Form D
View Original Filing
Notice of Exempt Offering of Securities
Item 1. Issuer's Identity
Name of Issuer:
EASTSIDE DISTILLING, INC.
Jurisdiction of Incorporation/Organization
NEVADA
Year of Incorporation/Organization
Over Five Years Ago
Item 2 Issuer Principal Place of Business and Contact Information
1805 SE MARTIN LUTHER KING JR. BLVD.
PORTLAND, OR 97214
Phone Number:
subscription required
Item 3. Related Persons
Name
STEVEN EARLES
Address
subscription required
Relationship(s)
- EXECUTIVE OFFICER
- DIRECTOR
Clarification of Response
Item 3. Related Persons
Name
STEVEN SHUM
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
MARTIN KUNKEL
Address
subscription required
Relationship(s)
- EXECUTIVE OFFICER
- DIRECTOR
Clarification of Response
Item 3. Related Persons
Name
LENNY GOTTER
Address
subscription required
Relationship(s)
Clarification of Response
Item 4. Industry Group
RETAILING
Item 5. Issuer Size
Revenue Range (for issuer not specifying "hedge" or "other investment" fund in Item 4 above)
$1,000,001 - $5,000,000
Item 6. Federal Exemptions and Exclusions Claimed
Item 7. Type of Filing
New Notice
Date of First Sale in this Offering:
04/04/2016
Item 8. Duration of Offering
Does the issuer intend this offering to last more than one year?
No
Item 9. Type(s) of Securities Offered
- Equity
- Option, Warrant or Other Right to Acquire Another Security
- Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security
Item 10. Business Combination Transaction
Is this offering being made in connection with a business combination
transaction, such as a merger, acquisition or exchange offer?
No
Clarification of Response
Item 11. Minimum Investment
Minimum Investment accepted from any outside investor
10000
Item 12. Sales Compensation
Recipient
HP SECURITIES, INC.
Recipient CRD Number
31538
(Associated) Broker or Dealer)
NONE
(Associated) Broker or Dealer CRD Number
NONE
Address
1500 SW 1ST AVE, SUITE 910
PORTLAND, OR 97201
States of Solicitation
Item 12. Sales Compensation
Recipient
ARDOUR CAPITAL INVESTMENTS, LLC
Recipient CRD Number
120574
(Associated) Broker or Dealer)
NONE
(Associated) Broker or Dealer CRD Number
NONE
Address
26 BROADWAY, SUITE
NY, NY 10004
States of Solicitation
Item 13. Offering and Sales Amounts
Total Offering Amount
3000000
Total Amount Sold
880000
Total Remaining to be Sold
2120000
Clarification of Response
Item 14. Investors
Securities in the offering have been or may be sold to persons
who do not qualify as accredited investors,
Number of non-accredited investors who already have invested in the offering:
Total number of investors who already have invested in the offering:
12
Item 15. Sales Commissions and Finders' Fees Expenses
Sales Commissions:
28560.0
Finders' Fees
0.0
Clarification of Response
IN ADDITION TO THE CASH COMPENSATION DISCLOSED ABOVE, THE BROKERS RECEIVED 5-YEAR WARRANTS TO PURCHASE 71,400 SHARES OF COMMON STOCK WITH AN EXERCISE PRICE OF $0.15.
Item 16. Use of Proceeds
Provide the amount of the gross proceeds of the offering
that has been or is proposed to be used for payments to any of the persons required
to be named as executive officers,directors or promoters in response to Item 3 above.
340000.0
Clarification of Response
THE NAMED OFFICERS IN ITEM 3 ABOVE RECEIVED UNITS IN THE OFFERING IN CONSIDERATION OF $340,000 OF ACCURED AND UNPAID SALARY.
Signature and Submission
Issuer Name
EASTSIDE DISTILLING, INC.
Issuer Signature
/S/ STEVEN EARLES
Signer Name
STEVEN EARLES
Signer Title
PRESIDENT
Signature Date
04/04/2016