLDER indirect 2009-07-01 2015-07-21
PROTERRA INVESTMENT PARTNERS LP GENERAL PARTNER direct 2015-09-01 2016-01-26
RIDGE RETIREMENT CONSULTANTS, LLC KLINGMAN HOLDINGS, LLC direct 2014-04-01 2016-02-25
HGI CAPITAL MANAGEMENT, LLC. MEMBER indirect 2013-07-01 2016-04-18
HGI CAPITAL MANAGEMENT, LLC. MANAGING MEMBER indirect 2013-07-01 2016-04-18
BLOOOM, INC. SHAREHOLDER direct 2016-03-01 2016-06-07
BLOOOM, INC. SHAREHOLDER direct 3016-03-01 2016-06-07
LAKEWOOD CAPITAL MANAGEMENT, LP GENERAL PARTNER direct 2007-01-01 2017-02-10
SAVANT INVESTMENT GROUP, LLC THE SAVANT GROUP, INC. direct 1991-09-01 2017-02-23

TRU INDEPENDENCE ASSET MANAGEMENT, LLC

ownership team - last updated 2020-03-09
Name Title Start Date Direct/Indirect % Ownership

TRU INDEPENDENCE ASSET MANAGEMENT, LLC

ownership team - last updated 2019-12-26
Name Title Start Date Direct/Indirect % Ownership
Sizemore, Stacy, Leigh CHIEF COMPLIANCE OFFICER 05/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
MENGIS CAPITAL MANAGEMENT, INC. CHIEF COMPLIANCE OFFICER direct 2007-05-01
TRU INDEPENDENCE, LLC MEMBER 03/01/2015 Direct 75% or more
Fund Name Position direct/indirect start date end date
TRU INDEPENDENCE ASSET MANAGEMENT, LLC MEMBER direct 2015-03-01
STUVLAND, CRAIG, PATRICK MANAGING MEMBER, PRESIDENT, CEO TRU INDEPENDENCE, LLC 05/01/2014 Indirect 75% or more
Fund Name Position direct/indirect start date end date
TRU INDEPENDENCE ASSET MANAGEMENT, LLC MANAGING MEMBER, PRESIDENT, CEO indirect 2014-05-01
COMMON SENSE INVESTMENT MANAGEMENT, LLC MANAGING DIRECTOR direct 1999-10-01 2001-12-20
COMMON SENSE INVESTMENT MANAGEMENT, LLC MANAGING DIRECTOR/COO direct 1999-10-01 2003-03-28
COMMON SENSE INVESTMENT MANAGEMENT, LLC MANAGING DIRECTOR/PRESIDENT/COO direct 2003-04-01 2007-03-22
COMMON SENSE INVESTMENT MANAGEMENT, LLC PRESIDENT/CHIEF OPERATING OFFICER direct 2003-04-01 2007-11-01
COMMON SENSE INVESTMENT MANAGEMENT, LLC PRESIDENT direct 2003-04-01 2008-08-12
COMMON SENSE INVESTMENT MANAGEMENT, LLC MEMBER direct 2012-12-01 2013-12-09
AMBERBION CAPITAL ADVISORS, LLC PRINCIPAL/CHIEF COMPLIANCE OFFICER direct 2014-03-01 2014-03-13
AMBERBION CAPITAL ADVISORS, LLC MANAGING MEMBER/CHIEF COMPLIANCE OFFICER direct 2014-03-01 2014-03-21
TACTICAL ADVISOR 13, LLC CHIEF COMPLIANCE OFFICER AND MANAGING MEMBER direct 2014-05-01 2014-06-13
TRU INDEPENDENCE, LLC MANAGING MEMBER, PRESIDENT, CEO direct 2014-05-01 2015-01-02
BEATTY, DAVID, LEE MANAGING MEMBER TRU INDEPENDENCE, LLC 11/01/2019 Indirect Other
Fund Name Position direct/indirect start date end date
TANAGER FINANCIAL SERVICES INC PRESIDENT, TRUSTEE direct 1995-10-01
DAINTREE ADVISORS LLC CEO, MANAGING PARTNER AND MEMBER direct 2010-02-01
TANAGER FINANCIAL SERVICES INC PRESIDENT direct 1995-10-01 2004-03-29
TANAGER FINANCIAL SERVICES INC BENEFICIARY/SHAREHOLDER indirect 2002-12-01 2004-03-29
CALIBRE ADVISORY SERVICES, INC. MANAGING DIRECTOR direct 2004-11-01 2004-12-16
CALIBRE ADVISORY SERVICES, INC. REGIONAL MANAGING DIRECTOR direct 2004-11-01 2009-03-30
DAINTREE ADVISORS LLC CEO AND MEMBER direct 2010-02-01 2014-03-18
DAINTREE ADVISORS LLC CEO, PARTNER AND MEMBER direct 2010-02-01 2014-08-02
DILWORTH, JAMES, KENDALL MANAGING MEMBER TRU INDEPENDENCE, LLC 11/01/2019 Indirect Other
Fund Name Position direct/indirect start date end date
SIMPLE ALTERNATIVES, LLC MANAGING MEMBER, CHIEF COMPLIANCE OFFICER direct 2009-10-01
SIMPLE ALTERNATIVES, LLC MANAGING MEMBER direct 2009-10-01
ENTWOOD HOLDINGS, LLC MANAGING MEMBER TRU INDEPENDENCE, LLC 11/01/2019 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
STONEBRIDGE CAPITAL MANAGEMENT II LLC MANAGING MEMBER direct 1999-11-01
INVESTMENT CONSULTING GROUP LLC MEMBER direct 2002-09-01
CT FIXED INCOME MANAGEMENT, LLC MEMBER direct 2003-03-01
CT PREFERRED INVESTORS MANAGEMENT, LLC MEMBER direct 2003-05-01
MOUNT YALE PORTFOLIO ADVISORS, LLC MEMBER direct 2003-06-01
LYRICAL-ANTHEUS MANAGEMENT, L.P. GENERAL PARTNER direct 2004-12-01
TMFS-BIRMINGHAM, LLC OWNER direct 2005-10-01
AQUILINE HOLDINGS LLC GENERAL PARTNER indirect 2006-06-01
MARANON CAPITAL, L.P. LIMITED PARTNER OF MARANON MEZZANINE GP, L.P. direct 2008-07-01
ASSET ALLOCATION STRATEGIES, LLC 39 % OWNER; TRUSTEES : JP MORGAN CHASE N.A. & R.M. BARRON (379-44-1643) direct 2009-10-01
SAVANT INVESTMENT GROUP, LLC OWNER direct 2009-12-01
ESTANCIA CAPITAL MANAGEMENT, LLC OWNER indirect 2011-12-01
FTJ FUNDCHOICE, LLC GENERAL PARTNER indirect 2012-07-01
STONEBRIDGE CAPITAL MANAGEMENT II LLC MEMBER indirect 2012-12-01
CBRE GLOBAL INVESTMENT PARTNERS LIMITED GENERAL PARTNER indirect 2013-03-01
RESOURCES INVESTMENT ADVISORS INC OWNER direct 2013-10-01
MARANON CAPITAL, L.P. LIMITED PARTNER OF MARANON MEZZANINE GP II, L.P. direct 2013-12-01
FOURSTAR WEALTH ADVISORS, LLC MEMBER direct 2014-06-01
MANIKAY PARTNERS, LLC OWNER OF MANIKAY PARTNERS UK LLP (RELYING ADVISER) indirect 2014-08-01
PAXION PARTNERS LP GENERAL PARTNER direct 2015-05-01
HOULIHAN LOKEY FINANCIAL ADVISORS, INC. TRUSTEE / CLASS B COMMON indirect 2015-08-01
MASSEY QUICK WEALTH SOLUTIONS LLC MEMBER direct 2016-08-01
SABRETOOTH ADVISORS, LLC MANAGING MEMBER direct 2016-10-01
FIDUCIARY INVESTMENT ADVISORS, LLC MEMBER direct 2017-01-01
MELLON CAPITAL MANAGEMENT CORPORATION SHAREHOLDER indirect 2017-04-01
ARKADIOS WEALTH ADVISORS OWNER direct 2017-06-01
JOHN K DWIGHT ASSET MANAGEMENT COMPANY, INC. 100% SHAREHOLDER OF DWIGHT ASSET MANAGEMENT COMPANY direct 2001-04-01 2001-05-18
WEXFORD CLEARING SERVICES, LLC 62% STOCKHOLDER indirect 2003-07-01 2003-09-25
PLACEMARK INVESTMENTS, INC. SHAREHOLDER (PREFERRED B) indirect 2005-04-01 2005-07-26
FLAHERTY & CRUMRINE INC SHAREHOLDER direct 1997-01-01 2006-03-31
FLAHERTY & CRUMRINE INC SHAREHOLDER direct 1997-03-01 2006-03-31
FLAHERTY & CRUMRINE INC SHAREHOLDER direct 1997-04-01 2006-03-31
STONEBRIDGE CAPITAL MANAGEMENT II LLC MEMBER direct 1999-11-01 2006-03-31
PADCO ADVISORS II INC SHAREHOLDER indirect 2003-12-01 2006-03-31
STANDISH MELLON ASSET MANAGEMENT COMPANY LLC SOLE OWNER indirect 2003-07-01 2006-12-04
LARCH LANE ADVISORS LLC SPECIAL MEMBER direct 2005-10-01 2008-03-31
CORRIENTE ADVISORS, LLC TRUSTEE direct 2007-12-01 2010-03-25
RIVER STREET ADVISORS, LLC SOLE MEMBER direct 2010-04-01 2010-05-20
PINEBRIDGE INVESTMENTS LLC SHAREHOLDER indirect 2009-07-01 2010-07-20
PINEBRIDGE INVESTMENTS LLC SHAREHOLDER indirect 2009-07-01 2010-07-20
PINEBRIDGE INVESTMENTS LLC GENERAL PARTNER indirect 2009-08-01 2010-07-20
PINEBRIDGE INVESTMENTS LLC LIMITED PARTNER indirect 2009-08-01 2010-07-20
PINEBRIDGE INVESTMENTS LLC SHAREHOLDER indirect 2009-08-01 2010-07-20
PINEBRIDGE INVESTMENTS LLC GENERAL PARTNER indirect 2009-08-01 2010-07-20
PINEBRIDGE INVESTMENTS LLC SHAREHOLDER indirect 2009-08-01 2010-07-20
PINEBRIDGE INVESTMENTS LLC SHAREHOLDER indirect 2009-08-01 2010-07-20
PINEBRIDGE INVESTMENTS LLC SHAREHOLDER indirect 2009-10-01 2010-07-20
TERRA RESOURCE INVESTMENT MANAGEMENT, INC. SHAREHOLDER indirect 2011-02-01 2011-02-23
NOCTUA INTERNATIONAL WMG, LLC MEMBER direct 2009-05-01 2011-04-04
ALPHAHEDGE CAPITAL PARTNERS, LLC MEMBER direct 2011-09-01 2012-01-26
NOCTUA INTERNATIONAL WMG, LLC GENERAL PARTNER indirect 2009-08-01 2012-03-30
LYONROSS CAPITAL MANAGEMENT, LLC MANAGING MEMBER direct 2012-09-01 2012-12-21
FOXHAVEN ASSET MANAGEMENT, LP GENERAL PARTNER direct 2013-08-01 2013-09-26
EDGE PRINCIPAL ADVISORS, LLC GENERAL PARTNER/OWNER - ATERIAN INVESTMENT MANAGEMENT, LP (RELYING ADVISER) direct 2013-08-01 2013-11-13
SUB-SAHARA CAPITAL GROUP LP GENERAL PARTNER direct 2013-03-01 2013-12-02
NOCTUA INTERNATIONAL WMG, LLC SHAREHOLDER indirect 2009-07-01 2015-07-21
PROTERRA INVESTMENT PARTNERS LP GENERAL PARTNER direct 2015-09-01 2016-01-26
RIDGE RETIREMENT CONSULTANTS, LLC KLINGMAN HOLDINGS, LLC direct 2014-04-01 2016-02-25
HGI CAPITAL MANAGEMENT, LLC. MEMBER indirect 2013-07-01 2016-04-18
HGI CAPITAL MANAGEMENT, LLC. MANAGING MEMBER indirect 2013-07-01 2016-04-18
BLOOOM, INC. SHAREHOLDER direct 2016-03-01 2016-06-07
BLOOOM, INC. SHAREHOLDER direct 3016-03-01 2016-06-07
LAKEWOOD CAPITAL MANAGEMENT, LP GENERAL PARTNER direct 2007-01-01 2017-02-10
SAVANT INVESTMENT GROUP, LLC THE SAVANT GROUP, INC. direct 1991-09-01 2017-02-23

TRU INDEPENDENCE ASSET MANAGEMENT, LLC

ownership team - last updated 2019-09-19
Name Title Start Date Direct/Indirect % Ownership
TRU INDEPENDENCE, LLC MEMBER 03/01/2015 Direct 75% or more
Fund Name Position direct/indirect start date end date
TRU INDEPENDENCE, LLC MEMBER direct 2015-03-01
Sizemore, Stacy, Leigh CHIEF COMPLIANCE OFFICER 05/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
MENGIS CAPITAL MANAGEMENT, INC. CHIEF COMPLIANCE OFFICER direct 2007-05-01
STUVLAND, CRAIG, PATRICK MANAGING MEMBER, PRESIDENT, CEO TRU INDEPENDENCE, LLC 05/01/2014 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
TRU INDEPENDENCE ASSET MANAGEMENT, LLC MANAGING MEMBER, PRESIDENT, CEO indirect 2014-05-01
COMMON SENSE INVESTMENT MANAGEMENT, LLC MANAGING DIRECTOR direct 1999-10-01 2001-12-20
COMMON SENSE INVESTMENT MANAGEMENT, LLC MANAGING DIRECTOR/COO direct 1999-10-01 2003-03-28
COMMON SENSE INVESTMENT MANAGEMENT, LLC MANAGING DIRECTOR/PRESIDENT/COO direct 2003-04-01 2007-03-22
COMMON SENSE INVESTMENT MANAGEMENT, LLC PRESIDENT/CHIEF OPERATING OFFICER direct 2003-04-01 2007-11-01
COMMON SENSE INVESTMENT MANAGEMENT, LLC PRESIDENT direct 2003-04-01 2008-08-12
COMMON SENSE INVESTMENT MANAGEMENT, LLC MEMBER direct 2012-12-01 2013-12-09
AMBERBION CAPITAL ADVISORS, LLC PRINCIPAL/CHIEF COMPLIANCE OFFICER direct 2014-03-01 2014-03-13
AMBERBION CAPITAL ADVISORS, LLC MANAGING MEMBER/CHIEF COMPLIANCE OFFICER direct 2014-03-01 2014-03-21
TACTICAL ADVISOR 13, LLC CHIEF COMPLIANCE OFFICER AND MANAGING MEMBER direct 2014-05-01 2014-06-13
TRU INDEPENDENCE, LLC MANAGING MEMBER, PRESIDENT, CEO direct 2014-05-01 2015-01-02

TRU INDEPENDENCE ASSET MANAGEMENT, LLC

ownership team - last updated 2019-06-27
Name Title Start Date Direct/Indirect % Ownership
TRU INDEPENDENCE, LLC MEMBER 03/01/2015 Direct 75% or more
Fund Name Position direct/indirect start date end date
TRU INDEPENDENCE, LLC MEMBER direct 2015-03-01
Sizemore, Stacy, Leigh CHIEF COMPLIANCE OFFICER 05/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
MENGIS CAPITAL MANAGEMENT, INC. CHIEF COMPLIANCE OFFICER direct 2007-05-01
STUVLAND, CRAIG, PATRICK MANAGING MEMBER, PRESIDENT, CEO TRU INDEPENDENCE, LLC 05/01/2014 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
TRU INDEPENDENCE ASSET MANAGEMENT, LLC MANAGING MEMBER, PRESIDENT, CEO indirect 2014-05-01
COMMON SENSE INVESTMENT MANAGEMENT, LLC MANAGING DIRECTOR direct 1999-10-01 2001-12-20
COMMON SENSE INVESTMENT MANAGEMENT, LLC MANAGING DIRECTOR/COO direct 1999-10-01 2003-03-28
COMMON SENSE INVESTMENT MANAGEMENT, LLC MANAGING DIRECTOR/PRESIDENT/COO direct 2003-04-01 2007-03-22
COMMON SENSE INVESTMENT MANAGEMENT, LLC PRESIDENT/CHIEF OPERATING OFFICER direct 2003-04-01 2007-11-01
COMMON SENSE INVESTMENT MANAGEMENT, LLC PRESIDENT direct 2003-04-01 2008-08-12
COMMON SENSE INVESTMENT MANAGEMENT, LLC MEMBER direct 2012-12-01 2013-12-09
AMBERBION CAPITAL ADVISORS, LLC PRINCIPAL/CHIEF COMPLIANCE OFFICER direct 2014-03-01 2014-03-13
AMBERBION CAPITAL ADVISORS, LLC MANAGING MEMBER/CHIEF COMPLIANCE OFFICER direct 2014-03-01 2014-03-21
TACTICAL ADVISOR 13, LLC CHIEF COMPLIANCE OFFICER AND MANAGING MEMBER direct 2014-05-01 2014-06-13
TRU INDEPENDENCE, LLC MANAGING MEMBER, PRESIDENT, CEO direct 2014-05-01 2015-01-02

TRU INDEPENDENCE ASSET MANAGEMENT, LLC

ownership team - last updated 2019-03-30
Name Title Start Date Direct/Indirect % Ownership
CASTLEMAN, MEGAN, LOUISE CHIEF COMPLIANCE OFFICER 12/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
TRU INDEPENDENCE, LLC CHIEF COMPLIANCE OFFICER direct 2014-12-01
ALLIUM FINANCIAL ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2017-04-01
TRU INDEPENDENCE, LLC MEMBER 03/01/2015 Direct 75% or more
Fund Name Position direct/indirect start date end date
TRU INDEPENDENCE, LLC MEMBER direct 2015-03-01
STUVLAND, CRAIG, PATRICK MANAGING MEMBER, PRESIDENT, CEO TRU INDEPENDENCE, LLC 05/01/2014 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
TRU INDEPENDENCE ASSET MANAGEMENT, LLC MANAGING MEMBER, PRESIDENT, CEO indirect 2014-05-01
COMMON SENSE INVESTMENT MANAGEMENT, LLC MANAGING DIRECTOR direct 1999-10-01 2001-12-20
COMMON SENSE INVESTMENT MANAGEMENT, LLC MANAGING DIRECTOR/COO direct 1999-10-01 2003-03-28
COMMON SENSE INVESTMENT MANAGEMENT, LLC MANAGING DIRECTOR/PRESIDENT/COO direct 2003-04-01 2007-03-22
COMMON SENSE INVESTMENT MANAGEMENT, LLC PRESIDENT/CHIEF OPERATING OFFICER direct 2003-04-01 2007-11-01
COMMON SENSE INVESTMENT MANAGEMENT, LLC PRESIDENT direct 2003-04-01 2008-08-12
COMMON SENSE INVESTMENT MANAGEMENT, LLC MEMBER direct 2012-12-01 2013-12-09
AMBERBION CAPITAL ADVISORS, LLC PRINCIPAL/CHIEF COMPLIANCE OFFICER direct 2014-03-01 2014-03-13
AMBERBION CAPITAL ADVISORS, LLC MANAGING MEMBER/CHIEF COMPLIANCE OFFICER direct 2014-03-01 2014-03-21
TACTICAL ADVISOR 13, LLC CHIEF COMPLIANCE OFFICER AND MANAGING MEMBER direct 2014-05-01 2014-06-13
TRU INDEPENDENCE, LLC MANAGING MEMBER, PRESIDENT, CEO direct 2014-05-01 2015-01-02

TRU INDEPENDENCE ASSET MANAGEMENT, LLC

ownership team - last updated 2018-12-12
Name Title Start Date Direct/Indirect % Ownership
CASTLEMAN, MEGAN, LOUISE CHIEF COMPLIANCE OFFICER 12/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
TRU INDEPENDENCE, LLC CHIEF COMPLIANCE OFFICER direct 2014-12-01
ALLIUM FINANCIAL ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2017-04-01
TRU INDEPENDENCE, LLC MEMBER 03/01/2015 Direct 75% or more
Fund Name Position direct/indirect start date end date
TRU INDEPENDENCE, LLC MEMBER direct 2015-03-01
STUVLAND, CRAIG, PATRICK MANAGING MEMBER, PRESIDENT, CEO TRU INDEPENDENCE, LLC 05/01/2014 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
TRU INDEPENDENCE ASSET MANAGEMENT, LLC MANAGING MEMBER, PRESIDENT, CEO indirect 2014-05-01
COMMON SENSE INVESTMENT MANAGEMENT, LLC MANAGING DIRECTOR direct 1999-10-01 2001-12-20
COMMON SENSE INVESTMENT MANAGEMENT, LLC MANAGING DIRECTOR/COO direct 1999-10-01 2003-03-28
COMMON SENSE INVESTMENT MANAGEMENT, LLC MANAGING DIRECTOR/PRESIDENT/COO direct 2003-04-01 2007-03-22
COMMON SENSE INVESTMENT MANAGEMENT, LLC PRESIDENT/CHIEF OPERATING OFFICER direct 2003-04-01 2007-11-01
COMMON SENSE INVESTMENT MANAGEMENT, LLC PRESIDENT direct 2003-04-01 2008-08-12
COMMON SENSE INVESTMENT MANAGEMENT, LLC MEMBER direct 2012-12-01 2013-12-09
AMBERBION CAPITAL ADVISORS, LLC PRINCIPAL/CHIEF COMPLIANCE OFFICER direct 2014-03-01 2014-03-13
AMBERBION CAPITAL ADVISORS, LLC MANAGING MEMBER/CHIEF COMPLIANCE OFFICER direct 2014-03-01 2014-03-21
TACTICAL ADVISOR 13, LLC CHIEF COMPLIANCE OFFICER AND MANAGING MEMBER direct 2014-05-01 2014-06-13
TRU INDEPENDENCE, LLC MANAGING MEMBER, PRESIDENT, CEO direct 2014-05-01 2015-01-02

TRU INDEPENDENCE ASSET MANAGEMENT, LLC

ownership team - last updated 2018-06-15
Name Title Start Date Direct/Indirect % Ownership
CASTLEMAN, MEGAN, LOUISE CHIEF COMPLIANCE OFFICER 12/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
TRU INDEPENDENCE, LLC CHIEF COMPLIANCE OFFICER direct 2014-12-01
ALLIUM FINANCIAL ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2017-04-01
TRU INDEPENDENCE, LLC MEMBER 03/01/2015 Direct 75% or more
Fund Name Position direct/indirect start date end date
TRU INDEPENDENCE, LLC MEMBER direct 2015-03-01
STUVLAND, CRAIG, PATRICK MANAGING MEMBER, PRESIDENT, CEO TRU INDEPENDENCE, LLC 05/01/2014 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
TRU INDEPENDENCE ASSET MANAGEMENT, LLC MANAGING MEMBER, PRESIDENT, CEO indirect 2014-05-01
COMMON SENSE INVESTMENT MANAGEMENT, LLC MANAGING DIRECTOR direct 1999-10-01 2001-12-20
COMMON SENSE INVESTMENT MANAGEMENT, LLC MANAGING DIRECTOR/COO direct 1999-10-01 2003-03-28
COMMON SENSE INVESTMENT MANAGEMENT, LLC MANAGING DIRECTOR/PRESIDENT/COO direct 2003-04-01 2007-03-22
COMMON SENSE INVESTMENT MANAGEMENT, LLC PRESIDENT/CHIEF OPERATING OFFICER direct 2003-04-01 2007-11-01
COMMON SENSE INVESTMENT MANAGEMENT, LLC PRESIDENT direct 2003-04-01 2008-08-12
COMMON SENSE INVESTMENT MANAGEMENT, LLC MEMBER direct 2012-12-01 2013-12-09
AMBERBION CAPITAL ADVISORS, LLC PRINCIPAL/CHIEF COMPLIANCE OFFICER direct 2014-03-01 2014-03-13
AMBERBION CAPITAL ADVISORS, LLC MANAGING MEMBER/CHIEF COMPLIANCE OFFICER direct 2014-03-01 2014-03-21
TACTICAL ADVISOR 13, LLC CHIEF COMPLIANCE OFFICER AND MANAGING MEMBER direct 2014-05-01 2014-06-13
TRU INDEPENDENCE, LLC MANAGING MEMBER, PRESIDENT, CEO direct 2014-05-01 2015-01-02

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