Form D
View Original Filing
Notice of Exempt Offering of Securities
Item 1. Issuer's Identity
Name of Issuer:
PALANTIR TECHNOLOGIES INC.
Jurisdiction of Incorporation/Organization
DELAWARE
Year of Incorporation/Organization
Over Five Years Ago
Previous Name(s)
- PALANTIR TECHNOLOGIES INC
Item 2 Issuer Principal Place of Business and Contact Information
100 HAMILTON AVENUE
SUITE 300
PALO ALTO, CA 94301
Phone Number:
subscription required
Item 3. Related Persons
Name
ALEXANDER KARP
Address
subscription required
Relationship(s)
- EXECUTIVE OFFICER
- DIRECTOR
Clarification of Response
Item 3. Related Persons
Name
PETER THIEL
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
STEPHEN COHEN
Address
subscription required
Relationship(s)
- EXECUTIVE OFFICER
- DIRECTOR
Clarification of Response
Item 3. Related Persons
Name
ADAM ROSS
Address
subscription required
Relationship(s)
Clarification of Response
Item 4. Industry Group
OTHER TECHNOLOGY
Item 5. Issuer Size
Revenue Range (for issuer not specifying "hedge" or "other investment" fund in Item 4 above)
DECLINE TO DISCLOSE
Item 6. Federal Exemptions and Exclusions Claimed
Item 7. Type of Filing
New Notice
Date of First Sale in this Offering:
04/07/2020
Item 8. Duration of Offering
Does the issuer intend this offering to last more than one year?
No
Item 9. Type(s) of Securities Offered
Item 10. Business Combination Transaction
Is this offering being made in connection with a business combination
transaction, such as a merger, acquisition or exchange offer?
No
Clarification of Response
Item 11. Minimum Investment
Minimum Investment accepted from any outside investor
0
Item 12. Sales Compensation
Recipient
RBC CAPITAL MARKETS, LLC
Recipient CRD Number
31194
(Associated) Broker or Dealer)
NONE
(Associated) Broker or Dealer CRD Number
NONE
Address
3 WORLD FINANCIAL CENTER
200 VESEY STREET
NEW YORK, NY 10281
States of Solicitation
Item 12. Sales Compensation
Recipient
DISRUPTIVE SECURITIES, LLC
Recipient CRD Number
299155
(Associated) Broker or Dealer)
NONE
(Associated) Broker or Dealer CRD Number
NONE
Address
1801 CENTURY PARK EAST
SUITE 2220
LOS ANGELES, CA 90067
States of Solicitation
Item 12. Sales Compensation
Recipient
OLD CITY SECURITIES LLC
Recipient CRD Number
171910
(Associated) Broker or Dealer)
NONE
(Associated) Broker or Dealer CRD Number
NONE
Address
589 FIFTH AVE., PH LEVEL
NEW YORK, NY 10017
States of Solicitation
Item 13. Offering and Sales Amounts
Total Offering Amount
961099010
Total Amount Sold
549727437
Total Remaining to be Sold
411371573
Clarification of Response
OF TOTAL REMAINING TO BE SOLD, ALL BUT $671,576.25 REPRESENTS SHARES OF COMMON STOCK ALREADY SUBSCRIBED FOR.
Item 14. Investors
Securities in the offering have been or may be sold to persons
who do not qualify as accredited investors,
Number of non-accredited investors who already have invested in the offering:
Total number of investors who already have invested in the offering:
58
Item 15. Sales Commissions and Finders' Fees Expenses
Sales Commissions:
11877100.0 Is an estimate
Finders' Fees
0.0
Clarification of Response
Item 16. Use of Proceeds
Provide the amount of the gross proceeds of the offering
that has been or is proposed to be used for payments to any of the persons required
to be named as executive officers,directors or promoters in response to Item 3 above.
0.0
Clarification of Response
Signature and Submission
Issuer Name
PALANTIR TECHNOLOGIES INC.
Issuer Signature
/S/ ALEXANDER KARP
Signer Name
ALEXANDER KARP
Signer Title
CHIEF EXECUTIVE OFFICER
Signature Date
07/01/2020