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HTTP://ENCOMPASSMORE.COM • DURHAM, NC • Investment Advisor How do I update this listing?
Verity Asset Management is based out of Durham. Verity Asset Management is a large advisory firm with 2687 clients and discretionary assets under management (AUM) of $522,405,713 (Form ADV from 2020-09-22). Their last reported 13F filing for Q3 2020 included $131,391,000 in managed 13F securities and a top 10 holdings concentration of 43.59%. Verity Asset Management's largest holding is iShares Core U.S. Aggregate Bond ETF with shares held of 175,800. Verity Asset Management has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 28 13F filings
09/30/2020
09/30/2020
09/30/2020
09/30/2020
[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.
[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.
09/30/2020
You are limited to the prior 8 quarters of 13F filings. Subscribe to WhaleWisdom to view all filing data for VERITY ASSET MANAGEMENT, INC.
Top 20 equal-weighted holdings. Performance numbers calculated through 2020-11-16
Performance for Q3 2020: | 4.63% |
Performance Last 4 Quarters: | 6.12% |
Stdev (5-yrs): | Subscription required | BETA (5-yrs): | Subscription required | ALPHA (3-yrs): | Subscription required |
Max Drawdown (all-years): | Subscription required | Annualized Perf (3-yrs): | Subscription required | Batting Avg vs S&P. (3-yrs): | Subscription required |
Sortino (3-yrs): | Subscription required | Stutzer (3-yrs): | Subscription required | Treynor (3-yrs): | Subscription required |
Sterling (3-yrs): | Subscription required | Calmar (3-yrs): | Subscription required | Information Ratio (3-yrs): | Subscription required |
Tracking Error (3 yrs): | Subscription required | Stdev Down (3-yrs): | Subscription required | Winning Months %: | Subscription required |
Losing Months %: | Subscription required | Best 12 Months: | Subscription required | Worst 12 Months: | Subscription required |
Efficiency Ratio (3-yrs): | Subscription required | Sharpe: | Subscription required | Stdev Sectors: | Subscription required |
Skewness (3-yrs): | Subscription required | Kurtosis (3-yrs): | Subscription required | Upside Potential (3-yrs): | Subscription required |
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SEC Registration as : | Large Advisory Firm |
Form of Organization: | Corporation |
Organized in: | NC |
Number of employees: | 70 |
Other Business Activities: | |
Advisor Fees/Compensation: | Percentage of assets under management,Hourly charges,Fixed fees |
Amount of client funds and securities: | |
Total Number of Clients: | 2687 |
Amount of client funds and securities by related persons: | |
Total Number of clients from related persons: | |
Disclosures: |
Name | Title | Start Date | Direct/Indirect | % Ownership | ||||||||||||||||||||||||||||||||||||
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VERITY FINANCIAL GROUP, INC. | PARENT COMPANY | 07/01/1996 | Direct | 75% or more | ||||||||||||||||||||||||||||||||||||
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WEGWART, GORDON, THOMAS | PRESIDENT/CHIEF COMPLIANCE OFFICER/CHIEF INVESTMENT OFFICER | 09/01/1996 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||
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MCGILL, SEAN, JENNINGS | VICE PRESIDENT / DIRECTOR OF ADVISOR SERVICES | 09/01/1996 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||
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SIMONSON, AMY, LOUISE | VICE PRESIDENT/FINANCE AND OPERATIONS | 07/01/1996 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||
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MUNSEY, JEFF, ALAN | VICE PRESIDENT | 07/01/1996 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||
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WEGWART, GORDON, THOMAS | PRESIDENT/SHAREHOLDER VERITY FINANCIAL GROUP, INC. | 07/01/1996 | Indirect | 25 - 50% | ||||||||||||||||||||||||||||||||||||
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Name | Title | Start Date | Direct/Indirect | % Ownership | ||||||||||||||||||||||||||||||||||||
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VERITY FINANCIAL GROUP, INC. | PARENT COMPANY | 07/01/1996 | Direct | 75% or more | ||||||||||||||||||||||||||||||||||||
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WEGWART, GORDON, THOMAS | PRESIDENT/CHIEF COMPLIANCE OFFICER/CHIEF INVESTMENT OFFICER | 09/01/1996 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||
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MCGILL, SEAN, JENNINGS | VICE PRESIDENT / DIRECTOR OF ADVISOR SERVICES | 09/01/1996 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||
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SIMONSON, AMY, LOUISE | VICE PRESIDENT/FINANCE AND OPERATIONS | 07/01/1996 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||
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MUNSEY, JEFF, ALAN | VICE PRESIDENT | 07/01/1996 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||
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WEGWART, GORDON, THOMAS | PRESIDENT/SHAREHOLDER VERITY FINANCIAL GROUP, INC. | 07/01/1996 | Indirect | 25 - 50% | ||||||||||||||||||||||||||||||||||||
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Name | Title | Start Date | Direct/Indirect | % Ownership |
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Name | Title | Start Date | Direct/Indirect | % Ownership | ||||||||||||||||||||||||||||||||||||
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VERITY FINANCIAL GROUP, INC. | PARENT COMPANY | 07/01/1996 | Direct | 75% or more | ||||||||||||||||||||||||||||||||||||
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WEGWART, GORDON, THOMAS | PRESIDENT/CHIEF COMPLIANCE OFFICER/CHIEF INVESTMENT OFFICER | 09/01/1996 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||
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MCGILL, SEAN, JENNINGS | VICE PRESIDENT | 09/01/1996 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||
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SIMONSON, AMY, LOUISE | VICE PRESIDENT/FINANCE AND OPERATIONS | 07/01/1996 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||
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MUNSEY, JEFF, ALAN | VICE PRESIDENT | 07/01/1996 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||
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WEGWART, GORDON, THOMAS | PRESIDENT/SHAREHOLDER VERITY FINANCIAL GROUP, INC. | 07/01/1996 | Indirect | 25 - 50% | ||||||||||||||||||||||||||||||||||||
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Name | Title | Start Date | Direct/Indirect | % Ownership | ||||||||||||||||||||||||||||||||||||
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VERITY FINANCIAL GROUP, INC. | PARENT COMPANY | 07/01/1996 | Direct | 75% or more | ||||||||||||||||||||||||||||||||||||
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WEGWART, GORDON, THOMAS | PRESIDENT/CHIEF COMPLIANCE OFFICER/CHIEF INVESTMENT OFFICER | 09/01/1996 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||
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MCGILL, SEAN, JENNINGS | VICE PRESIDENT | 09/01/1996 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||
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SIMONSON, AMY, LOUISE | VICE PRESIDENT/FINANCE AND OPERATIONS | 07/01/1996 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||
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MUNSEY, JEFF, ALAN | VICE PRESIDENT | 07/01/1996 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||
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WEGWART, GORDON, THOMAS | PRESIDENT/SHAREHOLDER VERITY FINANCIAL GROUP, INC. | 07/01/1996 | Indirect | 25 - 50% | ||||||||||||||||||||||||||||||||||||
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Name | Title | Start Date | Direct/Indirect | % Ownership | ||||||||||||||||||||||||||||||||||||
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MUNSEY, JEFF, ALAN | VICE PRESIDENT | 07/01/1996 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||
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VERITY FINANCIAL GROUP, INC. | PARENT COMPANY | 07/01/1996 | Direct | 75% or more | ||||||||||||||||||||||||||||||||||||
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WEGWART, GORDON, THOMAS | PRESIDENT/CHIEF COMPLIANCE OFFICER/CHIEF INVESTMENT OFFICER | 09/01/1996 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||
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MCGILL, SEAN, JENNINGS | VICE PRESIDENT | 09/01/1996 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||
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SIMONSON, AMY, LOUISE | VICE PRESIDENT/FINANCE AND OPERATIONS | 07/01/1996 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||
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WEGWART, GORDON, THOMAS | PRESIDENT/SHAREHOLDER VERITY FINANCIAL GROUP, INC. | 07/01/1996 | Indirect | 25 - 50% | ||||||||||||||||||||||||||||||||||||
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Name | Title | Start Date | Direct/Indirect | % Ownership | ||||||||||||||||||||||||||||||||||||
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VERITY FINANCIAL GROUP, INC. | PARENT COMPANY | 07/01/1996 | Direct | 75% or more | ||||||||||||||||||||||||||||||||||||
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WEGWART, GORDON, THOMAS | PRESIDENT/CHIEF COMPLIANCE OFFICER/CHIEF INVESTMENT OFFICER | 09/01/1996 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||
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MCGILL, SEAN, JENNINGS | VICE PRESIDENT | 09/01/1996 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||
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SIMONSON, AMY, LOUISE | VICE PRESIDENT/FINANCE AND OPERATIONS | 07/01/1996 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||
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MUNSEY, JEFF, ALAN | VICE PRESIDENT | 07/01/1996 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||
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WEGWART, GORDON, THOMAS | PRESIDENT/SHAREHOLDER VERITY FINANCIAL GROUP, INC. | 07/01/1996 | Indirect | 25 - 50% | ||||||||||||||||||||||||||||||||||||
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Name | Title | Start Date | Direct/Indirect | % Ownership | ||||||||||||||||||||||||||||||||||||
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VERITY FINANCIAL GROUP, INC. | PARENT COMPANY | 07/01/1996 | Direct | 75% or more | ||||||||||||||||||||||||||||||||||||
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WEGWART, GORDON, THOMAS | PRESIDENT/CHIEF COMPLIANCE OFFICER/CHIEF INVESTMENT OFFICER | 09/01/1996 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||
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MCGILL, SEAN, JENNINGS | VICE PRESIDENT | 09/01/1996 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||
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SIMONSON, AMY, LOUISE | VICE PRESIDENT/FINANCE AND OPERATIONS | 07/01/1996 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||
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MUNSEY, JEFF, ALAN | VICE PRESIDENT | 07/01/1996 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||
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WEGWART, GORDON, THOMAS | PRESIDENT/SHAREHOLDER VERITY FINANCIAL GROUP, INC. | 07/01/1996 | Indirect | 25 - 50% | ||||||||||||||||||||||||||||||||||||
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