Form D
View Original Filing
Notice of Exempt Offering of Securities
Item 1. Issuer's Identity
Name of Issuer:
SAWTOOTH ASSET MANAGEMENT, INC.
Jurisdiction of Incorporation/Organization
MI
Year of Incorporation/Organization
2009
Item 2 Issuer Principal Place of Business and Contact Information
7400 METRO BOULEVARD
SUITE 219
EDINA, MN 55439
Phone Number:
subscription required
Item 3. Related Persons
Name
BRADLEY EARL PRIES
Address
subscription required
Relationship(s)
Clarification of Response
Item 4. Industry Group
INVESTING
Item 5. Issuer Size
Revenue Range (for issuer not specifying "hedge" or "other investment" fund in Item 4 above)
$1 - $1,000,000
Item 6. Federal Exemptions and Exclusions Claimed
Item 7. Type of Filing
New Notice
Date of First Sale in this Offering:
05/15/2009
Item 8. Duration of Offering
Does the issuer intend this offering to last more than one year?
Yes
Item 9. Type(s) of Securities Offered
Item 10. Business Combination Transaction
Is this offering being made in connection with a business combination
transaction, such as a merger, acquisition or exchange offer?
No
Clarification of Response
Item 11. Minimum Investment
Minimum Investment accepted from any outside investor
25000
Item 12. Sales Compensation
Recipient
N/A
Recipient CRD Number
NONE
(Associated) Broker or Dealer)
NONE
(Associated) Broker or Dealer CRD Number
NONE
Address
N/A
N/A, MN 55439
States of Solicitation
Item 13. Offering and Sales Amounts
Total Offering Amount
750000
Total Amount Sold
225000
Total Remaining to be Sold
525000
Clarification of Response
Item 14. Investors
Securities in the offering have been or may be sold to persons
who do not qualify as accredited investors,
Number of non-accredited investors who already have invested in the offering:
Total number of investors who already have invested in the offering:
3
Item 15. Sales Commissions and Finders' Fees Expenses
Sales Commissions:
0.0
Finders' Fees
0.0
Clarification of Response
COMPANY IS NOT EMPLOYING ANY SALES AGENTS.
Item 16. Use of Proceeds
Provide the amount of the gross proceeds of the offering
that has been or is proposed to be used for payments to any of the persons required
to be named as executive officers,directors or promoters in response to Item 3 above.
50000.0 Is an estimate
Clarification of Response
CAPITAL TO BE USED FOR OPERATING, SLAES AND MARKETING EXPENSES FOR SAWTOOTH'S INVESTMENT SERVICES.
Signature and Submission
Issuer Name
SAWTOOTH ASSET MANAGEMENT, INC.
Issuer Signature
BRADLEY E. PRIES
Signer Name
BRAD PRIES
Signer Title
PRESIDENT
Signature Date
03/03/2010