Form D
View Original Filing
Notice of Exempt Offering of Securities
Item 1. Issuer's Identity
Name of Issuer:
PARETEUM CORP
Jurisdiction of Incorporation/Organization
DELAWARE
Year of Incorporation/Organization
Over Five Years Ago
Previous Name(s)
- ELEPHANT TALK COMMUNICATIONS CORP
- ELEPHANT TALK COMMUNICATIONS INC
- STARUNI CORP
Item 2 Issuer Principal Place of Business and Contact Information
1185 AVENUE OF THE AMERICAS
37TH FLOOR
NEW YORK, NY 10036
Phone Number:
subscription required
Item 3. Related Persons
Name
ROBERT HAL TURNER
Address
subscription required
Relationship(s)
- EXECUTIVE OFFICER
- DIRECTOR
Clarification of Response
CHAIRMAN PRINCIPAL EXECUTIVE OFFICER
Item 3. Related Persons
Name
EDWARD O'DONNELL
Address
subscription required
Relationship(s)
Clarification of Response
CHIEF FINANCIAL OFFICER
Item 3. Related Persons
Name
VIC BOZZO
Address
subscription required
Relationship(s)
Clarification of Response
CHIEF EXECUTIVE OFFICER
Item 3. Related Persons
Name
YVES VAN SANTE
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
LAURA THOMAS
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
LUIS JIMENEZ-TUNON
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
DENIS MCCARTHY
Address
subscription required
Relationship(s)
Clarification of Response
PRESIDENT
Item 4. Industry Group
OTHER TECHNOLOGY
Item 5. Issuer Size
Revenue Range (for issuer not specifying "hedge" or "other investment" fund in Item 4 above)
DECLINE TO DISCLOSE
Item 6. Federal Exemptions and Exclusions Claimed
Item 7. Type of Filing
New Notice
Date of First Sale in this Offering:
10/01/2018
Item 8. Duration of Offering
Does the issuer intend this offering to last more than one year?
No
Item 9. Type(s) of Securities Offered
Item 10. Business Combination Transaction
Is this offering being made in connection with a business combination
transaction, such as a merger, acquisition or exchange offer?
Yes
Clarification of Response
PARETEUM CORPORATION ACQUIRED ARTILIUM PLC IN A CASH AND STOCK TRANSACTION. CERTAIN STOCK WAS ISSUED PURSUANT TO RULE 15 OF THE TAKEOVERS CODE.
Item 11. Minimum Investment
Minimum Investment accepted from any outside investor
0
Item 13. Offering and Sales Amounts
Total Offering Amount
10433594
Total Amount Sold
10433594
Total Remaining to be Sold
0
Clarification of Response
4,107,714 SHARES OF PARETEUM CORPORATION WERE ISSUED TO SHAREHOLDERS OF ARTILIUM PLC AS AN EXEMPT OFFERING. AS OF OCTOBER 18, 2018, EACH SHARE OF PARETEUM WAS VALUED AT $2.54 PER SHARE.
Item 14. Investors
Securities in the offering have been or may be sold to persons
who do not qualify as accredited investors,
Number of non-accredited investors who already have invested in the offering:
Total number of investors who already have invested in the offering:
0
Item 15. Sales Commissions and Finders' Fees Expenses
Sales Commissions:
0.0
Finders' Fees
0.0
Clarification of Response
Item 16. Use of Proceeds
Provide the amount of the gross proceeds of the offering
that has been or is proposed to be used for payments to any of the persons required
to be named as executive officers,directors or promoters in response to Item 3 above.
0.0
Clarification of Response
Signature and Submission
Issuer Name
PARETEUM CORP
Issuer Signature
/S/ EDWARD O'DONNELL
Signer Name
EDWARD O'DONNELL
Signer Title
CHIEF FINANCIAL OFFICER
Signature Date
10/25/2018
