Form D
View Original Filing
Notice of Exempt Offering of Securities
Item 1. Issuer's Identity
Name of Issuer:
ADAPTIMMUNE LTD
Jurisdiction of Incorporation/Organization
UN
Year of Incorporation/Organization
Over Five Years Ago
Item 2 Issuer Principal Place of Business and Contact Information
91 PARK DRIVE
MILTON PARK
ABINGDON, OXFORDSHIRE, X0 OX14 4RY
Phone Number:
subscription required
Item 3. Related Persons
Name
DR. JONATHAN KNOWLES
Address
subscription required
Relationship(s)
Clarification of Response
CHAIRMAN
Item 3. Related Persons
Name
JAMES NOBLE
Address
subscription required
Relationship(s)
- EXECUTIVE OFFICER
- DIRECTOR
Clarification of Response
CHIEF EXECUTIVE OFFICER
Item 3. Related Persons
Name
IAN LAING
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
DAVID MOTT
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
ALI BEHBAHANI
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
PETER THOMPSON
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
ELLIOTT SIGAL
Address
subscription required
Relationship(s)
Clarification of Response
Item 4. Industry Group
BIOTECHNOLOGY
Item 5. Issuer Size
Revenue Range (for issuer not specifying "hedge" or "other investment" fund in Item 4 above)
DECLINE TO DISCLOSE
Item 6. Federal Exemptions and Exclusions Claimed
Item 7. Type of Filing
New Notice
Date of First Sale in this Offering:
09/23/2014
Item 8. Duration of Offering
Does the issuer intend this offering to last more than one year?
No
Item 9. Type(s) of Securities Offered
- Equity
- Other: SERIES A PREFERRED SHARES
Item 10. Business Combination Transaction
Is this offering being made in connection with a business combination
transaction, such as a merger, acquisition or exchange offer?
No
Clarification of Response
Item 11. Minimum Investment
Minimum Investment accepted from any outside investor
1
Item 13. Offering and Sales Amounts
Total Offering Amount
103809789
Total Amount Sold
103809789
Total Remaining to be Sold
0
Clarification of Response
Item 14. Investors
Securities in the offering have been or may be sold to persons
who do not qualify as accredited investors,
Number of non-accredited investors who already have invested in the offering:
Total number of investors who already have invested in the offering:
22
Item 15. Sales Commissions and Finders' Fees Expenses
Sales Commissions:
0.0
Finders' Fees
0.0
Clarification of Response
Item 16. Use of Proceeds
Provide the amount of the gross proceeds of the offering
that has been or is proposed to be used for payments to any of the persons required
to be named as executive officers,directors or promoters in response to Item 3 above.
0.0
Clarification of Response
Signature and Submission
Issuer Name
ADAPTIMMUNE LTD
Issuer Signature
/S/ MARGARET HENRY
Signer Name
MARGARET HENRY
Signer Title
SECRETARY
Signature Date
10/02/2014