WEALTH & PENSION SERVICES GROUP, INC.

HTTP://WWW.WEALTHANDPENSION.COM ATLANTA, GA Pension/Retirement Investment Advisor How do I update this listing?

Wealth & Pension Services Group is based out of Atlanta. Wealth & Pension Services Group is a large advisory firm with 322 clients and discretionary assets under management (AUM) of $159,212,704 (Form ADV from 2019-07-14). Their last reported 13F filing for Q3 2019 included $138,081,000 in managed 13F securities and a top 10 holdings concentration of 37.41%. Wealth & Pension Services Group's largest holding is SPDR Port Large Cap ETF with shares held of 213,201. Whalewisdom has at least 6 13F filings

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09/30/2019

13F Sector Allocation Over Time

09/30/2019

13F Activity

  • Market Value $138.081 Million
  • Prior Market Value $137.477 Million
  • New Purchases4 stocks
  • Additional Purchases48 stocks
  • Sold out of4 stocks
  • Reduced holdings in50 stocks
  • Top 10 Holdings % 37.41 %
  • Turnover % [1]:6.61%
  • Turnover Alt % [2]: 3.94 %
  • Time Held Top20:3.55 quarters
  • Time Held Top10:3.40 quarters
  • Time Held All:3.57 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-08-14

Performance for Q2 2019: 0.17%
Performance Last 4 Quarters: -2.01%
Performance Metrics
Stats are not available for the latest quarter

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13F Filings Available:
  • 2019-09-30 - 13F-HR (Subscription required)
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
This lets you look at individual sub managers or subsidiaries within the 13F filing.

13F Managers

Subsidiaries/Managers included in latest 13F
Name
Aurora Investment Counsel

View Last Form Adv Compilation Report on Record

SOUTHBRIDGE
2727 PACES FERRY RD. SE BUILDING TWO, SUITE 1475
ATLANTA GA    30339
Country: United States

Business Phone: (770) 333-0113
Fax: (770) 333-9557
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Corporation
Organized in: GA
Number of employees: 8
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges,Fixed fees
Amount of client funds and securities:
Total Number of Clients: 322
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Form 4 - Recent Insider Transactions

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THREE ADVISORS INC.

ownership team - last updated 2019-07-14
Name Title Start Date Direct/Indirect % Ownership
KRING, WILLIAM, JAMES CEO/CHIEF COMPLIANCE OFFICER 07/01/2018 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
WEALTH AND PENSION SERVICES GROUP INC. PRESIDENT/CHIEF COMPLIANCE OFFICER direct 1999-08-01
KRING FINANCIAL MANAGEMENT, INC. SHAREHOLDER indirect 2009-10-01
LECROY, MARYJANE, MARGARET PRESIDENT/CFO 07/01/2018 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
HAMMOND INVESTMENT PLANNING CORPORATION PARTNER direct 2011-07-01
HAMMOND, WILLIAM, GEORGE PARTNER 07/01/2018 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
RANDY SECKMAN & ASSOCIATES, INC ASSOCIATE direct 1982-03-01
HAMMOND INVESTMENT PLANNING CORPORATION CHIEF COMPLIANCE OFFICER direct 1996-04-01
AURORA INVESTMENT COUNSEL NON-VOTING S/O direct 2000-01-01 2004-01-06
AURORA INVESTMENT COUNSEL VOTING direct 2000-01-01 2004-02-20
HAMMOND INVESTMENT PLANNING CORPORATION PRESIDENT direct 1996-04-01 2005-04-01
AURORA INVESTMENT COUNSEL VOTING direct 2001-01-01 2014-05-27

WEALTH AND PENSION SERVICES GROUP INC.

ownership team - last updated 2019-03-29
Name Title Start Date Direct/Indirect % Ownership
KRING, WILLIAM, JAMES CEO/CHIEF COMPLIANCE OFFICER 07/01/2018 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
WEALTH AND PENSION SERVICES GROUP INC. PRESIDENT/CHIEF COMPLIANCE OFFICER direct 1999-08-01
KRING FINANCIAL MANAGEMENT, INC. SHAREHOLDER indirect 2009-10-01
LECROY, MARYJANE, MARGARET PRESIDENT/CFO 07/01/2018 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
HAMMOND INVESTMENT PLANNING CORPORATION PARTNER direct 2011-07-01
HAMMOND, WILLIAM, GEORGE PARTNER 07/01/2018 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
RANDY SECKMAN & ASSOCIATES, INC ASSOCIATE direct 1982-03-01
HAMMOND INVESTMENT PLANNING CORPORATION CHIEF COMPLIANCE OFFICER direct 1996-04-01
AURORA INVESTMENT COUNSEL NON-VOTING S/O direct 2000-01-01 2004-01-06
AURORA INVESTMENT COUNSEL VOTING direct 2000-01-01 2004-02-20
HAMMOND INVESTMENT PLANNING CORPORATION PRESIDENT direct 1996-04-01 2005-04-01
AURORA INVESTMENT COUNSEL VOTING direct 2001-01-01 2014-05-27

WEALTH AND PENSION SERVICES GROUP INC.

ownership team - last updated 2017-04-05
Name Title Start Date Direct/Indirect % Ownership
KRING, WILLIAM, JAMES PRESIDENT/CHIEF COMPLIANCE OFFICER 08/01/1999 Direct 75% or more
Fund Name Position direct/indirect start date end date
WEALTH AND PENSION SERVICES GROUP INC. PRESIDENT/CHIEF COMPLIANCE OFFICER direct 1999-08-01
KRING FINANCIAL MANAGEMENT, INC. SHAREHOLDER indirect 2009-10-01

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