VESTMARK ADVISORY SOLUTIONS, INC.

HTTP://WWW.VESTMARKMM.COM WASHINGTON, DC Investment Advisor How do I update this listing?

Vestmark Advisory Solutions is based out of Washington. Vestmark Advisory Solutions is a large advisory firm with discretionary assets under management (AUM) of $680,685,559 (Form ADV from 2019-03-30). Their last reported 13F filing for Q2 2019 included $584,403,000 in managed 13F securities and a top 10 holdings concentration of 13.28%. Vestmark Advisory Solutions's largest holding is Microsoft Corp. with shares held of 84,004. Whalewisdom has at least 2 13F filings

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06/30/2019

13F Sector Allocation Over Time

06/30/2019

13F Activity

  • Market Value $584.403 Million
  • Prior Market Value $560.842 Million
  • New Purchases58 stocks
  • Additional Purchases284 stocks
  • Sold out of37 stocks
  • Reduced holdings in198 stocks
  • Top 10 Holdings % 13.28 %
  • Turnover % [1]:17.46%
  • Turnover Alt % [2]: 9.40 %
  • Time Held Top20:0.95 quarters
  • Time Held Top10:1.00 quarters
  • Time Held All:0.89 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-05-15

Performance for Q1 2019: 6.29%
Performance Last 4 Quarters: 0.0%
Performance Metrics
Stats are not available for the latest quarter

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13F Filings Available:
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

VESTMARK ADVISORY SOLUTIONS, INC.
3050 K STREET NW SUITE W-170
WASHINGTON DC    20007
Country: United States

Business Phone: 202-256-1914
Fax:
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Corporation
Organized in: DE
Number of employees: 3
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management
Amount of client funds and securities:
Total Number of Clients: 0
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

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VESTMARK ADVISORY SOLUTIONS, INC.

ownership team - last updated 2019-03-30
Name Title Start Date Direct/Indirect % Ownership
VESTMARK, INC. OWNER 04/01/2015 Direct 75% or more
Fund Name Position direct/indirect start date end date
ADVISOR NOW, INC. INVESTOR direct 2006-06-01
LITTLETON, DAVID, LOUIS MANAGING DIRECTOR 04/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
NYLON CAPITAL LLP COO direct 2005-08-01
FORTIGENT, LLC SENIOR MANAGING DIRECTOR direct 2006-11-01
FORTIGENT, LLC SVP direct 2006-11-01
FORTIGENT, LLC CHIEF COMPLIANCE OFFICER direct 2007-05-01
FORTIGENT, LLC SENIOR MANAGING DIRECTOR direct 2007-08-01
FORTIGENT, LLC SECRETARY direct 2007-08-01
VESTMARK ADVISORY SOLUTIONS, INC. CCO direct 2015-04-01
CHICA, ANDREW, PAUL CCO 02/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
HATTERAS ALTERNATIVE MUTUAL FUNDS, LLC CHIEF COMPLIANCE OFFICER direct 2009-09-01
HATTERAS INVESTMENT PARTNERS LLC CHIEF COMPLIANCE OFFICER direct 2008-01-01
HATTERAS CAPITAL INVESTMENT MANAGEMENT, LLC MEMBER AND CHIEF COMPLIANCE OFFICER direct 2008-03-01
HATTERAS FUNDS, LP CCO direct 2014-03-01
BELMONT HATTERAS LLC CCO indirect 2014-03-01
BELMONT HATTERAS LLC CCO direct 2017-01-01
MORRIS, ALEXANDER, ROBERT MANAGING DIRECTOR 04/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
VESTMARK ADVISORY SOLUTIONS, INC. MANAGING DIRECTOR direct 2016-04-01
BLUNDIN, DAVID, BRANSFORD CHAIRMAN VESTMARK, INC. 05/01/2001 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ADVISOR NOW, INC. CHIEF EXECUTIVE OFFICER indirect 2001-10-01
ADVISOR NOW, INC. INVESTOR indirect 2005-10-01
ADVISOR NOW, INC. CHAIRMAN AND PRESIDENT direct 2006-02-01
ADVISOR NOW, INC. INVESTOR indirect 2006-03-01

VESTMARK ADVISORY SOLUTIONS, INC.

ownership team - last updated 2018-10-25
Name Title Start Date Direct/Indirect % Ownership
VESTMARK, INC. OWNER 04/01/2015 Direct 75% or more
Fund Name Position direct/indirect start date end date
ADVISOR NOW, INC. INVESTOR direct 2006-06-01
LITTLETON, DAVID, LOUIS CCO 04/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
NYLON CAPITAL LLP COO direct 2005-08-01
FORTIGENT, LLC SENIOR MANAGING DIRECTOR direct 2006-11-01
FORTIGENT, LLC SVP direct 2006-11-01
FORTIGENT, LLC CHIEF COMPLIANCE OFFICER direct 2007-05-01
FORTIGENT, LLC SENIOR MANAGING DIRECTOR direct 2007-08-01
FORTIGENT, LLC SECRETARY direct 2007-08-01
VESTMARK ADVISORY SOLUTIONS, INC. CCO direct 2015-04-01
BLUNDIN, DAVID, BRANSFORD CHAIRMAN VESTMARK, INC. 05/01/2001 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ADVISOR NOW, INC. CHIEF EXECUTIVE OFFICER indirect 2001-10-01
ADVISOR NOW, INC. INVESTOR indirect 2005-10-01
ADVISOR NOW, INC. CHAIRMAN AND PRESIDENT direct 2006-02-01
ADVISOR NOW, INC. INVESTOR indirect 2006-03-01

VESTMARK ADVISORY SOLUTIONS, INC.

ownership team - last updated 2016-10-27
Name Title Start Date Direct/Indirect % Ownership
VESTMARK, INC. OWNER 04/01/2015 Direct 75% or more
Fund Name Position direct/indirect start date end date
BATTERY MANAGEMENT CORP. SHAREHOLDER direct 2005-01-01
MMGC FINANCIAL SERVICES OWNER direct 2005-02-01
CDC INVESTMENT MANAGEMENT CORP GOVERNMENT SPOSORED indirect 1816-01-01
PNB INVESTMENT LIMITED SHAREHOLDER direct 1988-11-01
CDC INVESTMENT MANAGEMENT CORP SHAREHOLDER indirect 1990-03-01
CARR GLOBAL ADVISORS INC SHAREHOLDER indirect 1991-12-01
HOUSATONIC MANAGEMENT COMPANY, INC. MEMBER (OF HOUSATONIC MANAGEMENT COMPANY, INC.) direct 1995-12-01
CARR GLOBAL ADVISORS INC SHAREHOLDER indirect 1996-12-01
HGI INVESTMENT ADVISORS, LLC SHAREHOLDER indirect 1997-02-01
NOMURA IBJ GLOBAL INVESTMENT ADVISORS INC SHAREHOLDER indirect 1997-06-01
JH PARTNERS, LLC OWNER, MANAGING MEMBER indirect 1999-01-01
MANUFACTURES ADVISER CORPORATION SHAREHOLDER indirect 1999-09-01
JOHN HANCOCK INVESTMENT MANAGEMENT SERVICES, LLC SHAREHOLDER indirect 1999-09-01
QUANTUM RESOURCES ADVISORS, LLC PARTNER indirect 2000-01-01
QUANTUM RESOURCES ADVISORS, LLC LIMITED PARTNER indirect 2000-01-01
PEGASUS ASSOCIATES, LLC MEMBER direct 2000-06-01
BARCLAYS GLOBAL INVESTORS CANADA LIMITED SHAREHOLDER indirect 2000-11-01
BARCLAYS GLOBAL INVESTORS CANADA LIMITED SHAREHOLDER direct 2000-12-01
PEGASUS GROUP, LLC MEMBER direct 2001-05-01
CARDINAL CAPITAL MANAGEEMENT,INC. SHAREHOLDER direct 2001-05-01
CARDINAL CAPITAL MANAGEMENT, INC. SHAREHOLDER indirect 2001-05-01
STANDISH INTERNATIONAL MANAGEMENT COMPANY, LLC SOLE OWNER OF STANDISH MELLON ASSET MANAGEMENT COMPANY LLC indirect 2001-07-01
STAR HARBOR WEALTH MANAGEMENT, L.L.C. OWNER direct 2002-01-01
STONEBRIDGE CAPITAL MANAGEMENT VII, LLC MEMBER direct 2002-03-01
GLEACHER FUND ADVISORS LP GENERAL PARTNER direct 2002-03-01
BOWMAN HADDON WEALTH MANAGEMENT, LLC MEMBER direct 2002-06-01
BOWMAN HADDON WEALTH MANAGEMENT, LLC MEMBER indirect 2002-06-01
WESTPORT ASSET MANAGEMENT INC TRUST direct 2002-11-01
WESTPORT ADVISERS LLC TRUST indirect 2002-11-01
WASHINGTON INCOME ADVISORS HOLDING COMPANY direct 2004-03-01
CAPITAL MANAGEMENT STRATEGIES FINACIAL SERVICES INC PARENT CORPORATION indirect 2001-01-01 2001-01-29
CAPITAL GROWTH MANAGEMENT LTD PARTNERSHIP SHAREHOLDER indirect 2000-10-01 2001-01-31
CAPITAL GROWTH MANAGEMENT LTD PARTNERSHIP SHAREHOLDER indirect 2000-10-01 2001-01-31
CAPITAL GROWTH MANAGEMENT LTD PARTNERSHIP SUPERVISOR indirect 2000-10-01 2001-01-31
SII INVESTMENTS, INC. SHAREHOLDER indirect 1991-11-01 2001-03-28
INVESTMENT CENTERS OF AMERICA, INC. SHAREHOLDER indirect 1991-11-01 2001-03-28
INVESTMENT CENTERS OF AMERICA, INC. SHAREHOLDER indirect 1996-11-01 2001-03-28
INVESTMENT CENTERS OF AMERICA, INC. SHAREHOLDER indirect 1997-01-01 2001-03-28
NOMURA SECURITIES INTERNATIONAL, INC. PARENT indirect 1989-04-01 2001-04-30
NOMURA IBJ GLOBAL INVESTMENT ADVISORS INC SHAREHOLDER direct 1999-06-01 2001-04-30
CDC IXIS ASSET MANAGEMENT SUPERVISOR indirect 1812-01-01 2001-06-12
NOMURA CORPORATE RESEARCH AND ASSET MANAGEMENT INC INDIRECT OWNER indirect 1991-03-01 2001-06-18
IFC HOLDINGS, INC. SHAREHOLDER indirect 1991-11-01 2001-08-06
IFC HOLDINGS, INC. SHAREHOLDER indirect 1996-11-01 2001-08-06
IFC HOLDINGS, INC. SHAREHOLDER indirect 1997-01-01 2001-08-06
KRASNEY HOLIDAY FINANCIAL GROUP, LLC MEMBER direct 2001-05-01 2001-08-13
NOMURA FUNDS RESEARCH AND TECHNOLOGIES AMERICA INC. SHAREHOLDER indirect 2001-05-01 2001-08-31
NOMURA SECURITIES INTERNATIONAL, INC. PARENT indirect 2001-10-01 2002-01-07
SWISS AMERICAN SECURITIES INC. OWNER direct 1973-03-01 2002-02-25
SWISS AMERICAN SECURITIES INC. OWNER indirect 1997-01-01 2002-02-25
SWISS AMERICAN SECURITIES INC. OWNER indirect 1997-01-01 2002-02-25
CAPITAL GROWTH MANAGEMENT LTD PARTNERSHIP SHAREHOLDER indirect 2000-10-01 2002-03-28
MAXWELL NOLL INC OWNER direct 2002-10-01 2003-03-21
MMGC FINANCIAL SERVICES OWNER direct 1993-09-01 2003-03-31
HEWINS FINANCIAL ADVISORS, LLC SOLE MEMBER OF WIPFLI FINANCIAL, LLC indirect 2000-07-01 2003-05-14
KOPP INVESTMENT ADVISORS, INC SOLE MEMBER direct 2003-09-01 2003-10-29
LUTZ FINANCIAL SERVICES, LLC MEMBER direct 2001-08-01 2004-03-18
MERCADIEN ASSET MANAGEMENT, LLC MEMBER direct 2000-07-01 2004-03-30
CAPITAL GROWTH MANAGEMENT LTD PARTNERSHIP SHAREHOLDER indirect 2002-01-01 2004-03-30
CAPITAL GROWTH MANAGEMENT LTD PARTNERSHIP SHAREHOLDER indirect 2002-01-01 2004-03-30
CAPITAL GROWTH MANAGEMENT LTD PARTNERSHIP SHAREHOLDER (SERIES A) indirect 2002-10-01 2004-03-30
WESTPORT ADVISERS LLC TRUST direct 2002-11-01 2004-03-30
BARCLAYS GLOBAL FUND ADVISORS SOLE SHAREHOLDER OF BARCLAYS USA, INC. indirect 2000-01-01 2004-04-30
CAPITAL GROWTH MANAGEMENT LTD PARTNERSHIP SHAREHOLDER indirect 2000-10-01 2004-07-12
CAPITAL GROWTH MANAGEMENT LTD PARTNERSHIP SHAREHOLDER (COMMON STOCK) indirect 2000-10-01 2004-07-12
CAPITAL GROWTH MANAGEMENT LTD PARTNERSHIP SHAREHOLDER (SERIES A) indirect 2000-10-01 2004-07-12
CAPITAL GROWTH MANAGEMENT LTD PARTNERSHIP SHAREHOLDER indirect 2004-06-01 2004-07-12
HANCOCK VENTURE PARTNERS, INC. SHAREHOLDER indirect 2004-04-01 2004-08-12
DECLARATION MANAGEMENT & RESEARCH LLC SHAREHOLDER indirect 2004-04-01 2004-09-23
INDEPENDENCE INVESTMENT LLC SHAREHOLDER indirect 2004-04-01 2004-09-29
FINTEGRA, LLC 71.50 % OWNER indirect 1994-03-01 2005-01-28
WASHINGTON INCOME ADVISORS SOLE PROPRIETOR direct 2004-03-01 2005-02-18
CARDINAL CAPITAL MANAGEEMENT,INC. SHAREHOLDER indirect 2001-05-01 2005-03-04
MORGAN STANLEY AIP GP LP MANAGING MEMBER OF GRYPHON HOLDING LLC indirect 1996-07-01 2005-03-31
MANUFACTUERES SECURITIES SERVICES LLC SHAREHOLDER indirect 1999-09-01 2005-03-31
MORGAN STANLEY AIP GP LP 50% LIMITED PARTNER INTEREST IN MAS CAPITAL MANAGEMENT PARTNERS LP indirect 2000-11-01 2005-03-31
MANUFACTURERS SECURITIES SERVICES, LLC SHAREHOLDER indirect 2003-12-01 2005-03-31
CAPITAL GROWTH MANAGEMENT LTD PARTNERSHIP SHAREHOLDER (COMMON STOCK) indirect 2000-10-01 2005-06-23
CAPITAL GROWTH MANAGEMENT LTD PARTNERSHIP SHAREHOLDER indirect 2000-10-01 2005-06-23
CAPITAL GROWTH MANAGEMENT LTD PARTNERSHIP SHAREHOLDER indirect 2002-10-01 2005-07-26
CAPITAL GROWTH MANAGEMENT LTD PARTNERSHIP SHAREHOLDER indirect 2004-12-01 2006-03-31
CONCORD EQUITY GROUP ADVISORS LLC SHAREHOLDER (RIA ONLY) direct 2005-02-01 2006-03-31
KBC ALTERNATIVE INVESTMENT MANAGEMENT LIMITED SHAREHOLDER direct 2001-06-01 2006-03-31
CAPITAL GROWTH MANAGEMENT LTD PARTNERSHIP SHAREHOLDER indirect 2002-10-01 2006-03-31
MORGAN STANLEY DEAN WITTER ALTERNATIVE MANAGING MEMBER OF GRYPHON HOLDING LLC indirect 1996-07-01 2006-04-18
MORGAN STANLEY DEAN WITTER ALTERNATIVE 50% LIMITED PARTNER INTEREST IN MAS CAPITAL MANAGEMENT PARTNERS LP indirect 2000-11-01 2006-04-18
BARCLAYS GLOBAL FUND ADVISORS SOLE SHAREHOLDER OF BARCLAYS CALIFORNIA CORPORATION indirect 2004-01-01 2006-11-09
GLEACHER ADVISORS LLC MEMBER direct 2004-04-01 2006-12-04
GLEACHER ADVISORS LLC MEMBER indirect 2004-04-01 2006-12-04
CAPITAL GROWTH MANAGEMENT LTD PARTNERSHIP SHAREHOLDER indirect 2002-01-01 2006-12-05
MFC GLOBAL INVESTMENT ADVISORY LIMITED SHAREHOLDER indirect 1999-09-01 2007-03-07
CAPITAL GROWTH MANAGEMENT LTD PARTNERSHIP SHAREHOLDER indirect 2004-08-01 2007-03-30
JOHN HANCOCK INVESTMENT MANAGEMENT SERVICES, LLC SHAREHOLDER indirect 1999-09-01 2007-06-28
CAPITAL GROWTH MANAGEMENT LTD PARTNERSHIP SHAREHOLDER indirect 2004-08-01 2007-07-13
JOHN HANCOCK INVESTMENT MANAGEMENT SERVICES, LLC SHAREHOLDER indirect 2003-12-01 2008-07-10
JOHN HANCOCK INVESTMENT MANAGEMENT SERVICES, LLC SHAREHOLDER indirect 2003-12-01 2009-03-30
SEAMARK ASSET MANAGEMENT LTD. SHAREHOLDER indirect 2001-07-01 2009-05-08
MARITIME INVESTMENT MANAGEMENT INC. SHAREHOLDER indirect 2001-07-01 2009-05-08
BARCLAYS GLOBAL FUND ADVISORS SOLE SHAREHOLDER OF BARCLAYS BANK PLC indirect 1996-01-01 2009-06-22
DELAWARE INTERNATIONAL ADVISERS LTD MINORITY SHAREHOLDER OF REGISTRANT direct 1990-09-01 2011-03-31
H.D. VEST ADVISORY SERVICES, INC PARTHENON INVESTORS III, L.P. direct 2004-11-01 2012-01-10
AVENUE ASIA CAPITAL MANAGEMENT, L.P. MEMBER OF AVENUE ASIA INVESTMENTS GENPAR, LLC direct 1999-04-01 2014-07-31
AVENUE ASIA CAPITAL MANAGEMENT, L.P. MEMBER OF AVENUE ASIA CAPITAL PARTNERS II, LLC direct 2001-11-01 2014-07-31
AVENUE ASIA CAPITAL MANAGEMENT, L.P. MEMBER OF AVENUE ASIA CAPITAL PARTNERS III, LLC direct 2003-10-01 2014-07-31
AVENUE CAPITAL MANAGEMENT II, L.P. MEMBER OF AVENUE PARTNERS, LLC indirect 2004-01-01 2015-02-25
CAPITAL GROWTH MANAGEMENT LTD PARTNERSHIP SHAREHOLDER indirect 2004-08-01 2015-11-23
GENSTAR CAPITAL MANAGEMENT LLC GENERAL PARTNER, GENSTAR CAPITAL, L.P. direct 2000-01-01 2016-12-06
GENSTAR CAPITAL MANAGEMENT LLC MEMBER indirect 2000-01-01 2016-12-06
LITTLETON, DAVID, LOUIS CCO 04/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
NYLON CAPITAL LLP COO direct 2005-08-01
FORTIGENT, LLC SENIOR MANAGING DIRECTOR direct 2006-11-01
FORTIGENT, LLC SVP direct 2006-11-01
FORTIGENT, LLC CHIEF COMPLIANCE OFFICER direct 2007-05-01
FORTIGENT, LLC SENIOR MANAGING DIRECTOR direct 2007-08-01
FORTIGENT, LLC SECRETARY direct 2007-08-01
VESTMARK ADVISORY SOLUTIONS, INC. CCO direct 2015-04-01

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