Form D
View Original Filing
Notice of Exempt Offering of Securities
Item 1. Issuer's Identity
Name of Issuer:
SUMMIT FINANCIAL GROUP INC
Jurisdiction of Incorporation/Organization
WEST VIRGINIA
Year of Incorporation/Organization
Over Five Years Ago
Previous Name(s)
- SOUTH BRANCH VALLEY BANCORP INC
Item 2 Issuer Principal Place of Business and Contact Information
300 NORTH MAIN ST
MOOREFIELD, WV 26836
Phone Number:
subscription required
Item 3. Related Persons
Name
H., III CHARLES MADDY
Address
subscription required
Relationship(s)
- EXECUTIVE OFFICER
- DIRECTOR
Clarification of Response
PRESIDENT AND CHIEF EXECUTIVE OFFICER
Item 3. Related Persons
Name
ROBERT S. TISSUE
Address
subscription required
Relationship(s)
Clarification of Response
EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER
Item 3. Related Persons
Name
JULIE R. MARKWOOD
Address
subscription required
Relationship(s)
Clarification of Response
SENIOR VICE PRESIDENT AND CHIEF ACCOUNTING OFFICER
Item 3. Related Persons
Name
PATRICK N. FRYE
Address
subscription required
Relationship(s)
Clarification of Response
EXECUTIVE VICE PRESIDENT AND CHIEF OF CREDIT ADMINISTRATION
Item 3. Related Persons
Name
OSCAR M. BEAN
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
DEWEY F. BENSENHAVER
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
JAMES M. COOKMAN
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
JOHN, II W. CRITES
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
JAMES, II P. GEARY
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
GARY L. HINKLE
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
CHARLES S. PICCIRILLO
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
SCOTT C. JENNINGS
Address
subscription required
Relationship(s)
Clarification of Response
EXECUTIVE VICE PRESIDENT AND CHIEF OPERATING OFFICER
Item 3. Related Persons
Name
RONALD L. BOWLING
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
J. SCOTT BRIDGEFORTH
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
GEORGETTE R. GEORGE
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
JOHN B. GIANOLA
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
JOHN H. SHOTT
Address
subscription required
Relationship(s)
Clarification of Response
Item 3. Related Persons
Name
JASON A. KITZMILLER
Address
subscription required
Relationship(s)
Clarification of Response
Item 4. Industry Group
OTHER BANKING AND FINANCIAL SERVICES
Item 5. Issuer Size
Revenue Range (for issuer not specifying "hedge" or "other investment" fund in Item 4 above)
DECLINE TO DISCLOSE
Item 6. Federal Exemptions and Exclusions Claimed
Item 7. Type of Filing
New Notice
Date of First Sale in this Offering:
09/22/2020
Item 8. Duration of Offering
Does the issuer intend this offering to last more than one year?
No
Item 9. Type(s) of Securities Offered
Item 10. Business Combination Transaction
Is this offering being made in connection with a business combination
transaction, such as a merger, acquisition or exchange offer?
No
Clarification of Response
Item 11. Minimum Investment
Minimum Investment accepted from any outside investor
100000
Item 12. Sales Compensation
Recipient
N/A
Recipient CRD Number
NONE
(Associated) Broker or Dealer)
D.A. DAVIDSON CO.
(Associated) Broker or Dealer CRD Number
199
Address
8 THIRD STREET NORTH
GREAT FALLS, MT 59401
States of Solicitation
- AL
- CA
- FL
- GA
- IA
- MD
- MN
- NJ
- NC
- OH
- PA
- VA
- WV
Item 13. Offering and Sales Amounts
Total Offering Amount
30000000
Total Amount Sold
30000000
Total Remaining to be Sold
0
Clarification of Response
Item 14. Investors
Securities in the offering have been or may be sold to persons
who do not qualify as accredited investors,
Yes
Number of non-accredited investors who already have invested in the offering:
0
Total number of investors who already have invested in the offering:
27
Item 15. Sales Commissions and Finders' Fees Expenses
Sales Commissions:
600000.0
Finders' Fees
0.0
Clarification of Response
Item 16. Use of Proceeds
Provide the amount of the gross proceeds of the offering
that has been or is proposed to be used for payments to any of the persons required
to be named as executive officers,directors or promoters in response to Item 3 above.
0.0
Clarification of Response
Signature and Submission
Issuer Name
SUMMIT FINANCIAL GROUP INC
Issuer Signature
/S/ JULIE R. MARKWOOD
Signer Name
JULIE R. MARKWOOD
Signer Title
SENIOR VICE PRESIDENT AND CHIEF ACCOUNTING OFFICER
Signature Date
09/29/2020