HTTPS://TWITTER.COM/UMAFS SALT LAKE CITY, UT How do I update this listing?

UMA Financial Services is based out of Salt Lake City. UMA Financial Services is a large advisory firm with 1030 clients and discretionary assets under management (AUM) of $549,662,325 (Form ADV from 2019-03-14). Their last reported 13F filing for Q4 2019 included $224,732,000 in managed 13F securities and a top 10 holdings concentration of 57.78%. UMA Financial Services's largest holding is iShares Core S&P 500 ETF with shares held of 163,686. Whalewisdom has at least 2 13F filings

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13F Sector Allocation Over Time


13F Activity

  • Market Value $224.732 Million
  • Prior Market Value $204.749 Million
  • New Purchases13 stocks
  • Additional Purchases45 stocks
  • Sold out of0 stocks
  • Reduced holdings in32 stocks
  • Top 10 Holdings % 57.78 %
  • Turnover % [1]:10.83%
  • Turnover Alt % [2]: 6.03 %
  • Time Held Top20:0.95 quarters
  • Time Held Top10:0.90 quarters
  • Time Held All:0.89 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

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13F Filings Available:
  • 2019-12-31 - 13F-HR (Subscription required)
  • 2019-09-30 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

310 EAST 4500 SOUTH SUITE 550
Country: United States

Business Phone: 801-747-0800
Fax: 801-747-3520
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Corporation
Organized in: UT
Number of employees: 13
Other Business Activities: insurance broker or agent
Advisor Fees/Compensation: Percentage of assets under management
Amount of client funds and securities:
Total Number of Clients: 1030
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Data above was derived from SEC filings.

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