VISTA INVESTMENT MANAGEMENT

HTTPS://WWW.VISTA-IM.COM PITTSBURGH, PA Investment Advisor How do I update this listing?

Vista Investment Management is based out of Pittsburgh. Vista Investment Management is a large advisory firm with 146 clients and discretionary assets under management (AUM) of $138,049,344 (Form ADV from 2019-03-30). Their last reported 13F filing for Q3 2019 included $121,213,000 in managed 13F securities and a top 10 holdings concentration of 23.42%. Vista Investment Management's largest holding is SPDR Bloomberg Barclays Investment Grade with shares held of 133,627. Whalewisdom has at least 8 13F filings

Download 13F Summary to Excel Create Email Alert

09/30/2019

13F Sector Allocation Over Time

09/30/2019

13F Activity

  • Market Value $121.213 Million
  • Prior Market Value $118.214 Million
  • New Purchases4 stocks
  • Additional Purchases54 stocks
  • Sold out of7 stocks
  • Reduced holdings in50 stocks
  • Top 10 Holdings % 23.42 %
  • Turnover % [1]:8.21%
  • Turnover Alt % [2]: 8.47 %
  • Time Held Top20:4.75 quarters
  • Time Held Top10:3.70 quarters
  • Time Held All:6.23 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-11-14

Performance for Q3 2019: 4.14%
Performance Last 4 Quarters: 9.44%
Performance Metrics
Stats are not available for the latest quarter

Refresh Advanced Export Download CSV Download Excel (.xlsx) Download TSV
Filter by:

Security Types:

Refresh
*Shares are split adjusted
Click here to report any possible errors with this listing.
13F Filings Available:
  • 2019-09-30 - 13F-HR (Subscription required)
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

VISTA INVESTMENT MANAGEMENT, LLC
400 PENN CENTER BLVD., SUITE 555
PITTSBURGH PA    15235-5610
Country: United States

Business Phone: 412-824-5940
Fax: 412-203-2117
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: PA
Number of employees: 3
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management
Amount of client funds and securities: 95,086,800
Total Number of Clients: 146
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures: 11.E (4)
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

Sign in to see

Form 4 - Recent Insider Transactions

Loading...

VISTA INVESTMENT MANAGEMENT, LLC

ownership team - last updated 2019-03-30
Name Title Start Date Direct/Indirect % Ownership
FRANKOLA, JOHN, DANIEL PRESIDENT, CHIEF COMPLIANCE OFFICER, MANAGING MEMBER 08/01/2002 Direct 75% or more
Fund Name Position direct/indirect start date end date
VISTA INVESTMENT MANAGEMENT, LLC PRESIDENT AND CHIEF COMPLIANCE OFFICER (3/2007) direct 2002-08-01
VISTA INVESTMENT MANAGEMENT, LLC PRESIDENT, CHIEF COMPLIANCE OFFICER, MANAGING MEMBER direct 2002-08-01
VIVERETTE, MATTHEW, JOSEPH OFFICER, MANAGER 02/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
VISTA INVESTMENT MANAGEMENT, LLC OFFICER, MANAGER direct 2018-02-01

VISTA INVESTMENT MANAGEMENT, LLC

ownership team - last updated 2018-12-10
Name Title Start Date Direct/Indirect % Ownership
FRANKOLA, JOHN, DANIEL PRESIDENT, CHIEF COMPLIANCE OFFICER, MANAGING MEMBER 08/01/2002 Direct 75% or more
Fund Name Position direct/indirect start date end date
VISTA INVESTMENT MANAGEMENT, LLC PRESIDENT AND CHIEF COMPLIANCE OFFICER (3/2007) direct 2002-08-01
VISTA INVESTMENT MANAGEMENT, LLC PRESIDENT, CHIEF COMPLIANCE OFFICER, MANAGING MEMBER direct 2002-08-01
VIVERETTE, MATTHEW, JOSEPH OFFICER, MANAGER 02/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
VISTA INVESTMENT MANAGEMENT, LLC OFFICER, MANAGER direct 2018-02-01

VISTA INVESTMENT MANAGEMENT, LLC

ownership team - last updated 2012-04-18
Name Title Start Date Direct/Indirect % Ownership
FRANKOLA, JOHN, DANIEL PRESIDENT, CHIEF COMPLIANCE OFFICER, MANAGING MEMBER 08/01/2002 Direct 75% or more
Fund Name Position direct/indirect start date end date
VISTA INVESTMENT MANAGEMENT, LLC PRESIDENT AND CHIEF COMPLIANCE OFFICER (3/2007) direct 2002-08-01
VISTA INVESTMENT MANAGEMENT, LLC PRESIDENT, CHIEF COMPLIANCE OFFICER, MANAGING MEMBER direct 2002-08-01

Elevate your investments