Form D

View Original Filing

Notice of Exempt Offering of Securities

Item 1. Issuer's Identity

Name of Issuer:
SUMMIT FINANCIAL GROUP INC
Jurisdiction of Incorporation/Organization
WEST VIRGINIA
Year of Incorporation/Organization
Over Five Years Ago

Previous Name(s)

  • SOUTH BRANCH VALLEY BANCORP INC
Entity Type
CORPORATION

Item 2 Issuer Principal Place of Business and Contact Information

300 NORTH MAIN ST
MOOREFIELD, WV 26836
Phone Number: subscription required

Item 3. Related Persons

Name
H., III CHARLES MADDY
Address
subscription required
Relationship(s)
  • EXECUTIVE OFFICER
  • DIRECTOR
Clarification of Response
PRESIDENT AND CHIEF EXECUTIVE OFFICER

Item 3. Related Persons

Name
ROBERT S. TISSUE
Address
subscription required
Relationship(s)
  • EXECUTIVE OFFICER
Clarification of Response
EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER

Item 3. Related Persons

Name
JULIE R. MARKWOOD
Address
subscription required
Relationship(s)
  • EXECUTIVE OFFICER
Clarification of Response
SENIOR VICE PRESIDENT AND CHIEF ACCOUNTING OFFICER

Item 3. Related Persons

Name
PATRICK N. FRYE
Address
subscription required
Relationship(s)
  • EXECUTIVE OFFICER
Clarification of Response
EXECUTIVE VICE PRESIDENT AND CHIEF OF CREDIT ADMINISTRATION

Item 3. Related Persons

Name
OSCAR M. BEAN
Address
subscription required
Relationship(s)
  • DIRECTOR
Clarification of Response

Item 3. Related Persons

Name
DEWEY F. BENSENHAVER
Address
subscription required
Relationship(s)
  • DIRECTOR
Clarification of Response

Item 3. Related Persons

Name
JAMES M. COOKMAN
Address
subscription required
Relationship(s)
  • DIRECTOR
Clarification of Response

Item 3. Related Persons

Name
JOHN, II W. CRITES
Address
subscription required
Relationship(s)
  • DIRECTOR
Clarification of Response

Item 3. Related Persons

Name
JAMES, II P. GEARY
Address
subscription required
Relationship(s)
  • DIRECTOR
Clarification of Response

Item 3. Related Persons

Name
GARY L. HINKLE
Address
subscription required
Relationship(s)
  • DIRECTOR
Clarification of Response

Item 3. Related Persons

Name
CHARLES S. PICCIRILLO
Address
subscription required
Relationship(s)
  • DIRECTOR
Clarification of Response

Item 3. Related Persons

Name
SCOTT C. JENNINGS
Address
subscription required
Relationship(s)
  • EXECUTIVE OFFICER
Clarification of Response
EXECUTIVE VICE PRESIDENT AND CHIEF OPERATING OFFICER

Item 3. Related Persons

Name
RONALD L. BOWLING
Address
subscription required
Relationship(s)
  • DIRECTOR
Clarification of Response

Item 3. Related Persons

Name
J. SCOTT BRIDGEFORTH
Address
subscription required
Relationship(s)
  • DIRECTOR
Clarification of Response

Item 3. Related Persons

Name
GEORGETTE R. GEORGE
Address
subscription required
Relationship(s)
  • DIRECTOR
Clarification of Response

Item 3. Related Persons

Name
JOHN B. GIANOLA
Address
subscription required
Relationship(s)
  • DIRECTOR
Clarification of Response

Item 3. Related Persons

Name
JOHN H. SHOTT
Address
subscription required
Relationship(s)
  • DIRECTOR
Clarification of Response

Item 3. Related Persons

Name
JASON A. KITZMILLER
Address
subscription required
Relationship(s)
  • DIRECTOR
Clarification of Response

Item 4. Industry Group

OTHER BANKING AND FINANCIAL SERVICES

Item 5. Issuer Size

Revenue Range (for issuer not specifying "hedge" or "other investment" fund in Item 4 above)
DECLINE TO DISCLOSE

Item 6. Federal Exemptions and Exclusions Claimed

Item 7. Type of Filing

New Notice
Date of First Sale in this Offering:
09/22/2020

Item 8. Duration of Offering

Does the issuer intend this offering to last more than one year?
No

Item 9. Type(s) of Securities Offered

  • Debt

Item 10. Business Combination Transaction

Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer?
No
Clarification of Response

Item 11. Minimum Investment

Minimum Investment accepted from any outside investor
100000

Item 12. Sales Compensation

Recipient
N/A
Recipient CRD Number
NONE
(Associated) Broker or Dealer)
D.A. DAVIDSON CO.
(Associated) Broker or Dealer CRD Number
199
Address
8 THIRD STREET NORTH
GREAT FALLS, MT 59401
States of Solicitation
  • AL
  • CA
  • FL
  • GA
  • IA
  • MD
  • MN
  • NJ
  • NC
  • OH
  • PA
  • VA
  • WV

Item 13. Offering and Sales Amounts

Total Offering Amount
30000000
Total Amount Sold
30000000
Total Remaining to be Sold
0
Clarification of Response

Item 14. Investors

Securities in the offering have been or may be sold to persons who do not qualify as accredited investors,
Yes
Number of non-accredited investors who already have invested in the offering:
0
Total number of investors who already have invested in the offering:
27

Item 15. Sales Commissions and Finders' Fees Expenses

Sales Commissions:
600000.0
Finders' Fees
0.0
Clarification of Response

Item 16. Use of Proceeds

Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers,directors or promoters in response to Item 3 above.
0.0
Clarification of Response

Signature and Submission

Issuer Name
SUMMIT FINANCIAL GROUP INC
Issuer Signature
/S/ JULIE R. MARKWOOD
Signer Name
JULIE R. MARKWOOD
Signer Title
SENIOR VICE PRESIDENT AND CHIEF ACCOUNTING OFFICER
Signature Date
09/29/2020
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