Form D
View Original Filing
Notice of Exempt Offering of Securities
Item 1. Issuer's Identity
Name of Issuer:
KENNEDY CAPITAL MANAGEMENT, INC.
Jurisdiction of Incorporation/Organization
MISSOURI
Year of Incorporation/Organization
Over Five Years Ago
Previous Name(s)
- KENNEDY CAPITAL MANAGEMENT INC
Item 2 Issuer Principal Place of Business and Contact Information
10829 OLIVE BLVD
SUITE 100
ST LOUIS, MO 63141
Phone Number:
subscription required
Item 3. Related Persons
Name
MICHAEL BERTZ
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
JAMES J. BOYNE
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
DON COBIN
Address
subscription required
Relationship(s)
- EXECUTIVE OFFICER
- DIRECTOR
Clarification of Response
Item 3. Related Persons
Name
ROBERT B. KARN III
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
FRANCIS ANDREW LATUDA, JR.
Address
subscription required
Relationship(s)
- EXECUTIVE OFFICER
- DIRECTOR
Clarification of Response
Item 3. Related Persons
Name
MATTHEW H. SCANLAN
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
NIRAJ S. SHAH
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
CRAIG A. BRANNAM
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
RICHARD ERNEST OLIVER
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
RICHARD HENRY SINISE
Address
subscription required
Relationship(s)
Clarification of Response
Item 4. Industry Group
INVESTING
Item 5. Issuer Size
Revenue Range (for issuer not specifying "hedge" or "other investment" fund in Item 4 above)
$25,000,001 - $100,000,000
Item 6. Federal Exemptions and Exclusions Claimed
Item 7. Type of Filing
New Notice
Date of First Sale in this Offering:
06/20/2018
Item 8. Duration of Offering
Does the issuer intend this offering to last more than one year?
No
Item 9. Type(s) of Securities Offered
Item 10. Business Combination Transaction
Is this offering being made in connection with a business combination
transaction, such as a merger, acquisition or exchange offer?
No
Clarification of Response
Item 11. Minimum Investment
Minimum Investment accepted from any outside investor
0
Item 13. Offering and Sales Amounts
Total Offering Amount
3290157
Total Amount Sold
2344185
Total Remaining to be Sold
945972
Clarification of Response
OFFERING HAS ENDED.
Item 14. Investors
Securities in the offering have been or may be sold to persons
who do not qualify as accredited investors,
Yes
Number of non-accredited investors who already have invested in the offering:
8
Total number of investors who already have invested in the offering:
24
Item 15. Sales Commissions and Finders' Fees Expenses
Sales Commissions:
0.0
Finders' Fees
0.0
Clarification of Response
Item 16. Use of Proceeds
Provide the amount of the gross proceeds of the offering
that has been or is proposed to be used for payments to any of the persons required
to be named as executive officers,directors or promoters in response to Item 3 above.
0.0
Clarification of Response
Signature and Submission
Issuer Name
KENNEDY CAPITAL MANAGEMENT, INC.
Issuer Signature
/S/ PATRICK PATERSON
Signer Name
PATRICK PATERSON
Signer Title
ATTORNEY-IN-FACT
Signature Date
07/05/2018