UMA Financial Services is based out of Salt Lake City. UMA Financial Services is a large advisory firm with 1030 clients and discretionary assets under management (AUM) of $549,662,325 (Form ADV from 2019-03-14). Their last reported 13F filing for Q4 2019 included $224,732,000 in managed 13F securities and a top 10 holdings concentration of 57.78%. UMA Financial Services's largest holding is iShares Core S&P 500 ETF with shares held of 163,686. Whalewisdom has at least 2 13F filings
: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.
: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.
You are limited to the prior 8 quarters of 13F filings. Subscribe to WhaleWisdom to view all filing data for UMA FINANCIAL SERVICES, INC.
|SEC Registration as :||Large Advisory Firm|
|Form of Organization:||Corporation|
|Number of employees:||13|
|Other Business Activities:||insurance broker or agent|
|Advisor Fees/Compensation:||Percentage of assets under management|
|Amount of client funds and securities:|
|Total Number of Clients:||1030|
|Amount of client funds and securities by related persons:|
|Total Number of clients from related persons:|