Form D/A
View Original Filing
Notice of Exempt Offering of Securities
Item 1. Issuer's Identity
Name of Issuer:
ORINDA ASSET MANAGEMENT LLC
Jurisdiction of Incorporation/Organization
DE
Year of Incorporation/Organization
2010
Entity Type
LIMITED LIABILITY COMPANY
Item 2 Issuer Principal Place of Business and Contact Information
4 ORINDA WAY, SUITE 180-C
ORINDA, CA 94563
Phone Number:
subscription required
Item 3. Related Persons
Name
CRAIG M KIRKPATRICK
Address
subscription required
Relationship(s)
- EXECUTIVE OFFICER
- DIRECTOR
Clarification of Response
PRESIDENT AND DIRECTOR OF ORINDA INVESTMENT PARTNERS LLC, ISSUER'S MANAGER
Item 3. Related Persons
Name
CYNTHIA M YEE
Address
subscription required
Relationship(s)
- EXECUTIVE OFFICER
- DIRECTOR
Clarification of Response
CHIEF FINANCIAL OFFICER, SECRETARY AND DIRECTOR OF ORINDA INVESTMENT PARTNERS LLC, ISSUER'S MANAGER
Item 3. Related Persons
Name
BRIAN J PAWLOWICZ
Address
subscription required
Relationship(s)
- EXECUTIVE OFFICER
- DIRECTOR
Clarification of Response
VICE PRESIDENT AND DIRECTOR OF ORINDA INVESTMENT PARTNERS LLC, ISSUER'S MANAGER
Item 3. Related Persons
Name
LAWRENCE E EPSTEIN
Address
subscription required
Relationship(s)
- EXECUTIVE OFFICER
- DIRECTOR
Clarification of Response
VICE PRESIDENT AND DIRECTOR OF ORINDA INVESTMENT PARTNERS LLC, ISSUER'S MANAGER
Item 4. Industry Group
INVESTING
Item 5. Issuer Size
Revenue Range (for issuer not specifying "hedge" or "other investment" fund in Item 4 above)
NO REVENUES
Item 6. Federal Exemptions and Exclusions Claimed
Item 7. Type of Filing
Amendment
Date of First Sale in this Offering:
09/30/2010
Item 8. Duration of Offering
Does the issuer intend this offering to last more than one year?
No
Item 9. Type(s) of Securities Offered
Item 10. Business Combination Transaction
Is this offering being made in connection with a business combination
transaction, such as a merger, acquisition or exchange offer?
No
Clarification of Response
Item 11. Minimum Investment
Minimum Investment accepted from any outside investor
100000
Item 13. Offering and Sales Amounts
Total Offering Amount
3000000
Total Amount Sold
1500000
Total Remaining to be Sold
1500000
Clarification of Response
Item 14. Investors
Securities in the offering have been or may be sold to persons
who do not qualify as accredited investors,
Number of non-accredited investors who already have invested in the offering:
Total number of investors who already have invested in the offering:
14
Item 15. Sales Commissions and Finders' Fees Expenses
Sales Commissions:
0.0
Finders' Fees
0.0
Clarification of Response
Item 16. Use of Proceeds
Provide the amount of the gross proceeds of the offering
that has been or is proposed to be used for payments to any of the persons required
to be named as executive officers,directors or promoters in response to Item 3 above.
720000.0 Is an estimate
Clarification of Response
BUDGETED EXECUTIVE SALARIES ARE $240,000 IN 2011 AND $480,000 IN 2012.
Signature and Submission
Issuer Name
ORINDA ASSET MANAGEMENT LLC
Issuer Signature
/S/ CRAIG M. KIRKPATRICK
Signer Name
CRAIG M. KIRKPATRICK
Signer Title
PRESIDENT, ORINDA INVESTMENT PARTNERS LLC, MANAGER
Signature Date
10/12/2010