WEST BRANCH CAPITAL LLC

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West Branch Capital is based out of Amherst. West Branch Capital is a large advisory firm with 307 clients and discretionary assets under management (AUM) of $314,503,682 (Form ADV from 2019-07-29). Their last reported 13F filing for Q4 2019 included $143,584,000 in managed 13F securities and a top 10 holdings concentration of 42.66%. West Branch Capital's largest holding is Apple Inc with shares held of 39,137. Whalewisdom has at least 8 13F filings

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12/31/2019

13F Sector Allocation Over Time

12/31/2019

13F Activity

  • Market Value $143.584 Million
  • Prior Market Value $135.013 Million
  • New Purchases10 stocks
  • Additional Purchases31 stocks
  • Sold out of5 stocks
  • Reduced holdings in46 stocks
  • Top 10 Holdings % 42.66 %
  • Turnover % [1]:15.96%
  • Turnover Alt % [2]: 13.90 %
  • Time Held Top20:4.25 quarters
  • Time Held Top10:4.60 quarters
  • Time Held All:4.91 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-11-14

Performance for Q3 2019: 10.1%
Performance Last 4 Quarters: 11.64%
Performance Metrics
Stats are not available for the latest quarter

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13F Filings Available:
  • 2019-12-31 - 13F-HR (Subscription required)
  • 2019-09-30 - 13F-HR (Subscription required)
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

WEST BRANCH CAPITAL LLC
9 RESEARCH DRIVE SUITE 1
AMHERST MA    01002
Country: United States

Business Phone: 413-256-1225
Fax: 413-253-5838
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: MA
Number of employees: 11
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges,Fixed fees,Performance-based fees
Amount of client funds and securities:
Total Number of Clients: 307
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Form 4 - Recent Insider Transactions

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WEST BRANCH CAPITAL LLC

ownership team - last updated 2019-07-29
Name Title Start Date Direct/Indirect % Ownership
MAHMUD, AYAZ MANAGING MEMBER, FOUNDER & CEO 12/01/2004 Direct 75% or more
Fund Name Position direct/indirect start date end date
WEST BRANCH CAPITAL LLC FOUNDER/CEO direct 2004-12-01
WEST BRANCH CAPITAL LLC MANAGING MEMBER/CHIEF COMPLIANCE OFFICER direct 2004-12-01
WEST BRANCH CAPITAL LLC MANAGING MEMBER, FOUNDER & CEO direct 2004-12-01
WEST BRANCH CAPITAL LLC CHIEF COMPLIANCE OFFICER direct 2014-11-01
MAHMUD, AYAZ CHIEF COMPLIANCE OFFICER 11/01/2014 Direct 75% or more
Fund Name Position direct/indirect start date end date
WEST BRANCH CAPITAL LLC FOUNDER/CEO direct 2004-12-01
WEST BRANCH CAPITAL LLC MANAGING MEMBER/CHIEF COMPLIANCE OFFICER direct 2004-12-01
WEST BRANCH CAPITAL LLC MANAGING MEMBER, FOUNDER & CEO direct 2004-12-01
WEST BRANCH CAPITAL LLC CHIEF COMPLIANCE OFFICER direct 2014-11-01

WEST BRANCH CAPITAL LLC

ownership team - last updated 2019-02-27
Name Title Start Date Direct/Indirect % Ownership
MAHMUD, AYAZ MANAGING MEMBER, FOUNDER & CEO 12/01/2004 Direct 75% or more
Fund Name Position direct/indirect start date end date
WEST BRANCH CAPITAL LLC FOUNDER/CEO direct 2004-12-01
WEST BRANCH CAPITAL LLC MANAGING MEMBER/CHIEF COMPLIANCE OFFICER direct 2004-12-01
WEST BRANCH CAPITAL LLC MANAGING MEMBER, FOUNDER & CEO direct 2004-12-01
WEST BRANCH CAPITAL LLC CHIEF COMPLIANCE OFFICER direct 2014-11-01
MAHMUD, AYAZ CHIEF COMPLIANCE OFFICER 11/01/2014 Direct 75% or more
Fund Name Position direct/indirect start date end date
WEST BRANCH CAPITAL LLC FOUNDER/CEO direct 2004-12-01
WEST BRANCH CAPITAL LLC MANAGING MEMBER/CHIEF COMPLIANCE OFFICER direct 2004-12-01
WEST BRANCH CAPITAL LLC MANAGING MEMBER, FOUNDER & CEO direct 2004-12-01
WEST BRANCH CAPITAL LLC CHIEF COMPLIANCE OFFICER direct 2014-11-01

WEST BRANCH CAPITAL LLC

ownership team - last updated 2017-09-28
Name Title Start Date Direct/Indirect % Ownership
MAHMUD, AYAZ CHIEF COMPLIANCE OFFICER 11/01/2014 Direct 75% or more
Fund Name Position direct/indirect start date end date
WEST BRANCH CAPITAL LLC FOUNDER/CEO direct 2004-12-01
WEST BRANCH CAPITAL LLC MANAGING MEMBER/CHIEF COMPLIANCE OFFICER direct 2004-12-01
WEST BRANCH CAPITAL LLC MANAGING MEMBER, FOUNDER & CEO direct 2004-12-01
WEST BRANCH CAPITAL LLC CHIEF COMPLIANCE OFFICER direct 2014-11-01
GASS, JAMES, ANDREW MEMBER 04/01/2009 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
WEST BRANCH CAPITAL LLC NONE direct 2009-04-01
WEST BRANCH CAPITAL LLC MEMBER direct 2009-04-01
MAHMUD, AYAZ MANAGING MEMBER, FOUNDER & CEO 12/01/2004 Direct 75% or more
Fund Name Position direct/indirect start date end date
WEST BRANCH CAPITAL LLC FOUNDER/CEO direct 2004-12-01
WEST BRANCH CAPITAL LLC MANAGING MEMBER/CHIEF COMPLIANCE OFFICER direct 2004-12-01
WEST BRANCH CAPITAL LLC MANAGING MEMBER, FOUNDER & CEO direct 2004-12-01
WEST BRANCH CAPITAL LLC CHIEF COMPLIANCE OFFICER direct 2014-11-01

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