Form D/A
View Original Filing
Notice of Exempt Offering of Securities
Item 1. Issuer's Identity
Name of Issuer:
VOYA FINANCIAL ADVISORS, INC.
Jurisdiction of Incorporation/Organization
MI
Year of Incorporation/Organization
Over Five Years Ago
Previous Name(s)
- ING FINANCIAL PARTNERS INC
Item 2 Issuer Principal Place of Business and Contact Information
909 LOCUST STREET
DES MOINES, IA 50309-2899
Phone Number:
subscription required
Item 3. Related Persons
Name
KARL S. LINDBERG
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
RICHARD LINTON, JR.
Address
subscription required
Relationship(s)
- EXECUTIVE OFFICER
- DIRECTOR
Clarification of Response
Item 3. Related Persons
Name
THOMAS HALLORAN
Address
subscription required
Relationship(s)
- EXECUTIVE OFFICER
- DIRECTOR
Clarification of Response
Item 3. Related Persons
Name
ANGELA KAHRMANN
Address
subscription required
Relationship(s)
- EXECUTIVE OFFICER
- DIRECTOR
Clarification of Response
Item 4. Industry Group
INVESTING
Item 5. Issuer Size
Revenue Range (for issuer not specifying "hedge" or "other investment" fund in Item 4 above)
DECLINE TO DISCLOSE
Item 6. Federal Exemptions and Exclusions Claimed
Item 7. Type of Filing
Amendment
Date of First Sale in this Offering:
01/01/2009
Item 8. Duration of Offering
Does the issuer intend this offering to last more than one year?
Yes
Item 9. Type(s) of Securities Offered
- Other: DEFERRED COMPENSATION OBLIGATIONS
Item 10. Business Combination Transaction
Is this offering being made in connection with a business combination
transaction, such as a merger, acquisition or exchange offer?
No
Clarification of Response
Item 11. Minimum Investment
Minimum Investment accepted from any outside investor
0
Item 13. Offering and Sales Amounts
Total Offering Amount
INDEFINITE
Total Amount Sold
3265719
Total Remaining to be Sold
INDEFINITE
Clarification of Response
Item 14. Investors
Securities in the offering have been or may be sold to persons
who do not qualify as accredited investors,
Number of non-accredited investors who already have invested in the offering:
Total number of investors who already have invested in the offering:
73
Item 15. Sales Commissions and Finders' Fees Expenses
Sales Commissions:
0.0
Finders' Fees
0.0
Clarification of Response
Item 16. Use of Proceeds
Provide the amount of the gross proceeds of the offering
that has been or is proposed to be used for payments to any of the persons required
to be named as executive officers,directors or promoters in response to Item 3 above.
0.0
Clarification of Response
Signature and Submission
Issuer Name
VOYA FINANCIAL ADVISORS, INC.
Issuer Signature
JULIE COONEY
Signer Name
JULIE COONEY
Signer Title
CHIEF COMPLIANCE OFFICER
Signature Date
01/20/2015