Form D

View Original Filing

Notice of Exempt Offering of Securities

Item 1. Issuer's Identity

Name of Issuer:
SAWTOOTH ASSET MANAGEMENT, INC.
Jurisdiction of Incorporation/Organization
MI
Year of Incorporation/Organization
2009

Previous Name(s)

Entity Type
CORPORATION

Item 2 Issuer Principal Place of Business and Contact Information

7400 METRO BOULEVARD
SUITE 219
EDINA, MN 55439
Phone Number: subscription required

Item 3. Related Persons

Name
BRADLEY EARL PRIES
Address
subscription required
Relationship(s)
  • EXECUTIVE OFFICER
Clarification of Response

Item 4. Industry Group

INVESTING

Item 5. Issuer Size

Revenue Range (for issuer not specifying "hedge" or "other investment" fund in Item 4 above)
$1 - $1,000,000

Item 6. Federal Exemptions and Exclusions Claimed

Item 7. Type of Filing

New Notice
Date of First Sale in this Offering:
05/15/2009

Item 8. Duration of Offering

Does the issuer intend this offering to last more than one year?
Yes

Item 9. Type(s) of Securities Offered

  • Debt

Item 10. Business Combination Transaction

Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer?
No
Clarification of Response

Item 11. Minimum Investment

Minimum Investment accepted from any outside investor
25000

Item 12. Sales Compensation

Recipient
N/A
Recipient CRD Number
NONE
(Associated) Broker or Dealer)
NONE
(Associated) Broker or Dealer CRD Number
NONE
Address
N/A
N/A, MN 55439
States of Solicitation
  • MN

Item 13. Offering and Sales Amounts

Total Offering Amount
750000
Total Amount Sold
225000
Total Remaining to be Sold
525000
Clarification of Response

Item 14. Investors

Securities in the offering have been or may be sold to persons who do not qualify as accredited investors,
Number of non-accredited investors who already have invested in the offering:
Total number of investors who already have invested in the offering:
3

Item 15. Sales Commissions and Finders' Fees Expenses

Sales Commissions:
0.0
Finders' Fees
0.0
Clarification of Response
COMPANY IS NOT EMPLOYING ANY SALES AGENTS.

Item 16. Use of Proceeds

Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers,directors or promoters in response to Item 3 above.
50000.0 Is an estimate
Clarification of Response
CAPITAL TO BE USED FOR OPERATING, SLAES AND MARKETING EXPENSES FOR SAWTOOTH'S INVESTMENT SERVICES.

Signature and Submission

Issuer Name
SAWTOOTH ASSET MANAGEMENT, INC.
Issuer Signature
BRADLEY E. PRIES
Signer Name
BRAD PRIES
Signer Title
PRESIDENT
Signature Date
03/03/2010
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