Form D

View Original Filing

Notice of Exempt Offering of Securities

Item 1. Issuer's Identity

Name of Issuer:
PALANTIR TECHNOLOGIES INC.
Jurisdiction of Incorporation/Organization
DELAWARE
Year of Incorporation/Organization
Over Five Years Ago

Previous Name(s)

  • PALANTIR TECHNOLOGIES INC
Entity Type
CORPORATION

Item 2 Issuer Principal Place of Business and Contact Information

100 HAMILTON AVENUE
SUITE 300
PALO ALTO, CA 94301
Phone Number: subscription required

Item 3. Related Persons

Name
ALEXANDER KARP
Address
subscription required
Relationship(s)
  • EXECUTIVE OFFICER
  • DIRECTOR
Clarification of Response

Item 3. Related Persons

Name
PETER THIEL
Address
subscription required
Relationship(s)
  • DIRECTOR
Clarification of Response

Item 3. Related Persons

Name
STEPHEN COHEN
Address
subscription required
Relationship(s)
  • EXECUTIVE OFFICER
  • DIRECTOR
Clarification of Response

Item 3. Related Persons

Name
ADAM ROSS
Address
subscription required
Relationship(s)
  • DIRECTOR
Clarification of Response

Item 4. Industry Group

OTHER TECHNOLOGY

Item 5. Issuer Size

Revenue Range (for issuer not specifying "hedge" or "other investment" fund in Item 4 above)
DECLINE TO DISCLOSE

Item 6. Federal Exemptions and Exclusions Claimed

Item 7. Type of Filing

New Notice
Date of First Sale in this Offering:
04/07/2020

Item 8. Duration of Offering

Does the issuer intend this offering to last more than one year?
No

Item 9. Type(s) of Securities Offered

  • Equity

Item 10. Business Combination Transaction

Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer?
No
Clarification of Response

Item 11. Minimum Investment

Minimum Investment accepted from any outside investor
0

Item 12. Sales Compensation

Recipient
RBC CAPITAL MARKETS, LLC
Recipient CRD Number
31194
(Associated) Broker or Dealer)
NONE
(Associated) Broker or Dealer CRD Number
NONE
Address
3 WORLD FINANCIAL CENTER
200 VESEY STREET
NEW YORK, NY 10281
States of Solicitation
  • FL
  • PA
  • TX

Item 12. Sales Compensation

Recipient
DISRUPTIVE SECURITIES, LLC
Recipient CRD Number
299155
(Associated) Broker or Dealer)
NONE
(Associated) Broker or Dealer CRD Number
NONE
Address
1801 CENTURY PARK EAST
SUITE 2220
LOS ANGELES, CA 90067
States of Solicitation
  • CA

Item 12. Sales Compensation

Recipient
OLD CITY SECURITIES LLC
Recipient CRD Number
171910
(Associated) Broker or Dealer)
NONE
(Associated) Broker or Dealer CRD Number
NONE
Address
589 FIFTH AVE., PH LEVEL
NEW YORK, NY 10017
States of Solicitation
  • CA
  • CO
  • NY

Item 13. Offering and Sales Amounts

Total Offering Amount
961099010
Total Amount Sold
549727437
Total Remaining to be Sold
411371573
Clarification of Response
OF TOTAL REMAINING TO BE SOLD, ALL BUT $671,576.25 REPRESENTS SHARES OF COMMON STOCK ALREADY SUBSCRIBED FOR.

Item 14. Investors

Securities in the offering have been or may be sold to persons who do not qualify as accredited investors,
Number of non-accredited investors who already have invested in the offering:
Total number of investors who already have invested in the offering:
58

Item 15. Sales Commissions and Finders' Fees Expenses

Sales Commissions:
11877100.0 Is an estimate
Finders' Fees
0.0
Clarification of Response

Item 16. Use of Proceeds

Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers,directors or promoters in response to Item 3 above.
0.0
Clarification of Response

Signature and Submission

Issuer Name
PALANTIR TECHNOLOGIES INC.
Issuer Signature
/S/ ALEXANDER KARP
Signer Name
ALEXANDER KARP
Signer Title
CHIEF EXECUTIVE OFFICER
Signature Date
07/01/2020
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