WINTHROP PARTNERS - WNY, LLC

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Winthrop Partners - Wny is based out of Buffalo. Winthrop Partners - Wny is a large advisory firm with 155 clients and discretionary assets under management (AUM) of $102,888,377 (Form ADV from 2019-02-15). Their last reported 13F filing for Q2 2019 included $133,463,940 in managed 13F securities and a top 10 holdings concentration of 28.54%. Winthrop Partners - Wny's largest holding is JPMorgan Chase & Co. (Chemical Bank) with shares held of 46,452. Whalewisdom has at least 7 13F filings

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06/30/2019

13F Sector Allocation Over Time

06/30/2019

13F Activity

  • Market Value $133.464 Million
  • Prior Market Value $128.186 Million
  • New Purchases9 stocks
  • Additional Purchases49 stocks
  • Sold out of13 stocks
  • Reduced holdings in32 stocks
  • Top 10 Holdings % 28.54 %
  • Turnover % [1]:9.73%
  • Turnover Alt % [2]: 5.01 %
  • Time Held Top20:3.55 quarters
  • Time Held Top10:3.50 quarters
  • Time Held All:5.05 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-05-15

Performance for Q1 2019: 5.85%
Performance Last 4 Quarters: 14.46%
Performance Metrics
Stats are not available for the latest quarter

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13F Filings Available:
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

WINTHROP PARTNERS - WNY, LLC
835 WASHINGTON STREET SUITE 118
BUFFALO NY    14203
Country: United States

Business Phone: 716-322-7478
Fax:
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: NY
Number of employees: 4
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges,Fixed fees
Amount of client funds and securities:
Total Number of Clients: 155
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Form 4 - Recent Insider Transactions

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WINTHROP PARTNERS - WNY, LLC

ownership team - last updated 2019-02-15
Name Title Start Date Direct/Indirect % Ownership
SAUNDERS, THOMAS, JOHN MANAGING MEMBER 11/01/2015 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
WINTHROP FINANCIAL, INC. MANAGING MEMBER & COO direct 2017-06-01
WINTHROP PARTNERS - EPA, LLC MANAGING MEMBER direct 2015-11-01
WINTHROP PARTNERS - EPA, LLC CO-MANAGING MEMBER & COO direct 2015-11-01
WINTHROP PARTNERS - WNY, LLC MANAGING MEMBER direct 2015-11-01
LOCUST CAPITAL MANAGEMENT- WPA, LLC MANAGING MEMBER direct 2015-11-01
WINTHROP PARTNERS - WPA, LLC CO-MANAGING MEMBER AND COO direct 2015-11-01
STAURING, DEBORAH, ANN CHIEF COMPLIANCE OFFICER 06/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
HAROLD C. BROWN & CO., LLC OWNER indirect 2002-05-01
HAROLD C. BROWN & CO., LLC SENIOR VICE PRESIDENT, MEMBER direct 2004-01-01
WINTHROP FINANCIAL, INC. MANAGING MEMBER / CHIEF COMPLIANCE OFFICER direct 2011-07-01
WINTHROP FINANCIAL, INC. CHIEF COMPLIANCE OFFICER direct 2011-07-01
DAS-WFI INC. CHIEF COMPLIANCE OFFICER, OWNER direct 2011-07-01
WINTHROP PARTNERS - EPA, LLC CHIEF COMPLIANCE OFFICER direct 2016-06-01
WINTHROP PARTNERS - WNY, LLC CHIEF COMPLIANCE OFFICER direct 2016-06-01
WINTHROP PARTNERS - WPA, LLC CHIEF COMPLIANCE OFFICER direct 2016-06-01
ELLEVERAGE LLC CEO, CCO, CO-OWNER direct 2017-07-01
ELLEVERAGE LLC CCO direct 2017-07-01
WERNER, ROBERT, BRIAN CO-MANAGING MEMBER AND CIO 07/01/2017 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
WINTHROP PARTNERS - EPA, LLC CO-MANAGING MEMBER AND CIO direct 2017-07-01
WINTHROP PARTNERS - WNY, LLC CO-MANAGING MEMBER AND CIO direct 2017-07-01
WINTHROP PARTNERS - WPA, LLC CO-MANAGING MEMBER AND CIO direct 2017-07-01
CARNEY, RYAN MEMBER, TRADER 07/01/2017 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
WINTHROP PARTNERS - WNY, LLC MEMBER, TRADER direct 2017-07-01

WINTHROP PARTNERS - WNY, LLC

ownership team - last updated 2018-06-25
Name Title Start Date Direct/Indirect % Ownership
SAUNDERS, THOMAS, JOHN MANAGING MEMBER 11/01/2015 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
WINTHROP FINANCIAL, INC. MANAGING MEMBER & COO direct 2017-06-01
WINTHROP PARTNERS - EPA, LLC MANAGING MEMBER direct 2015-11-01
WINTHROP PARTNERS - EPA, LLC CO-MANAGING MEMBER & COO direct 2015-11-01
WINTHROP PARTNERS - WNY, LLC MANAGING MEMBER direct 2015-11-01
LOCUST CAPITAL MANAGEMENT- WPA, LLC MANAGING MEMBER direct 2015-11-01
WINTHROP PARTNERS - WPA, LLC CO-MANAGING MEMBER AND COO direct 2015-11-01
STAURING, DEBORAH, ANN CHIEF COMPLIANCE OFFICER 06/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
HAROLD C. BROWN & CO., LLC OWNER indirect 2002-05-01
HAROLD C. BROWN & CO., LLC SENIOR VICE PRESIDENT, MEMBER direct 2004-01-01
WINTHROP FINANCIAL, INC. MANAGING MEMBER / CHIEF COMPLIANCE OFFICER direct 2011-07-01
WINTHROP FINANCIAL, INC. CHIEF COMPLIANCE OFFICER direct 2011-07-01
DAS-WFI INC. CHIEF COMPLIANCE OFFICER, OWNER direct 2011-07-01
WINTHROP PARTNERS - EPA, LLC CHIEF COMPLIANCE OFFICER direct 2016-06-01
WINTHROP PARTNERS - WNY, LLC CHIEF COMPLIANCE OFFICER direct 2016-06-01
WINTHROP PARTNERS - WPA, LLC CHIEF COMPLIANCE OFFICER direct 2016-06-01
ELLEVERAGE LLC CEO, CCO, CO-OWNER direct 2017-07-01
ELLEVERAGE LLC CCO direct 2017-07-01
WERNER, ROBERT, BRIAN CO-MANAGING MEMBER AND CIO 07/01/2017 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
WINTHROP PARTNERS - EPA, LLC CO-MANAGING MEMBER AND CIO direct 2017-07-01
WINTHROP PARTNERS - WNY, LLC CO-MANAGING MEMBER AND CIO direct 2017-07-01
WINTHROP PARTNERS - WPA, LLC CO-MANAGING MEMBER AND CIO direct 2017-07-01
CARNEY, RYAN MEMBER, TRADER 07/01/2017 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
WINTHROP PARTNERS - WNY, LLC MEMBER, TRADER direct 2017-07-01

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