Form D

View Original Filing

Notice of Exempt Offering of Securities

Item 1. Issuer's Identity

Name of Issuer:
ADAPTIMMUNE LTD
Jurisdiction of Incorporation/Organization
UN
Year of Incorporation/Organization
Over Five Years Ago

Previous Name(s)

Entity Type
OTHER

Item 2 Issuer Principal Place of Business and Contact Information

91 PARK DRIVE
MILTON PARK
ABINGDON, OXFORDSHIRE, X0 OX14 4RY
Phone Number: subscription required

Item 3. Related Persons

Name
DR. JONATHAN KNOWLES
Address
subscription required
Relationship(s)
  • DIRECTOR
Clarification of Response
CHAIRMAN

Item 3. Related Persons

Name
JAMES NOBLE
Address
subscription required
Relationship(s)
  • EXECUTIVE OFFICER
  • DIRECTOR
Clarification of Response
CHIEF EXECUTIVE OFFICER

Item 3. Related Persons

Name
IAN LAING
Address
subscription required
Relationship(s)
  • DIRECTOR
Clarification of Response

Item 3. Related Persons

Name
DAVID MOTT
Address
subscription required
Relationship(s)
  • DIRECTOR
Clarification of Response

Item 3. Related Persons

Name
ALI BEHBAHANI
Address
subscription required
Relationship(s)
  • DIRECTOR
Clarification of Response

Item 3. Related Persons

Name
PETER THOMPSON
Address
subscription required
Relationship(s)
  • DIRECTOR
Clarification of Response

Item 3. Related Persons

Name
ELLIOTT SIGAL
Address
subscription required
Relationship(s)
  • DIRECTOR
Clarification of Response

Item 4. Industry Group

BIOTECHNOLOGY

Item 5. Issuer Size

Revenue Range (for issuer not specifying "hedge" or "other investment" fund in Item 4 above)
DECLINE TO DISCLOSE

Item 6. Federal Exemptions and Exclusions Claimed

Item 7. Type of Filing

New Notice
Date of First Sale in this Offering:
09/23/2014

Item 8. Duration of Offering

Does the issuer intend this offering to last more than one year?
No

Item 9. Type(s) of Securities Offered

  • Equity
  • Other: SERIES A PREFERRED SHARES

Item 10. Business Combination Transaction

Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer?
No
Clarification of Response

Item 11. Minimum Investment

Minimum Investment accepted from any outside investor
1

Item 13. Offering and Sales Amounts

Total Offering Amount
103809789
Total Amount Sold
103809789
Total Remaining to be Sold
0
Clarification of Response

Item 14. Investors

Securities in the offering have been or may be sold to persons who do not qualify as accredited investors,
Number of non-accredited investors who already have invested in the offering:
Total number of investors who already have invested in the offering:
22

Item 15. Sales Commissions and Finders' Fees Expenses

Sales Commissions:
0.0
Finders' Fees
0.0
Clarification of Response

Item 16. Use of Proceeds

Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers,directors or promoters in response to Item 3 above.
0.0
Clarification of Response

Signature and Submission

Issuer Name
ADAPTIMMUNE LTD
Issuer Signature
/S/ MARGARET HENRY
Signer Name
MARGARET HENRY
Signer Title
SECRETARY
Signature Date
10/02/2014
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