WINDWARD CAPITAL MANAGEMENT COMPANY

HTTP://WWW.WINDWARDCAPITAL.COM LOS ANGELES, CA Investment Advisor Hedge Fund How do I update this listing?

Windward Capital Management Company is based out of Los Angeles. Windward Capital Management Company is a hedge fund with 196 clients and discretionary assets under management (AUM) of $973,214,321 (Form ADV from 2020-06-29). Their last reported 13F filing for Q2 2020 included $882,835,000 in managed 13F securities and a top 10 holdings concentration of 48.68%. Windward Capital Management Company's largest holding is Apple Inc with shares held of 300,236. Windward Capital Management Company has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 67 13F filings

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06/30/2020

13F Activity

  • Market Value $882.835 Million
  • Prior Market Value $746.789 Million
  • New Purchases6 stocks
  • Additional Purchases1 stock
  • Sold out of2 stocks
  • Reduced holdings in69 stocks
  • Top 10 Holdings % 48.68 %
  • Turnover % [1]:10.53%
  • Turnover Alt % [2]: 1.40 %
  • Time Held Top20:21.70 quarters
  • Time Held Top10:17.60 quarters
  • Time Held All:24.54 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

06/30/2020

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2020-05-15

Performance for Q1 2020: 24.94%
Performance Last 4 Quarters: 4.23%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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*Shares are split adjusted

View Last Form Adv Compilation Report on Record

WINDWARD CAPITAL MANAGEMENT CO
11111 SANTA MONICA BOULEVARD SUITE 1200
LOS ANGELES CA    90025
Country: United States

Business Phone: 310-893-3000
Fax: 310-893-3001
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Corporation
Organized in: CA
Number of employees: 12
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management
Amount of client funds and securities:
Total Number of Clients: 196
Amount of client funds and securities by related persons: 0
Total Number of clients from related persons: 0
Disclosures:
Data above was derived from SEC filings.

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Form 4 - Recent Insider Transactions

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WINDWARD CAPITAL MANAGEMENT CO

ownership team - last updated 2020-06-29
Name Title Start Date Direct/Indirect % Ownership
NICHOLS, ROBERT, WAYNE CHAIRMAN 01/01/1996 Direct less than 5%
Fund Name Position direct/indirect start date end date
WINDWARD CAPITAL MANAGEMENT CO CHAIRMAN direct 1996-01-01
WINDWARD CAPITAL MANAGEMENT CO CHAIRMAN indirect 1997-09-01
THE WINDWARD CAPITAL GROUP DIRECT OWNER 09/01/1997 Direct 75% or more
Fund Name Position direct/indirect start date end date
WINDWARD CAPITAL MANAGEMENT CO DIRECT OWNER direct 1997-09-01
PENE, STEPHAN, ROBERT CHIEF COMPLIANCE OFFICER, CFO 10/01/2004 Direct less than 5%
Fund Name Position direct/indirect start date end date
WINDWARD CAPITAL MANAGEMENT CO CHIEF COMPLIANCE OFFICER, CFO direct 2004-10-01
WELLS FARGO VAN KASPER, LLC CONTROLLER direct 1999-07-01 2001-04-30
NATIONAL PLANNING CORPORATION VICE PRESIDENT CONTROLLER direct 2001-11-01 2002-08-08
SII INVESTMENTS, INC. FINOP direct 2001-12-01 2003-01-28
IFC HOLDINGS, INC. VP/CONTROLLER/FINOP direct 2001-12-01 2003-01-30
INVESTMENT CENTERS OF AMERICA, INC. FINOP direct 2001-12-01 2003-02-05
NATIONAL PLANNING CORPORATION VP CONTROLLER/FINOP direct 2001-11-01 2003-04-08
WINDWARD CAPITAL MANAGEMENT CO CFO direct 2004-10-01 2004-10-15
WINDWARD CAPITAL MANAGEMENT CO CFO, CCO direct 2004-10-01 2006-01-05
BESSLER, DONALD, ROBERT CIO 11/01/2004 Direct less than 5%
Fund Name Position direct/indirect start date end date
STRATEGIC ADVISORY PARTNERS LLC MANAGING DIRECTOR direct 2000-04-01
WINDWARD CAPITAL MANAGEMENT CO CIO direct 2004-11-01
KILPO, KENNETH, GLEN DIRECTOR 08/01/2005 Direct less than 5%
Fund Name Position direct/indirect start date end date
WINDWARD CAPITAL MANAGEMENT CO DIRECTOR direct 2005-08-01
NICHOLS, ROBERT, WAYNE CHAIRMAN THE WINDWARD CAPITAL GROUP 09/01/1997 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
WINDWARD CAPITAL MANAGEMENT CO CHAIRMAN direct 1996-01-01
WINDWARD CAPITAL MANAGEMENT CO CHAIRMAN indirect 1997-09-01

WINDWARD CAPITAL MANAGEMENT CO

ownership team - last updated 2020-01-21
Name Title Start Date Direct/Indirect % Ownership

WINDWARD CAPITAL MANAGEMENT CO

ownership team - last updated 2019-03-27
Name Title Start Date Direct/Indirect % Ownership
NICHOLS, ROBERT, WAYNE CHAIRMAN 01/01/1996 Direct less than 5%
Fund Name Position direct/indirect start date end date
WINDWARD CAPITAL MANAGEMENT CO CHAIRMAN direct 1996-01-01
WINDWARD CAPITAL MANAGEMENT CO CHAIRMAN indirect 1997-09-01
THE WINDWARD CAPITAL GROUP DIRECT OWNER 09/01/1997 Direct 75% or more
Fund Name Position direct/indirect start date end date
WINDWARD CAPITAL MANAGEMENT CO DIRECT OWNER direct 1997-09-01
PENE, STEPHAN, ROBERT CHIEF COMPLIANCE OFFICER, CFO 10/01/2004 Direct less than 5%
Fund Name Position direct/indirect start date end date
WINDWARD CAPITAL MANAGEMENT CO CHIEF COMPLIANCE OFFICER, CFO direct 2004-10-01
WELLS FARGO VAN KASPER, LLC CONTROLLER direct 1999-07-01 2001-04-30
NATIONAL PLANNING CORPORATION VICE PRESIDENT CONTROLLER direct 2001-11-01 2002-08-08
SII INVESTMENTS, INC. FINOP direct 2001-12-01 2003-01-28
IFC HOLDINGS, INC. VP/CONTROLLER/FINOP direct 2001-12-01 2003-01-30
INVESTMENT CENTERS OF AMERICA, INC. FINOP direct 2001-12-01 2003-02-05
NATIONAL PLANNING CORPORATION VP CONTROLLER/FINOP direct 2001-11-01 2003-04-08
WINDWARD CAPITAL MANAGEMENT CO CFO direct 2004-10-01 2004-10-15
WINDWARD CAPITAL MANAGEMENT CO CFO, CCO direct 2004-10-01 2006-01-05
BESSLER, DONALD, ROBERT CIO 11/01/2004 Direct less than 5%
Fund Name Position direct/indirect start date end date
STRATEGIC ADVISORY PARTNERS LLC MANAGING DIRECTOR direct 2000-04-01
WINDWARD CAPITAL MANAGEMENT CO CIO direct 2004-11-01
KILPO, KENNETH, GLEN DIRECTOR 08/01/2005 Direct less than 5%
Fund Name Position direct/indirect start date end date
WINDWARD CAPITAL MANAGEMENT CO DIRECTOR direct 2005-08-01
NICHOLS, ROBERT, WAYNE CHAIRMAN THE WINDWARD CAPITAL GROUP 09/01/1997 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
WINDWARD CAPITAL MANAGEMENT CO CHAIRMAN direct 1996-01-01
WINDWARD CAPITAL MANAGEMENT CO CHAIRMAN indirect 1997-09-01

WINDWARD CAPITAL MANAGEMENT CO

ownership team - last updated 2017-04-27
Name Title Start Date Direct/Indirect % Ownership
NICHOLS, ROBERT, WAYNE CHAIRMAN 01/01/1996 Direct less than 5%
Fund Name Position direct/indirect start date end date
WINDWARD CAPITAL MANAGEMENT CO CHAIRMAN direct 1996-01-01
WINDWARD CAPITAL MANAGEMENT CO CHAIRMAN indirect 1997-09-01
THE WINDWARD CAPITAL GROUP DIRECT OWNER 09/01/1997 Direct 75% or more
Fund Name Position direct/indirect start date end date
WINDWARD CAPITAL MANAGEMENT CO DIRECT OWNER direct 1997-09-01
PENE, STEPHAN, ROBERT CHIEF COMPLIANCE OFFICER, CFO 10/01/2004 Direct less than 5%
Fund Name Position direct/indirect start date end date
WINDWARD CAPITAL MANAGEMENT CO CHIEF COMPLIANCE OFFICER, CFO direct 2004-10-01
WELLS FARGO VAN KASPER, LLC CONTROLLER direct 1999-07-01 2001-04-30
NATIONAL PLANNING CORPORATION VICE PRESIDENT CONTROLLER direct 2001-11-01 2002-08-08
SII INVESTMENTS, INC. FINOP direct 2001-12-01 2003-01-28
IFC HOLDINGS, INC. VP/CONTROLLER/FINOP direct 2001-12-01 2003-01-30
INVESTMENT CENTERS OF AMERICA, INC. FINOP direct 2001-12-01 2003-02-05
NATIONAL PLANNING CORPORATION VP CONTROLLER/FINOP direct 2001-11-01 2003-04-08
WINDWARD CAPITAL MANAGEMENT CO CFO direct 2004-10-01 2004-10-15
WINDWARD CAPITAL MANAGEMENT CO CFO, CCO direct 2004-10-01 2006-01-05
BESSLER, DONALD, ROBERT CIO 11/01/2004 Direct less than 5%
Fund Name Position direct/indirect start date end date
STRATEGIC ADVISORY PARTNERS LLC MANAGING DIRECTOR direct 2000-04-01
WINDWARD CAPITAL MANAGEMENT CO CIO direct 2004-11-01
KILPO, KENNETH, GLEN DIRECTOR 08/01/2005 Direct less than 5%
Fund Name Position direct/indirect start date end date
WINDWARD CAPITAL MANAGEMENT CO DIRECTOR direct 2005-08-01
NICHOLS, ROBERT, WAYNE CHAIRMAN THE WINDWARD CAPITAL GROUP 09/01/1997 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
WINDWARD CAPITAL MANAGEMENT CO CHAIRMAN direct 1996-01-01
WINDWARD CAPITAL MANAGEMENT CO CHAIRMAN indirect 1997-09-01

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